Another Year Of Enforcement At FERC And CFTC

Law360, New York (January 5, 2017, 5:38 PM EST) -- Michael Brooks

Robert Pease

Stephen Hug

Serena Rwejuna The Federal Energy Regulatory Commission and the U.S. Commodity Futures Trading Commission recently released their annual reports on enforcement activities for fiscal year 2016 (October 2015 through September 2016).

In addition, FERC enforcement staff released two white papers regarding the bounds of FERC’s prohibition on market manipulation and the features of an effective compliance program: (1) FERC Staff White Paper on Anti-Market Manipulation Enforcement Efforts Ten Years after EPAct 2005 (the Anti-Manipulation White Paper); and (2) FERC Staff...
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