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January 17, 2025

Securities And Exchange Commission v. Arete Wealth Management, LLC. et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 11, 2025

    SEC Must Provide Names To Compliance Chief In Fraud Suit

    An Illinois federal judge on Thursday ordered the U.S. Securities and Exchange Commission to comply with a chief compliance officer's request for the names of agency staffers familiar with his whistleblower claims as he defends allegations that he played a role in a purportedly fraudulent stock offering by a "sham" energy company.

2 other articles on this case. View all »

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