Compliance

  • May 15, 2026

    Alston & Bird, Banks Sued Again Over $328M Goliath Scam

    Another proposed class of investors sued Alston & Bird LLP and a trio of financial institutions Friday over their alleged roles in a $328 million cryptocurrency scam orchestrated by Goliath Ventures Inc.

  • May 15, 2026

    Miami Developer Admits To $89M Fraud Scheme

    A Miami real estate developer pled guilty Friday to leading a scheme raising $89 million from investors for real estate development projects throughout South Florida that were never built.

  • May 15, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    PayPal settled with the DOJ to end a probe into what the government agency said was a discriminatory investment program for Black- and minority-owned businesses. Meanwhile, Meta's global head of legal operations during a panel discussion predicted that the billable hour will be the exception — not the rule — in five years. These are among the stories in corporate legal news you may have missed in the past week.

  • May 15, 2026

    4 Key Takeaways From SEC's Semiannual Reporting Proposal

    The U.S. Securities and Exchange Commission recently put forth a plan that could allow publicly traded companies to move from a quarterly to a semiannual reporting schedule, but whether they choose to do so and how that could impact both the growth of the public markets and insider-trading plans for corporate leaders remains up for debate.

  • May 15, 2026

    FTC's Case Alleging Zillow, Redfin Pact Set For August Trial

    A Virginia federal judge has set an August trial date after shutting down a bid by Zillow and Redfin to escape a Federal Trade Commission lawsuit accusing the companies of sealing a deal to stop competing on multifamily rental listings with a $100 million payment.

  • May 15, 2026

    EEOC Poised To Scuttle EEO-1 Reporting Requirement

    The U.S. Equal Employment Opportunity Commission is close to ending its annual collection of workplace demographic data now that a proposed rule that would rescind employers' reporting requirements has been sent to the White House for approval.

  • May 14, 2026

    Adani Group Chair, Nephew Ink $18M Deal To Exit SEC Case

    Indian billionaire businessman Gautam Adani and his nephew, Sagar Adani, agreed Thursday to pay a combined $18 million to resolve the U.S. Securities and Exchange Commission's suit accusing them of committing securities fraud in connection with a $750 million bond offering.

  • May 14, 2026

    Freight Brokers Brace For New Risks After High Court Ruling

    The U.S. Supreme Court on Thursday shattered what freight brokers believed was an ironclad shield against state-based negligence and injury claims over catastrophic accidents, as the trucking industry's middlemen face heightened legal exposure and question what reasonable care means in selecting motor carriers for a transport, experts say.

  • May 14, 2026

    Meta Starts NM Defense As Midtrial Win Bid Fails

    A judge denied Meta a midtrial win Thursday morning over harm to underage social media users, prompting the social media giant to call an executive to begin building a defense case that platform changes requested by New Mexico's attorney general are unnecessary or even counterproductive.

  • May 14, 2026

    NJ Doctor Prescribed Medical Marijuana To Kids, AG Says

    A New Jersey doctor had his medical license temporarily suspended by a state board, which found there is good reason to believe he is "a grave danger" to his patients after prosecutors accused him of repeatedly prescribing marijuana to adults and children without complying with state law.

  • May 14, 2026

    Takeda To Pay $13.6M Over Antidepressant Drug Kickbacks

    Takeda Pharmaceuticals will pay $13.6 million to end allegations that it caused false Medicaid claims by providing kickbacks to healthcare providers to push prescriptions of its antidepressant drug Trintellix, the U.S. Department of Justice announced Thursday.

  • May 14, 2026

    EPA Floats Relaxation Of Coal Plant Waste Rule

    The U.S. Environmental Protection Agency wants to relax Biden-era rules requiring coal-run power plants to treat toxic wastewater so it doesn't seep into waterways, saying the move would reduce the cost of electricity by more than $1 billion a year.

  • May 14, 2026

    FINRA Official Says Cooperation Credit Updates Incoming

    The Financial Industry Regulatory Authority's head of enforcement said Thursday that the self-regulating watchdog of brokers will update the credit it offers to firms for cooperation and remediation, amid a broader, ongoing series of efficiency initiatives.

  • May 14, 2026

    Algorithms In Senate Spotlight After Social Media Suit Losses

    Lawyers and parents on Wednesday urged lawmakers to strengthen protections for children online, focusing on the addictiveness of social media algorithms after two recent trial losses for Big Tech.

