Compliance

  • August 10, 2026

    OCC Takes Swipe At BofA In Post-Jan. 6 Data Sharing Suit

    A top U.S. banking regulator has waded into a proposed class action accusing Bank of America NA of unlawfully sharing customer information with law enforcement after the Jan. 6, 2021, U.S. Capitol attack, arguing the bank can't use a key regulatory safe harbor to exit the case.

  • August 10, 2026

    Cannabis Clients Sue Atty Over Missed Deadline In $5.7M Suit

    Los Angeles cannabis entrepreneurs are suing their former attorney for legal malpractice in California state court, claiming that she caused the permanent end of their $5.7 million fire damage lawsuit against a landlord who they say allowed a "local transient" to start a fire on a neighboring property.

  • August 10, 2026

    Trump Pick Confirmed To NCUA As Hauptman Joins PCAOB

    The National Credit Union Administration is poised for new leadership after senators on Friday confirmed Trump nominee John Crews to its board, whose acting Chairman Kyle Hauptman has departed for a seat on the Public Company Accounting Oversight Board.

  • August 10, 2026

    AbbVie, Novartis Seek To Block Ill. 340B Drug Discount Law

    AbbVie Inc. and Novartis Pharmaceuticals are urging an Illinois federal court to block a state law that took effect Friday barring pharmaceutical manufacturers from trying to impose restrictions on 340B contract pharmacy arrangements, arguing in a pair of suits that the law is unconstitutional.

  • August 10, 2026

    Muddy Waters Wants Claim Cut From $14M Whistleblower Suit

    Investment research service Muddy Waters LLC and its founder want a breach of contract claim cut from a suit alleging they stiffed a purported former partner out of his share of a $14 million whistleblower award from the U.S. Securities and Exchange Commission, saying the claim "crosses the line from pleading in the alternative to pleading in incoherence."

  • August 10, 2026

    FCC Urged To Tighten 'Covered List' Regs

    A foreign policy think tank has asked the Federal Communications Commission to adopt a more comprehensive set of regulations to bar devices containing parts that are made by entities on the agency's Covered List, which identifies equipment and services deemed national security risks.

  • August 10, 2026

    Team Telecom Probing T-Mobile's Plan To Buy Fiber Co. Stake

    T-Mobile has a $2 billion plan to acquire a 50% stake in a joint venture that seeks to combine two fiber companies, but the FCC won't say yea or nay to the deal until Team Telecom — a multiagency group that vets transactions involving foreign individuals and U.S. telecom companies — finishes looking into the matter.

  • August 10, 2026

    Boeing 737 Max Door Plug Suits Get Special Discovery Judge

    A Washington state court appointed retired King County Superior Court Judge Bruce W. Hilyer to oversee discovery matters in more than a dozen lawsuits related to the January 2024 blowout of a Boeing 737 Max 9 jet door plug that allegedly left passengers with physical and emotional injuries.

  • August 10, 2026

    SEC Alleges Adviser Defrauded Investors In Pre-IPO Offerings

    The U.S. Securities and Exchange Commission both filed and settled a lawsuit in New York federal court Monday that accuses an investment manager of defrauding investors interested in taking positions in companies like SpaceX and Klarna before they went public. 

  • August 10, 2026

    House Dems Seek AI Hearings After OpenAI, Anthropic Hacks

    On the heels of major cybersecurity incidents with OpenAI and Anthropic, Rep. Greg Casar, D-Texas, is leading a group of House Democrats in calling for the heads of the major artificial intelligence companies to come before Congress.

  • August 10, 2026

    Lack Of Fiduciary Duty Frees Chemours From NC PFAS Suit

    Chemours Inc., its affiliates and DuPont Industrial Biosciences USA LLC on Monday got the dismissal of a proposed class action by a North Carolina resident over contamination of Brunswick County's water.

  • August 10, 2026

    Gates Manager Fired After His Bias, Safety Reports, Suit Says

    Power transmission belts manufacturer Gates Corp. unlawfully fired a regional health and safety manager after he escalated concerns about regulatory violations, environmental compliance and the disparate treatment of minority employees, according to a complaint filed in North Carolina federal court over the weekend.

  • August 10, 2026

    Alto Neuroscience Escapes Investor Drug Trial Suit, For Now

    Alto Neuroscience has escaped a shareholder suit alleging the psychiatric biotech company and its top brass overstated the efficacy of their lead drug candidate for treating major depressive disorder, with a California federal judge ruling that the suit's "vague and conclusory" pleadings should be remedied.

