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November 25, 2024

Securities and Exchange Commission v. Hare et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

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  1. December 02, 2024

    SEC, Ill. Lender Reach $4M Deal Over Failure To Register

    An Illinois convertible note dealer and its president have agreed to pay the U.S. Securities and Exchange Commission over $3.9 million to resolve claims they violated registration provisions of the federal securities laws while lending to penny stock issuers.

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