  • May 14, 2026

    DOJ Says Yale's Medical School Discriminates Based On Race

    The U.S. Department of Justice on Thursday accused the Yale School of Medicine of discriminating against white and Asian applicants, saying an investigation revealed Black and Latino students have a much higher chance of getting into the school.

  • May 14, 2026

    Ex-Newsom Aide Cops To Campaign Fund Theft, False Taxes

    A former chief of staff to California Gov. Gavin Newsom pled guilty in federal court in Sacramento for her part in a scheme to divert some $225,000 from a dormant political campaign to a former Biden administration official's chief of staff, the U.S. Department of Justice announced Thursday.

  • May 14, 2026

    EPA Proposes Delaying Biden-Era Vehicle Emissions Regs

    The U.S. Environmental Protection Agency proposed a two-year extension on Thursday for the compliance deadline for Biden-era vehicle emissions standards, saying the policy was based on an overestimation of electric vehicle demand.

  • May 14, 2026

    Florida AG Subpoenas NFL Over Diversity Hiring Rules

    Florida Attorney General James Uthmeier expanded his inquest into the NFL and subpoenaed league officials after they pushed back against the threat of a lawsuit for allegedly using discriminatory hiring practices in violation of state law. 

  • May 14, 2026

    FDIC Signs Off On Stellantis Industrial Bank Bid

    Stellantis, the company behind Chrysler, Jeep and Dodge cars, has received Federal Deposit Insurance Corp. clearance to open a U.S. industrial bank, a move that will put all of Detroit's "Big Three" automakers on track to own federally insured lenders.

  • May 14, 2026

    Insider Trading Case Shows BigLaw Associate Vetting Gaps

    A BigLaw attorney who was able to move through three major firms while allegedly orchestrating a massive insider trading scheme may have been aided by relatively loose hiring practices for associates that firms may consider strengthening moving forward, recruiting experts told Law360.

  • May 14, 2026

    Texas Jury Clears Exxon Of 10-Year Securities Class Action

    A Texas federal jury Thursday cleared Exxon Mobil Corp. of a decade-old securities class action claiming the energy giant misled investors, finding that Exxon did not breach securities laws with its representations of how much money some of its operations were making.

  • May 14, 2026

    Rural Carrier To Pay $80K For Breaking FCC Rules

    A rural telephone company in Colorado has agreed to pay $80,000 and create a compliance plan to resolve a Federal Communications Commission probe into whether it provided unauthorized service.

  • May 14, 2026

    New Bill Would Ban Chinese Point-Of-Sale Tech For DOD

    The U.S. Department of Defense would be banned from using any Chinese-made point-of-sale technology — devices like those that allow people to tap their cards to pay — in its buildings, if one Republican congressman gets his way.

  • May 14, 2026

    Senate Banking Committee Advances Landmark Crypto Bill

    The latest version of a bill to regulate crypto markets advanced out of the Senate banking committee on Thursday in a vote that saw two Democrats break with their colleagues to support the measure, though they warned their continued support of the so-called Clarity Act is contingent upon adding ethics language and other updates before the bill reaches the Senate floor.

  • May 14, 2026

    Chinese Steel Exporter Hit With 150% Duty Following Review

    The U.S. Department of Commerce on Thursday more than doubled the preliminarily determined antidumping duty for a Chinese exporter of steel cylinders to over 150% after it failed to fully comply with a review.

Expert Analysis

  • 9th Circ.'s Silence Prolongs Uncertainty On Cemex Framework

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    By affirming a bargaining order in Cemex Construction Materials v. National Labor Relations Board without opining on the NLRB’s 2023 expansion of its authority to issue such orders, the Ninth Circuit avoided direct conflict with the Sixth Circuit’s rejection of the same framework, prolonging uncertainty for employers facing union elections, say attorneys at Dinsmore & Shohl.

  • Surveying The CFTC Campaign To Control Prediction Markets

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    The U.S. Commodity Futures Trading Commission is simultaneously asserting exclusive jurisdiction over prediction markets and signaling aggressive enforcement within them, a combination that will reshape the regulatory landscape for event contract platforms — pending the outcome of several court cases throughout the country and a likely circuit split, say attorneys at Paul Weiss.

  • Health Cos. Must Act Quickly To Secure Digital Front Doors

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    A fast-approaching deadline will require health providers to implement digital accessibility standards to their websites, necessitating important compliance steps that will help to ensure equal access to online health services, say attorneys at Holland & Knight.