  • August 10, 2026

    Costco Can't Shake Wash. Workers' Moonlighting Class Action

    More than 26,000 Costco Wholesale Corp. workers have beaten back the company's bid for an early win in their Washington state court moonlighting class action, though a judge also denied the workers' own push for a pretrial victory.

  • August 10, 2026

    Judge Trims Wells Fargo Ex-VP Whistleblower Suit

    An Illinois federal judge Friday trimmed a former Wells Fargo testing and validation executive's suit alleging she was fired for flagging reporting inaccuracies, finding that her allegations were too vague and that she did not correctly report the alleged activity to the U.S. Securities and Exchange Commission.

  • August 10, 2026

    Mich. Transit Authority Can Call County Atty In Board Dispute

    The Bay Area Transportation Authority may call a Grand Traverse County attorney as a witness in a dispute over appointments to its board, a Michigan appellate panel ruled, finding the attorney's late addition to the witness list would not prejudice the county.

  • August 10, 2026

    Scammers Claim They're FCC Enforcers, Consumers Warned

    If a consumer is contacted by someone purportedly with the Federal Communications Commission claiming their phone number is being investigated and demanding personal and financial details, it's a scam.

  • August 10, 2026

    Mich. Panel Revives Sewage Damage Suits Over Service Fight

    Minor procedural variations in service do not warrant dismissal of a case as long as defendants are adequately informed of the pending litigation, a Michigan Court of Appeals panel said in a published opinion Thursday.

  • August 10, 2026

    Judge Blocks DOD Military Label For Chinese Biotech Co.

    A D.C. federal judge temporarily blocked the U.S. Department of Defense from enforcing a decision to designate WuXi AppTec Co. Ltd. as a Chinese military company, ruling the department's justifications appeared to lack a grounding in the evidence they cited.

  • August 10, 2026

    Roblox, TikTok, Discord Say CDA Blocks Teen Suicide Suit

    Roblox, Discord and TikTok are urging a Kentucky federal court to throw out a suit alleging a young teen died by suicide as a result of using their platforms, saying the claims are blocked by Section 230 of the Communications Decency Act.

  • August 10, 2026

    Rising Star: Jones Day's Lillian He

    Lillian He, a partner in Jones Day's global disputes practice, assisted a Chinese financial institution in responding to a U.S. government subpoena seeking documents and records held in China and advised a U.S.-based healthcare company through a U.S. Foreign Corrupt Practices Act investigation, earning her a spot among the compliance law practitioners under age 40 honored by Law360 as Rising Stars.

  • August 10, 2026

    Fox Gives DOJ More Time To Review $22B Roku Deal

    Fox Corp. has given antitrust enforcers at the U.S. Department of Justice additional time to review its planned purchase of Roku, a deal that values the television streaming platform operator at around $22 billion.

  • August 10, 2026

    Denver Says Tobacco Cos. Should Pay For Cigarette Litter

    Major tobacco companies including Philip Morris USA Inc. and R.J. Reynolds Tobacco Co. knowingly shifted the cost of cleaning up cigarette litter onto Denver, the city alleged in a Colorado state court suit seeking to recover those expenses.

  • August 10, 2026

    Soldier Must Wait To Argue CFTC Case Over Maduro Trades

    The U.S. Army sergeant facing allegations that he profited off his insider knowledge of the raid that captured former Venezuelan President Nicolás Maduro cannot challenge the U.S. Commodity Futures Trading Commission case against him while he faces criminal charges, a New York federal judge has ruled.

  • August 10, 2026

    Baker Donelson Adds Immigration Atty To Atlanta Office

    Baker Donelson Bearman Caldwell & Berkowitz PC has added the owner and attorney for the Law Office of Cheryl Geiser LLC in its Atlanta office, strengthening the firm's immigration practice and labor and employment group.

Expert Analysis

  • 3 Upcoming Deadlines That EB-5 Investors Should Consider

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    Potential EB-5 regional center investors should weigh three approaching deadlines, the most immediate of which is Sept. 30, that may affect their filing strategy, required capital commitment and ability to participate even if Congress fails to reauthorize the program, says Michael Ashoori at Ashoori Law.

