Compliance

  • October 22, 2026

    Vegas Man Gets 38 Months For $5M Tax Refund Fraud Scheme

    A Las Vegas man was sentenced to more than three years in prison for his role in what the government described as a $5 million tax refund fraud scheme that also involved his mother, who owned a tax preparation business, federal prosecutors said.

  • October 22, 2026

    Mylan Settles Connecticut's EpiPen Price Claims For $8M

    Mylan Pharmaceuticals has struck another deal to resolve claims that it illegally inflated prices for EpiPens, this time settling Connecticut state enforcers' allegations of antitrust and consumer protection law violations for $8 million.

  • October 22, 2026

    FTC's Meador Questions 'Reliance' On Hovenkamp Treatise

    Federal Trade Commission member Mark Meador vouched Thursday for an "aggregation" theory of antitrust violations that can combine conduct that may not be anticompetitive individually, in a Houston speech that also took direct aim at a foundational academic treatise of modern competition law.

  • October 22, 2026

    Judge Says BCBS' Evidence Ask In Ford Case Too Late

    A Michigan federal judge on Thursday denied Blue Cross Blue Shield of Michigan's motion to compel Ford Motor Company to produce emails from a senior director, ruling that the health insurer waited too long to make the request in the antitrust suit.

  • October 22, 2026

    5th Circ. Orders New Look At IRS' Loss On FBAR Jury Rights

    A Texas federal court must revisit its 2025 ruling that the IRS violated a woman's jury-trial rights by imposing a $1 million civil penalty for failing to report foreign bank accounts, the Fifth Circuit said, ordering another review in light of a U.S. Supreme Court decision.

  • October 22, 2026

    Texas Judge Finds Treasure Hunter Entitled To Booty

    A Texas federal judge found that a benefactor who helped fund an expedition to recover Spanish treasure in the Caribbean wrongly stole a treasure hunter's share of the loot, sinking the financial backer's attempt to hold on to all the retrieved artifacts.

  • October 22, 2026

    Fintech EarnIn Sues Maryland Over Tip Ban, License Delay

    EarnIn, a financial technology company that lets workers access their wages before payday, has sued the Maryland attorney general and the state's financial regulation commissioner, arguing that a new state law banning earned wage access providers from soliciting tips violates the First Amendment.

  • October 22, 2026

    FCC Approves Starlink's Bid To Take Over Tristar Licenses

    The Federal Communications Commission has approved SpaceX's Starlink satellite group's bid to take over three licenses held by a subsidiary of Tristar License Group to expand Starlink's direct-to-device service.

  • October 22, 2026

    'Substantially Impaired' Main Topic Of Medicaid Rule Hearing

    A Massachusetts federal judge pressed the Trump administration Thursday on its argument that Congress intentionally left it with the task of defining who is considered too medically frail to comply with Medicaid work requirements set to take effect in January.

  • October 22, 2026

    FCC Exempts Specific Routers, Robots From Covered List

    The Federal Communications Commission has granted conditional approval for specific routers and advanced robotic devices that will exempt them from the Covered List, which restricts foreign-made devices for national security reasons.

  • October 22, 2026

    FCC Bans 2 Foreign Devices Containing Surveillance Chips

    The Federal Communications Commission on Thursday blocked two devices from the U.S. market that the agency says are embedded with surveillance chips made by a Huawei subsidiary.

  • October 22, 2026

    JPMorgan, Ex-Frank Execs Clash Over $2.1M In Legal Fees

    JPMorgan Chase & Co. faced renewed demands in the Delaware Chancery Court on Thursday to pay about $2.1 million in withheld legal fees for convicted Frank founder Charlie Javice and former executive Olivier Amar, as their lawyers accused the bank of using repeated billing objections to delay funding for their criminal defenses.

  • October 22, 2026

    Wiley Adds Ex-FCC Engineer To Telecom Practice

    Wiley Rein LLP has hired a former Federal Communications Commission senior electrical engineer, who is joining the firm as a senior engineering adviser with its telecom, media and technology practice, the firm recently announced.