  • FinCEN Rule Could Reshape AML Priorities Across Finance

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    Financial institutions should prepare for a proposed Financial Crimes Enforcement Network rule that would heighten scrutiny of anti-money laundering requirements and encourage responsible use of technology, potentially reorienting compliance, governance decisions and enforcement exposure for organizations across the financial sector, not just banks, say attorneys at Pillsbury.

  • Opinion

    The SEC Should Institute A New Enforcement Scorecard

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    Amid controversy over the recent release of the U.S. Securities and Exchange Commission's annual enforcement statistics, the SEC should use a new scorecard that measures how well the Division of Enforcement detects and stops intentional fraud in order to refocus on its core mission of investor protection, says Peter Chan at Baker McKenzie.

  • Series

    Speed Jigsaw Puzzling Makes Me A Better Lawyer

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    My passion for speed puzzling — I can complete a 500-piece jigsaw puzzle in under 50 minutes — has sharpened my legal skills in more ways than one, with both disciplines requiring patience, precision and the ability to keep the bigger picture in mind while working through the details, says Tazia Statucki at Proskauer.

  • Tips For Handling DEI Clampdown In Gov't Contracts

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    A recent executive order and subsequent guidance from the Federal Acquisition Regulatory Council reflect unified opposition to diversity, equity and inclusion in federal contracts, requiring contractors to, among other things, identify which entities are subject to flow-down obligations and prepare for near-term contract action and negotiations, say attorneys at Morgan Lewis.

  • Why White Collar Juries Resist 'Honest Mistake' Defenses

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    Cases like the bribery conviction of a Cincinnati City Council member recently vacated by the U.S. Supreme Court show juries often reject “I made an honest mistake” as a white collar defense, but attorneys who understand why jurors convict defendants who made reasonable but flawed decisions can strategize around this, says Jonathan Porter at Husch Blackwell.

  • FTC Focus: Ad Deal Signals Viewpoint Suppression Is A Risk

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    The Federal Trade Commission's recent settlement of an antitrust case accusing major ad agency holding companies of colluding on brand safety standards underscores the risk of industry coordination on politically or socially sensitive issues and signals heightened viewpoint suppression scrutiny for companies and antitrust practitioners, say attorneys at Proskauer.

  • Navigating The Annulment Of NY Wetlands Permitting Rules

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    A New York state court's recent unprecedented annulment of the state's wetlands regulations brings uncertainty about the standards for determining and classifying wetlands jurisdiction and assessing compliance with permitting requirements as next steps are determined, say attorneys at Foley Hoag.

  • Banks Face Cloudy Rate Horizons As Opt-Outs Spread

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    Banks and fintechs are grappling with a fragmented, fast-changing consumer lending landscape as more states consider opting out of preemption under the Depository Institutions and Monetary Control Act, which may ultimately lead to a decrease in interstate lending and access to credit, says Marc Franson at Chapman and Cutler.

  • How To Reconcile AI Opacity And Advisers' Fiduciary Duties

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    Firms that treat fiduciary compliance as a foundation for responsible artificial intelligence adoption will be best positioned when the U.S. Securities and Exchange Commission moves from implicit expectations to explicit rules regarding advisers' core duties, as those are unlikely to change, says Ivor Wolk at Manatt.

  • Insider Trading Safeguards Can Mitigate Sports Betting Risk

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    As the rapid growth of sports betting heightens the risk that sensitive information held by coaches, players and staff may be improperly exploited, sports organizations can look to the securities context to safeguard information and address potential misconduct, say attorneys at Patterson Belknap.

  • How Oregon Ruling Affects Federal Gender Care Crackdown

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    In a favorable development for healthcare providers, an Oregon federal court recently vacated certain U.S. Department of Health and Human Services restrictions on gender-affirming care for minors, but the government's broader campaign against this care, including proposed rulemaking and agency investigations, leaves significant uncertainty, say attorneys at Arnold & Porter.

  • Opinion

    Congress Should Ax Privacy Bill For Not Shielding Consumers

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    The SECURE Data Act should be rejected because, despite Congress' claims, it would not meaningfully rein in data practices, but instead would weaken enforcement, eliminate stronger protections and prioritize data extraction over consumer protection and accountability, say attorneys at DiCello Levitt.

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