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Leader Capital Corp v. FNEX Capital LLC et al

  1. January 20, 2026

    Broker-Dealer, Mutual Firm Fight Trimmed By Judge

    A Washington federal judge has dismissed claims by financial services company Leader Capital Corp., accusing a broker-dealer and a marketing services company of making misleading representations to investors about Leader Capital's compliance with securities laws, but allowed a counterclaim by the broker-dealer to proceed.

  2. April 11, 2025

    Broker, Marketer Look To Beat Fund Firm's Fraud Claims

    A broker-dealer and a marketing services company seek to shed an investment management firm's securities fraud and other claims in a suit alleging they caused at least $3.5 million in damages with misrepresentations that led investors to withdraw from the firm's fund.

  3. January 03, 2025

    Fund Manager Says Broker-Dealer's Retaliation Led To Losses

    Financial services company Leader Capital Corp. has sued a broker-dealer and a marketing services company for allegedly making false and misleading representations to investors about Leader Capital's compliance with securities laws, causing at least $3.5 million in damage after the investors withdrew funds.