  • October 21, 2026

    Iran Money Trail Takes Center Stage At Huawei's RICO Trial

    The federal jury in Brooklyn weighing Huawei's fate for days heard testimony about the money trail, or lack thereof, from the company's purported Iranian unit and the Chinese telecommunications giant's U.S. payroll, as one of its defenses in the sanctions and trade secret theft trial began to take shape.

  • October 21, 2026

    Snap Financial Reaches $664M Settlement With Red States

    Consumer financial services company Snap Financial on Wednesday agreed to pay $664 million to 17 Republican-led states to end claims that it used misleading disclosures about its leasing arrangements.

  • October 21, 2026

    SEC Nabs Ruling Against Man Behind Hotel Investment Fraud

    A California federal judge granted the U.S. Securities and Exchange Commission a summary judgment win Wednesday in the commission's suit accusing a Los Angeles businessman of running two securities fraud schemes involving investments in U.S.-based hotels, saying it was clear the co-founder made material false statements to investors.

  • October 21, 2026

    Feds' Latest Wind Permit Move May 'Blow Up' Permitting Deal

    The Trump administration has again asked a federal court to let it reevaluate a permit issued for a proposed offshore wind project, a move that a co-architect of U.S. Senate permitting legislation said could derail the bipartisan bill.

  • October 21, 2026

    States Rip OCC's 'Beltway-Centric' Bid To Move Escrow Suit

    An Oregon-led coalition of states is pushing back on a U.S. banking regulator's bid to throw out or transfer the coalition's lawsuit over the regulator's new rules that block their interest-on-escrow laws, arguing its "Beltway-centric view of the world" doesn't mean they were wrong to sue in Portland.

  • October 21, 2026

    SEC Crypto Offering Plan Draws State Outcry, Industry Ideas

    States and watchdog groups told the U.S. Securities and Exchange Commission to withdraw what they deemed a dangerous plan to exempt certain crypto offerings from registration requirements, while the crypto industry backed the proposal in comment letters that urged the agency to let exempted issuers raise even more from investors.

  • October 21, 2026

    FCC OKs Relinquished Carrier Status For Carolina West

    The Federal Communications Commission approved the request of Carolina West Wireless Inc. to turn in its designations as an eligible telecommunications carrier following Verizon's purchase of the North Carolina telecom.

  • October 21, 2026

    PBM Fee Disclosure Rule Clears White House Review

    A White House budget office has completed review of a rule from the U.S. Department of Labor's employee benefits arm that would require new fee disclosures from pharmacy benefit managers, which act as intermediaries between drugmakers, pharmacies and insurers.

  • October 21, 2026

    AT&T Asks To Be Freed From California Landline Obligations

    AT&T says it only needs a "modest extension" of the permission the Federal Communications Commission has already given the telecom titan in order to drop its remaining copper line services in California, something state regulators have refused to give the company permission to do.

  • October 21, 2026

    CIT OKs Chinese Flooring Benchmark But Still Has Questions

    While the U.S. Department of Commerce has now adequately explained its pricing calculation in a review of a Chinese flooring duty, the U.S. Court of International Trade still took issue with its continued use of adverse inferences in another portion of its findings.

  • October 21, 2026

    Crypto Broker Gets 13 Years For Laundering Drug Money

    A Manhattan federal judge hit a Colombian cryptocurrency broker with over 13 years in prison Wednesday after he copped, along with a businessman with ties to the Cartier family, to laundering $14.5 million worth of Tether that facilitated narcotics transactions.

  • October 21, 2026

    Drexel Keeping Its Counsel In Ex-Exec's Bias Suit

    A Pennsylvania federal judge on Tuesday denied a former Drexel University compliance executive's bid to have the school's attorney dismissed from the case over an alleged conflict of interest and tossed the executive's motion for sanctions against Drexel's attorney over comments he made during a deposition.

Expert Analysis

  • FTC's BOTS Act Blitz Raises Stakes For Ticket Resellers

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    Recent lawsuits and enforcement actions brought by the Federal Trade Commission under the Better Online Ticket Sales Act signal sustained ticket industry enforcement, but industry actors can reduce risk by screening practices and partnerships related to ticket purchasing, and evaluating the scale of their ticket operations, say attorneys at Holland & Knight.

