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Mealeys

MLex

April 20, 2026

Securities and Exchange Commission v. Ahuja

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Case Number:

1:26-cv-03213

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

John P. Cronan

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 20, 2026

    SEC Says Adviser Traded On Firm Clients' Confidential Info

    The U.S. Securities and Exchange Commission sued an ex-investment advisory firm associate in Manhattan federal court on Monday, accusing him of using a close relative's brokerage account to trade ahead of market-moving announcements by three biopharmaceutical and biotechnology companies that his firm was researching.

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