Compliance

  • August 31, 2026

    Whistleblower Atty Award Cut To $5.4M After 9th Circ. Remand

    A California federal judge cut fees and expenses to $5.4 million for attorneys representing a whistleblower in her suit against Academy Mortgage Corp., after a Ninth Circuit remand deemed the previously awarded $8.6 million to be too high.

  • August 31, 2026

    Circle Says N. Korea Hack USDC Was Never In Its Possession

    Blockchain company Circle Internet Financial LLC said that the family of a man who was kidnapped and murdered by North Korean agents cannot collect $232 million from the company following the April Fools' Day exploit of crypto project Drift Protocol, arguing it was not in possession of the contents of the wallets at issue.

  • August 31, 2026

    FTC, AGs Say Amazon Pocketed $20B With Fraudulent Auctions

    The Federal Trade Commission and a bipartisan coalition of 22 states sued Amazon Monday, alleging it secretly overcharged advertising customers more than $20 billion by manipulating how it set prices for ads on its e-commerce website.

  • August 31, 2026

    SEC Flags Breaches Of Rule For 'Lost' Customers

    U.S. Securities and Exchange Commission staff have flagged transfer agents and broker-dealers not searching for "lost" customers whose mail is returned, issuing a risk alert about complying with requirements under the "Lost Securityholders and Unresponsive Payees" rule.

  • August 31, 2026

    Oregon Packaging Law Survives Constitutional Challenge

    An Oregon federal judge ruled against a national trade association's challenge of an Oregon law that imposed recycling system costs on producers of packaging materials, rejecting arguments that it was unconstitutional.

  • August 31, 2026

    Tech Biz Challenges ICE's $95M Sole-Source Blockchain Award

    Chainalysis Government Solutions accused the U.S. Department of Homeland Security of improperly awarding a nearly $95 million sole-source contract for forensic software, arguing the government should have held a full competition for the "largest blockchain analytics contract" it ever awarded.

  • August 31, 2026

    5th Circ. Hints At Dismissal Of Abortion Travel Assistance Suit

    A Fifth Circuit panel seemed hesitant of a bid by abortion-rights nonprofits to revive their lawsuit challenging Texas laws enacted before Roe v. Wade was overturned that made it a felony to aid a woman seeking an abortion out of state, saying Fifth Circuit precedent already undid the laws.

  • August 31, 2026

    FCC Fines Undersea Cable Cos. For Expired Landing Licenses

    The Federal Communications Commission inked a deal with a submarine cable company and its three co-licensees to end an investigation into their failure to renew their licenses on time, with the quartet agreeing to split a $45,000 fine.

  • August 31, 2026

    Baird Sues Colo. Firm Over Alleged Adviser-Poaching Scheme

    Robert W. Baird & Co. Inc. claimed in Colorado state court that a competing financial services firm is using false and misleading statements about its independence to lure away Baird advisers and clients, according to the company's complaint.

  • August 31, 2026

    5th Circ. Judges Cast Doubt On Fight Over La. LNG Permit

    A Fifth Circuit panel on Monday expressed skepticism that environmental groups had standing to challenge Louisiana's approval of a preconstruction permit for a major liquefied natural gas export terminal in Cameron Parish.

  • August 31, 2026

    AT&T Shouldn't Face Pension Risk Transfer Suit, Judge Says

    A Massachusetts federal judge said Monday that AT&T should be cut loose from a suit brought by retirees who claimed the company brokered a risky $8 billion pension annuity deal, adding that the investment manager that chose the annuity provider can't fully avoid the suit.

  • August 31, 2026

    Shakedown Didn't End Pot Exec, Sheriff Friendship, Jury Told

    A co-founder of cannabis company Ascend Wellness testified in a trial Monday that he maintained a genuine friendship with a Massachusetts sheriff after the sheriff allegedly extorted a pre-initial public offering investment in the company from him.

  • August 31, 2026

    Mass. Police Department Opposes FCC Drone Restriction

    A Massachusetts police chief is asking the Federal Communications Commission to reconsider banning people from buying foreign-made military-grade drones, saying law enforcement can use them to find missing people much more quickly than human search groups.

  • August 31, 2026

    9 More Drug Cos. Make Pricing Agreements With US

    Nine more branded drug manufacturers reached deals cutting prices on their medications, President Donald Trump announced Monday, with nearly 90% of such products now being covered by "most-favored nation" deals in the United States.

