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Mealeys

MLex

December 11, 2024

Securities and Exchange Commission v. Clayton et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 17, 2025

    Utah Man Can't Escape SEC's Microcap Stock Scheme Suit

    A Utah bookkeeper can't escape U.S. Securities and Exchange Commission allegations he served as a middleman in a penny stock pump-and-dump scheme because the SEC's complaint appropriately details its assertion that he was, at least, reckless, in connection with the matter, a federal judge has determined.

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