Compliance

  • October 22, 2026

    FCC Bans 2 Foreign Devices Containing Surveillance Chips

    The Federal Communications Commission on Thursday blocked two devices from the U.S. market that the agency says are embedded with surveillance chips made by a Huawei subsidiary.

  • October 22, 2026

    JPMorgan, Ex-Frank Execs Clash Over $2.1M In Legal Fees

    JPMorgan Chase & Co. faced renewed demands in the Delaware Chancery Court on Thursday to pay about $2.1 million in withheld legal fees for convicted Frank founder Charlie Javice and former executive Olivier Amar, as their lawyers accused the bank of using repeated billing objections to delay funding for their criminal defenses.

  • October 22, 2026

    Wiley Adds Ex-FCC Engineer To Telecom Practice

    Wiley Rein LLP has hired a former Federal Communications Commission senior electrical engineer, who is joining the firm as a senior engineering adviser with its telecom, media and technology practice, the firm recently announced.

  • October 21, 2026

    Iran Money Trail Takes Center Stage At Huawei's RICO Trial

    The federal jury in Brooklyn weighing Huawei's fate for days heard testimony about the money trail, or lack thereof, from the company's purported Iranian unit and the Chinese telecommunications giant's U.S. payroll, as one of its defenses in the sanctions and trade secret theft trial began to take shape.

  • October 21, 2026

    Snap Financial Reaches $664M Settlement With Red States

    Consumer financial services company Snap Financial on Wednesday agreed to pay $664 million to 17 Republican-led states to end claims that it used misleading disclosures about its leasing arrangements.

  • October 21, 2026

    SEC Nabs Ruling Against Man Behind Hotel Investment Fraud

    A California federal judge granted the U.S. Securities and Exchange Commission a summary judgment win Wednesday in the commission's suit accusing a Los Angeles businessman of running two securities fraud schemes involving investments in U.S.-based hotels, saying it was clear the co-founder made material false statements to investors.

  • October 21, 2026

    Feds' Latest Wind Permit Move May 'Blow Up' Permitting Deal

    The Trump administration has again asked a federal court to let it reevaluate a permit issued for a proposed offshore wind project, a move that a co-architect of U.S. Senate permitting legislation said could derail the bipartisan bill.

  • October 21, 2026

    States Rip OCC's 'Beltway-Centric' Bid To Move Escrow Suit

    An Oregon-led coalition of states is pushing back on a U.S. banking regulator's bid to throw out or transfer the coalition's lawsuit over the regulator's new rules that block their interest-on-escrow laws, arguing its "Beltway-centric view of the world" doesn't mean they were wrong to sue in Portland.

  • October 21, 2026

    SEC Crypto Offering Plan Draws State Outcry, Industry Ideas

    States and watchdog groups told the U.S. Securities and Exchange Commission to withdraw what they deemed a dangerous plan to exempt certain crypto offerings from registration requirements, while the crypto industry backed the proposal in comment letters that urged the agency to let exempted issuers raise even more from investors.

  • October 21, 2026

    FCC OKs Relinquished Carrier Status For Carolina West

    The Federal Communications Commission approved the request of Carolina West Wireless Inc. to turn in its designations as an eligible telecommunications carrier following Verizon's purchase of the North Carolina telecom.

  • October 21, 2026

    PBM Fee Disclosure Rule Clears White House Review

    A White House budget office has completed review of a rule from the U.S. Department of Labor's employee benefits arm that would require new fee disclosures from pharmacy benefit managers, which act as intermediaries between drugmakers, pharmacies and insurers.

  • October 21, 2026

    AT&T Asks To Be Freed From California Landline Obligations

    AT&T says it only needs a "modest extension" of the permission the Federal Communications Commission has already given the telecom titan in order to drop its remaining copper line services in California, something state regulators have refused to give the company permission to do.

  • October 21, 2026

    CIT OKs Chinese Flooring Benchmark But Still Has Questions

    While the U.S. Department of Commerce has now adequately explained its pricing calculation in a review of a Chinese flooring duty, the U.S. Court of International Trade still took issue with its continued use of adverse inferences in another portion of its findings.

  • October 21, 2026

    Crypto Broker Gets 13 Years For Laundering Drug Money

    A Manhattan federal judge hit a Colombian cryptocurrency broker with over 13 years in prison Wednesday after he copped, along with a businessman with ties to the Cartier family, to laundering $14.5 million worth of Tether that facilitated narcotics transactions.

