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Searching dockets in Putnam Investments Llc x
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Securities/Commodities | New York Southern
Order
FIINAL JUDGMENT AS TO DEFENDANT MICHAEL A. GRAMINS: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (t he "Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities ex change, in connection with the purchase or sale of any security: As further set forth in this order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent is incorporated herein with the same force and effect as if fully set forth herei n, and that Defendant shall comply with all of the undertakings and agreements set forth therein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment., Motions terminated: 218 CONSENT MOTION for Judgment as to Michael A. Gramins. filed by Securities and Exchange Commission. (Signed by Judge Richard M. Berman on 1/28/2025) (ks)
Endorsed Letter
ENDORSED LETTER addressed to Judge Richard M. Berman from Rua M. Kelly & Robert S. Frenchman, Esq. dated January 28, 2025 re: letter re: Judgement. (Signed by Judge Richard M. Berman on 1/28/2025) (ks)
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