  • August 31, 2026

    11th Circ. Upholds $800K Award In Venezuelan Takeover Suit

    The Eleventh Circuit on Monday upheld an $800,000 jury verdict that found two former Miami bank directors accused of working for the Venezuelan government were liable for the bank's financial difficulties.

  • August 31, 2026

    GOP Asks Justices To Lift Block In Campaign Ad Pricing Case

    Republican fundraising committees have asked the U.S. Supreme Court to lift a Fourth Circuit order blocking the Federal Communications Commission from extending discounted television and radio advertising rates to committees that buy spots in coordination with political candidates, arguing the lower court prematurely jumped into the review process.

  • August 31, 2026

    Domino's Seeks To Deliver Noncompete Suit To Arbitration

    Domino's Pizza asked a Washington state court to compel individual arbitration of a former yard driver's proposed class claims alleging the company's conflict-of-interest policy illegally restricted workers from taking second jobs, arguing the worker signed a binding arbitration agreement when he was hired that includes a class action waiver.

  • August 31, 2026

    SEC Gears Up To Pull Shareholder Proposal Rule

    The U.S. Securities and Exchange Commission may soon propose regulations that could change the way corporate ballots are written and voted on, informing the White House of plans to address proxy solicitation and to rescind a commission regulation on shareholder proposals. 

  • August 31, 2026

    'Reality Check' Needed For E-Rate, Says Ex-FCC Commish

    A former member of the Federal Communications Commission pushed Monday for a complete review of the E-Rate program for school and library telecom discounts, asking if instead of helping students learn, it's "doing harm."

  • August 31, 2026

    Defense Contractor Faces Suit Over CEO Review, Stock Drop

    An XTI Aerospace Inc. investor has hit the defense company and two executives with a lawsuit alleging they carried out a scheme to deceive investors by making misleading statements and withholding facts that when revealed led to a nearly 16% stock decline.

  • August 31, 2026

    Oregon Says Lifeline Integrity 'Robust' As FCC Probe Ensues

    Oregon told the Federal Communications Commission that its Lifeline phone subsidy program has shown low error rates as the FCC probes state programs that have opted out of a federal system to verify enrollees.

  • August 31, 2026

    ChatGPT, Reddit, Roblox ID'd For Extra EU Digital Safeguards

    The European Commission labeled ChatGPT, Reddit and Roblox on Monday as large enough to warrant extra rules for policing illegal content and other mandates, bringing the number of companies hit with Digital Services Act labels up to 28.

  • August 31, 2026

    FCC Names New Enforcement Bureau Chief

    The Federal Communications Commission has named Hunter Deeley as its new Enforcement Bureau chief.

  • August 31, 2026

    Businesses Agree To Drop Norfolk Southern Derailment Suits

    Ohio federal judges on Monday tossed more than a half dozen lawsuits business owners filed against Norfolk Southern Corp. over the East Palestine train derailment and chemical spill in the state after the plaintiffs and the railroad moved to have them dismissed.

  • August 31, 2026

    Ex-Kirkland Private Funds Lawyer Joins Greenberg Traurig

    Greenberg Traurig LLP has added former Kirkland & Ellis LLP lawyer Sheldon Hunt Laing as a shareholder to its private funds group in New York City.

Expert Analysis

  • How Drug Trial Prediction Markets Pose Insider Trading Risks

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    Multiple prediction market platforms have recently announced plans to offer event contracts related to clinical trial outcomes and regulatory decisions, creating new insider trading risks by expanding the group of people possessing related material nonpublic information far beyond traditional corporate insiders, say attorneys at King & Spalding.

  • Series

    Law School's Missed Lessons: Surviving A Long Trial

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    Most of law school trial advocacy is geared toward the sprint of trying a short case, but beyond managing a cross-examination or closing argument, effectively handling the marathon of a lengthy trial requires the ability to maintain composure, organization and credibility with the jury, says Mihir Elchuri at Hirschler.

  • AI Chatbot's Medical Claims Highlight Enforcement Risks

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    The Pennsylvania State Board of Medicine's recent lawsuit against Character Technologies, arguing that an artificial intelligence chatbot engaged in the unlicensed practice of medicine, may provide other state licensing boards with a road map for going after AI platforms, and counsel should advise clients to calibrate compliance accordingly, say attorneys at Cooley.

