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January 30, 2026

United States Securities and Exchange Commission v. Okuma

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Case Number:

1:26-cv-00561

Court:

Georgia Northern

Nature of Suit:

Securities/Commodities

Judge:

Mark H. Cohen

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. February 02, 2026

    Ga. Adviser To Pay SEC $13M Over Elder Fraud Claims

    A Georgia-based investment adviser has agreed to pay the U.S. Securities and Exchange Commission over $13 million, including a $3 million civil penalty, to resolve claims he raided an elderly client's accounts, ultimately helping himself to over $9.8 million.

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