  • October 21, 2026

    Drexel Keeping Its Counsel In Ex-Exec's Bias Suit

    A Pennsylvania federal judge on Tuesday denied a former Drexel University compliance executive's bid to have the school's attorney dismissed from the case over an alleged conflict of interest and tossed the executive's motion for sanctions against Drexel's attorney over comments he made during a deposition.

  • October 21, 2026

    Mich. Staffing Biz Owner Cops To $1.7M Tax Fraud Scheme

    A Michigan woman who owned a series of staffing companies pled guilty to conspiring to defraud the U.S. for more than a decade via an employment tax scheme, causing a tax loss to the IRS of roughly $1.7 million, federal prosecutors said.

  • October 21, 2026

    Jackson Tidus Duo Join Buchalter In Southern California

    Buchalter PC has added a pair of experienced attorneys from Jackson Tidus as partners in its real estate and litigation practices.

  • October 21, 2026

    Meta Owes $25B After NM Data Privacy Trial

    A New Mexico judge ruled Wednesday that Meta must pay $25 billion for the "systematically broadcast" lies the social media giant offered the public regarding its data privacy practices, including in the wake of the Cambridge Analytica scandal.

  • October 21, 2026

    OCC Finalizes Stablecoin Rules, Drops Disputed Yield Plan

    The Office of the Comptroller of the Currency on Wednesday finalized its rules for stablecoin issuers under its purview, issuing a 700-page document expected to set the baseline for other federal and state stablecoin frameworks.

  • October 20, 2026

    Flagstar Bank Sued Over Nussbaum Escrow Account Fraud

    A purported victim of ex-attorney Michael J. Nussbaum's Ponzi scheme on Monday accused Flagstar Bank NA of helping to facilitate the alleged $149 million escrow account fraud, claiming that the bank long knew about questionable transactions but didn't shut it down.

  • October 20, 2026

    CFTC's Selig Says Agency Is Building AI To Police Markets

    U.S. Commodity Futures Trading Commission Chairman Michael Selig spoke to an audience in Washington, D.C., Tuesday about his agency's use of artificial intelligence, whether regulations adopted in the wake of the 2008 financial crisis had gone "too far" and how he is pressing ahead with crypto rules despite Congress' inability to pass regulations before the midterm elections.

  • October 20, 2026

    Meta Wins Stay Of Wash. Ad Case Amid High Court Cert. Bid

    A Washington state judge on Tuesday granted Meta Platforms Inc.'s request to pause a permanent injunction requiring "full compliance" with a state political advertising disclosure law, agreeing to put the requirement on hold while the company asks the U.S. Supreme Court to review the law's constitutionality.

  • October 20, 2026

    Feds Offer Up-Front Payments For Fraud Whistleblower Tips

    The U.S. Department of Justice on Tuesday announced the creation of a whistleblower incentive program offering up-front monetary awards for tips that lead to criminal fraud charges.

  • October 20, 2026

    Broad Street Monitor Flags Risks For Investor Redemptions

    The court-appointed monitor for private equity firm Broad Street Global Management LLC testified Tuesday that he is concerned about more than 600 investors in the $1 billion fund who asked to redeem their investments in cash but have yet to receive their money nearly five months after the deadline.

  • October 20, 2026

    FBI, FTC Tip Sites Vulnerable To Spying, Sen. Wyden Warns

    The Federal Bureau of Investigation and the Federal Trade Commission's online tip lines and other government websites are vulnerable to spying, U.S. Sen. Ron Wyden, D-Ore., said in a letter urging the executive branch to upgrade security technology for the websites.

Expert Analysis

  • Clippers Salary Cap Probe Offers Investigation Tips For Cos.

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    The NBA's recent investigation into whether the Los Angeles Clippers circumvented salary cap rules offers an unusually detailed look at how a significant organizational probe was conducted and how its findings were presented, offering practical lessons for companies conducting their own investigations, say attorneys at Wiley.

  • Parsing The Latest Signals On FTC Section 5 Enforcement

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    Federal Trade Commission cases brought over the last several years and Commissioner Mark Meador’s recent call for stand-alone Section 5 enforcement suggest businesses should prepare for continued scrutiny of conduct beyond traditional antitrust violations, particularly in essential goods, technology and labor markets, say attorneys at Axinn.