  • Upping Fed, FDIC's Insider Loan Cap May Ease Bank Burdens

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    Coordinated Federal Deposit Insurance Corp. and Federal Reserve proposals to raise the 1970s-era cap for bank executives borrowing from their institutions represent a long-needed regulatory recalibration that would lighten compliance obligations caused by the outdated ceiling without diminishing the original protections against conflicts of interest, say attorneys at Ballard Spahr.

  • What Calif.'s New Focus On Microplastics Means For Cos.

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    The recent move by California's Department of Toxic Substances Control to designate microplastics as candidate chemicals under its Safer Consumer Product regulations does not create a new product restriction — but it expands the agency's future reach by putting microplastics on the department’s regulatory runway, says Gregory Berlin at Alston & Bird.

  • How 2 SEC Financial Report Initiatives May Clash In Practice

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    The Securities and Exchange Commission’s near-simultaneous launch of a new unit to investigate fraud by accounting and audit professionals and its proposal to let public companies file less frequent financial reports sets up possible conflicts for issuers and their financial reporters that demand immediate strategic attention, say attorneys at Bracewell.

  • 7th Circ. Ruling May Reduce Litigation Risk For Text Marketers

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    The recent Seventh Circuit holding in Steidinger v. Blackstone Medical Services that unwanted marketing text messages are not telephone calls under the Telephone Consumer Protection Act may strengthen companies' responses to presuit demand letters and early-stage litigation claims premised on do-not-call text theories, say attorneys at Holland & Knight.

  • Recent OCC Charter Approvals Signal Fintech Momentum

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    The Office of the Comptroller of the Currency's recent charter approval for Circle, along with faster Federal Deposit Insurance Corp. review procedures, signals a more workable path to national bank and trust charters, meaning fintech firms should prepare regulator-ready applications and plan for intensified competition, say attorneys at Davis Wright.

  • Midyear Trends, Takeaways As Securities Class Actions Surge

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    High numbers of securities class actions through June suggest filings will stay elevated, with factors like changing enforcement attitudes, media scrutiny and the proliferation of potential defendants serving as both cause and effect in increased litigation involving AI-related disclosures, health and tech companies, and foreign issuers, say attorneys at Alston & Bird.

  • How Copa América Reshaped Crowd Security Risk Planning

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    Two years after crowds overwhelmed security at the Copa América Final in Florida, the host stadium's updated practices demonstrate a reassessment of the standard of reasonable care for large events, illustrating broader principles that attorneys, venue operators, municipalities, insurers and security professionals should consider, says Joshua Padron at Padron & Lopez-Trigo.

  • Mapping A Compliance Framework For AI Chatbot Operators

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    The Federal Trade Commission's recent artificial intelligence guidance, together with emerging state AI chatbot laws, wiretapping statutes and telecommunications requirements, carry significant implications for consumer-facing chatbot and customer service tool operators that require a layered disclosure framework addressing multiple regulatory touchpoints, say attorneys at Winston Taylor.

  • Fashion Greenwashing Risk Goes From Reputational To Legal

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    Fashion brands now face greenwashing risks that extend beyond reputational damage, with California's extended producer responsibility law taking effect soon, and regulatory enforcement and class actions increasing around terms like "sustainable" and "carbon-neutral" — so companies must ensure their marketing is backed up by evidence, says Benjamin Thompson at Thompson LLP.

  • Bank Charter Denial Offers Road Map For Stablecoin Issuers

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    The Office of the Comptroller of the Currency's recent denial of Wise's bank charter application signals that stablecoin issuers should expect rigorous scrutiny of anti-money laundering controls, governance, management expertise and affiliate compliance history when applying for federal approval, say attorneys at Katten.

  • 3 Ways The SEC's Retail Fraud Reboot Raises The Bar

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    The U.S. Securities and Exchange Commission's recent revival of the retail fraud working group with an expanded mandate, scope and experienced senior leadership points to a stronger incarnation of the task force with concrete implications for firms managing retail-accessible alternative investments, say attorneys at Fried Frank.

  • Series

    Going To Hardcore Shows Makes Me A Better Lawyer

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    While government contracts law and the hardcore scene may seem entirely unrelated, in my experience, both are about community, focus, being prepared for the unexpected and managing chaos, says Isaac Natter at Fluet.

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