  • AI, Prediction Markets Lead Securities Developments In 2026

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    Securities class actions tied to artificial intelligence and the battle over prediction market regulation both raise novel questions that courts are only beginning to address and that will continue to resonate throughout the second half of the year, say attorneys at Skadden.

  • Key Compliance Insights From Calif.'s Volvo Diesel Deal

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    While the future of California's vehicle emissions standards under the Clean Air Act is uncertain, the state's recent settlement with Volvo over diesel emissions hinges on the truthfulness of manufacturer representations to state regulators, and offers important lessons for companies on compliance and recordkeeping, says Thierry Montoya at FBT Gibbons.

  • Community Bank Order Signals Fintech Partnership Scrutiny

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    The Office of the Comptroller of the Currency's recent consent order against Community Federal Savings Bank for deficiencies in its Bank Secrecy Act and anti-money laundering compliance programs offers clear and urgent lessons for community banks pursuing revenue growth through fintech partnerships and payments services, say attorneys at Bradley.

  • Where Is The Line On Actionable Comms In Securities Cases?

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    Recent securities cases demonstrate the difficulty in discerning a clear difference between statements made in connection with the purchase or sale of securities and those that aren't, with that line more likely attributable to individualized factual situations than to any doctrinal differences of opinion between various courts, says Samuel Groner at Fried Frank.

  • House-Passed KIDS Act Spurs Child Data Practices Audit

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    Graham Dean, Brian Roper-Nelson and Will Quick at Brooks Pierce discuss the noteworthy sections of the U.S. House of Representatives' recently passed Kids Internet and Digital Safety Act, the potential revisions as the law moves through the U.S. Senate and the significant business changes that the House law would require.

  • Calif. Recycle Label Order Imperils Product Responsibility Law

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    A California federal court's injunction blocking enforcement of the state's truth-in-recycling law gives companies racing to remove chasing arrows and other recyclability labels from their packaging a reprieve — and the court's action may also hobble implementation of the state's extended producer responsibility law, say attorneys at Davis Wright.

  • China's New Outbound Investment Rule Reshapes Deal Risk

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    China's new outbound investment regulation introduces broad national security review and penalties, including personal liability, that will necessitate deeper diligence of cross-border deal participants with Chinese ties, earlier regulatory planning and closer attention to sanctions exposure, say attorneys at Freshfields.

  • A Shift In How Policymakers Are Approaching PBM Regulation

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    Recent federal and state legislative and regulatory activity involving pharmacy benefit managers represent a change in focus from transparency to PBM compensation structures, vertical integration and competitive effects, say attorneys at Barclay Damon.

  • Workplace Menopause Laws Demand New HR Playbooks

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    A recent wave of state and local legislation that makes menopause an expressly protected condition in the workplace creates new compliance obligations amid an already ambiguous federal framework, and demands a workplace culture where employees feel safe asking for support, says Elliot Griffin at Ballard Spahr.

  • How State Actions Are Reshaping Surveillance Pricing Risk

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    Amid heightened state enforcement activity and expanding legislative action to curb surveillance pricing concerns related to transparency, fairness and discrimination, businesses should closely examine how consumer data is used in pricing decisions, say attorneys at Steptoe.

  • Defense Tips For Execs In DOJ's Tariff Fraud Crosshairs

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    As the Justice Department begins to criminally prosecute individual executives for tariff evasion, every importer of goods subject to elevated duties should understand how these cases are being built and which institutional decisions can shape their outcome, says Ashwin Ram at Buchalter.

  • Tips For Issuers Left In Lurch Without Genius Act Final Rules

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    The compliance runway envisioned by the Genius Act is steadily shrinking after regulators failed to finalize all the required implementing regulations by July 18, so stablecoin issuers should begin implementing "no-regrets" compliance measures and securing outside vendors before the law takes full effect in January, says David Zaslowsky at Baker McKenzie.

  • Why Courts Are Pushing Back On Greenwashing Laws

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    Recent Fourth Circuit and California federal court decisions blocking state greenwashing statutes on First Amendment grounds reveal a tension at the heart of environmental marketing regulation — while states want clarity, courts aren't prepared to let legislatures flatly ban categories of truthful commercial speech, say attorneys at DLA Piper.

  • 3 Ways Tokenization Is Moving To Traditional Finance

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    Recent initiatives reflect efforts to integrate distributed ledger technology into existing regulatory frameworks for securities, banking and payments settlements while preserving the underlying rights and obligations of market participants, say attorneys at Hughes Hubbard.

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