  • Calif. PFAS Pesticide Reporting Law Raises Cos.' Legal Risks

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    A new California law requiring public reporting of how registered pesticides containing intentionally added perfluoroalkyl and polyfluoroalkyl substances are used across the state could increase regulatory scrutiny — and provide a road map for litigation involving growers, applicators, distributors, pesticide manufacturers and upstream chemical suppliers, say attorneys at O'Melveny.

  • Terminix Deal Shows Risks Of Calif. Aggregating Local Lapses

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    California district attorneys’ novel use of an unfair competition law to merge unrelated local enforcement matters against pest control providers Rentokil and Terminix into one recently settled statewide case demonstrates that lack of adequate communication between facilities and corporate compliance managers may cause isolated regulatory violations to snowball into larger challenges, say attorneys at Kazmarek Mowrey.

  • As Congress Stalls, SEC Hits Go On 'Innovation Exemption'

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    While the U.S. Securities and Exchange Commission's recently issued innovation exemption to facilitate on-chain trading of certain tokenized stocks isn't a replacement for a comprehensive legislative framework, it reduces the likelihood that further congressional delay will freeze market development, says Stephen Aschettino at Fox Rothschild.

  • What Lawyers Should Know Before Accepting Crypto Payment

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    As clients increasingly request to pay legal fees, retainers and escrow funds using cryptocurrency, lawyers should consider how only a handful of state bar authorities have addressed the issue with varying ethics opinions, as well as the related questions that no authority has yet answered, says attorney Felix Shipkevich.

  • How To Use AI In Employment Contract Drafting

    Excerpt from Practical Guidance
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    Before using artificial intelligence to draft employment contracts, law firms and employers must assess practical ethical guardrails, appropriate use cases, core risk areas and validation workflows, says Samuel Mitchell at Smith Gambrell.

  • NY Severance Rules Persist Despite McLaren Macomb Threat

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    Despite recent calls to overturn the National Labor Relations Board's decision in McLaren Macomb, New York's robust regulation will remain intact, limiting practitioners' ability to offer nonsupervisory employees severance agreements with confidentiality and nondisclosure provisions, says Matthew Berman at Valli Kane.

  • How Evergreen Language Can Sink Landlord Credit Support

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    A recent pattern in court decisions interpreting letters of credit underscores the importance of using precise language when seeking evergreen protection, so landlords should seek explicit successive-renewal terms, verify issuer forms and calendar deadlines in order to preserve credit support, say attorneys at O'Melveny.

  • Bank Regulators' New Risk Guidance Offers More Flexibility

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    Newly proposed interagency guidance on banks’ third-party risk management would shift rigid compliance frameworks to a principles-based, risk-proportionate approach, potentially creating new opportunities for bank-fintech partnerships and giving smaller institutions a clearer path to innovation, say attorneys at Davis Wright.

  • Mo. Official's Indictment Tests Limits Of Federal Bribery Laws

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    The recent bribery charges filed against a Missouri county executive raise questions about whether field-clearing conversations and job offers between rival candidates can rise to the level of illegal quid pro quos, potentially muddying the line between politics as usual and the federal bribery statutes, say attorneys at ArentFox Schiff.

  • Calif. Decision Shows Limits Of Self-Serving Testimony

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    A California appellate court's recent opinion in a dispute between two home renovation partners is a reminder that where there are admissions or undisputed documentary evidence, litigants need more than self-serving testimony to overcome summary judgment, says Tyler Palmer at Tucker Ellis.

  • Conn. Insurers Should Prepare To Explain Premium Hikes

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    As of Jan. 1, Connecticut insurers must provide a reasonable explanation for personal risk insurance premium increases upon policyholder request, and thus should familiarize themselves with a recent bulletin that prescribes the details, say attorneys at Troutman.

  • Where The 3 Prediction Market Appellate Rulings Diverge

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    Although the recent Third, Sixth and Ninth Circuit opinions concerning prediction markets overlap on some issues, they differ on key statutory questions, deepening a circuit split over both the classification of sports event contracts and the scope of federal preemption, says Levi Giovanetto at Sheppard.

  • Health Plan Takeaways After 2nd Circ. No Surprises Act Ruling

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    While the Second Circuit's recent ruling in East Coast Advanced Plastic Surgery v. Cigna gives health plans breathing room in finding that healthcare providers cannot enforce out-of-network billing dispute resolution awards in court, sponsors should not assume that declining to pay awards will go unaddressed by regulators, say attorneys at Thompson Hine.

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