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IMC Financial Markets Group
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Response | Filed: May 01, 2024 | Entered: May 01, 2024 Mullen Automotive, Inc. v. Clear Street Markets LLC et al
Securities/Commodities | New York Southern
Declaration in Support of Motion
DECLARATION of Tammy L. Roy in Support re: 37 JOINT MOTION to Dismiss the First Amended Complaint.. Document filed by Clear Street LLC, Clear Street Markets LLC, IMC Financial Markets, UBS Securities, LLC. (Attachments: # 1 Exhibit A - Securities and Exchange Commission's October 15, 2012 Answers, # 2 Exhibit B - November 19, 2021 Current Report (Form 8-K/A), # 3 Exhibit C - November 5, 2021 Press Release, # 4 Exhibit D - November 9, 2021 Press Release, # 5 Exhibit E - Annual Report for the Fiscal Year Ended September 30, 2021 (Form 10-K), # 6 Exhibit F - Annual Report for the Fiscal Year Ended September 30, 2022 (Form 10-K/A), # 7 Exhibit G - Yahoo Finance's Historical Price Data, # 8 Exhibit H - September 8, 2022 Current Report (Form 8-K), # 9 Exhibit I - September 7, 2023 Press Release, # 10 Exhibit J - Annual Report for the Fiscal Year Ended September 30, 2023 (Form 10-K), # 11 Exhibit K - January 24, 2024 Press Release, # 12 Exhibit L - December 19, 2023 Letter to Shareholders, # 13 Exhibit M - Complaint in Mullen Automotive, Inc. et al. v. TD Ameritrade, Inc. et al., # 14 Exhibit N - August 29, 2023 Press Release, # 15 Exhibit O - Notice of Voluntary Dismissal with Prejudice in Mullen Automotive, Inc. et al. v. TD Ameritrade, Inc. et al., # 16 Exhibit P - December 19, 2023 Press Release, # 17 Exhibit Q - U.S. Securities and Exchange Commission's October 9, 2013 Data Highlight, # 18 Exhibit R - Nasdaq Equity 4 Trading Rules, SEC Release 34-53128, # 19 Exhibit S - Nasdaq's Webpage on Pegged Orders, # 20 Exhibit T - Nasdaq's Fact Sheet, Market Maker PEG Order, # 21 Exhibit U - December 16, 2023 Press Release, #
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Response | Filed: May 01, 2024 | Entered: May 01, 2024 Mullen Automotive, Inc. v. Clear Street Markets LLC et al
Securities/Commodities | New York Southern
Memorandum of Law in Support of Motion
JOINT MEMORANDUM OF LAW in Support re: 37 JOINT MOTION to Dismiss the First Amended Complaint. . Document filed by Clear Street LLC, Clear Street Markets LLC, IMC Financial Markets, UBS Securities, LLC..(Washer, Herbert)
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Motion | Filed: May 01, 2024 | Entered: May 01, 2024 Mullen Automotive, Inc. v. Clear Street Markets LLC et al
Securities/Commodities | New York Southern
Dismiss
JOINT MOTION to Dismiss the First Amended Complaint. Document filed by Clear Street LLC, Clear Street Markets LLC, IMC Financial Markets, UBS Securities, LLC..(Washer, Herbert)
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