  • Immunity May Not Protect Gov't-Backed Cyber Operators

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    Companies considering participation in a National Coordination Center program that authorizes private actors to conduct offensive cyber operations on the government’s behalf should understand the limits of sovereign immunity and the operational and legal risks lurking in the details and undefined parameters of the program, say attorneys at Steptoe.

  • How To Use Root Cause Analysis In Misconduct Probes

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    The public fallout facing Cornell University over its handling of a student's rape allegations shows the importance of conducting root cause analysis in sexual misconduct investigations to identify institutional conditions that require correction and provide an evidentiary foundation for corrective actions, says Jonny Frank.

  • A Nuanced Reading Of DOL's Mental Health Parity Guidance

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    Though a recent U.S. Department of Labor bulletin may suggest that agency enforcement pressure on group health plans with respect to mental health parity is easing, the takeaways are more complex, and plan sponsors should not relax compliance efforts, say attorneys at Proskauer.

  • Tariffs Could Be Behind Surge In FTZ Production Filings

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    As tariffs reshape production sourcing decisions, manufacturers are seeking foreign trade zone production authority at more than twice last year's pace, making it important to consider the potential duty and export benefits, along with review delays and restrictions that can curb savings, say attorneys at Sidley.

  • White House AI Accord Could Reshape Reasonable Care

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    President Donald Trump's recent joint commitment on frontier responsibilities — signed by leaders of Google, Anthropic, Meta and more — may pose legal risks for nonsignatories, as businesses using artificial intelligence may find the accord's safeguards cited against them as evidence of what reasonable care requires, says Peter Schildkraut at Arnold & Porter.

  • AGs' Paramount Settlement Reflects States' Growing Influence

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    The recent California federal court approval of the California v. Paramount Skydance settlement illustrates how state attorneys general are gaining new independence and influence, and companies must account for state enforcement when assessing merger risks ahead of a deal's closing, say attorneys at Norton Rose.

  • Dissecting Dodd's, Gensler's Prediction Market Amicus Briefs

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    Former Sen. Chris Dodd and former U.S. Commodity Futures Trading Commission Chairman Gary Gensler's recent amicus briefs in support of New Jersey's petition for U.S. Supreme Court review of Kalshi v. Flaherty draw on legislative history to counter the CFTC's claim of federal preemption over the prediction markets, says Trace Schmeltz at Steptoe.

  • Preventing HOA Bias After Wash. Ruling Highlights Risk

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    Because homeowners nationwide can now draw on precedent from a recent Washington state appellate decision holding that state antidiscrimination law forbids homeowners associations from biased enforcement of their rules, common-interest communities should immediately work to mitigate their expanded exposure to postsale fair housing liability, says Brett Sullivan at Fennemore.

  • 2nd Circ. Eases Employer Defense Of Dress Code Rules

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    The Second Circuit recently sided with Starbucks in a ruling that makes it easier for companies to defend dress code policies against unfair labor practice challenges, but employers shouldn't read it as a license to ban union insignia, say attorneys at Shipman & Goodwin.

  • Series

    A Day In The In-House Life: CHAI GC Talks Balance

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    On a typical day working in healthcare technology from home, Coalition for Health AI Head of Operations and General Counsel Brenton Hill shares his experience on everything from developing responsible artificial intelligence initiatives to discussing contracting strategies, all while navigating the blurred lines between home and work.

  • How Bipartisan Permitting Reform May Boost Green Energy

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    After years of false starts, Congress may finally be nearing a meaningful overhaul of the federal permitting process — and the proposed legislation could provide renewable energy developers with faster project reviews, more durable permits and greater protections from litigation, says Jon Micah Goeller at Husch Blackwell.

  • OCC Plan May Bring Data Sharing Flexibility, Diligence Issues

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    The Office of the Comptroller of the Currency's recent proposal to overhaul its supervisory information sharing regime for the first time in decades would provide important flexibility to banks, but it could create new issues around confidentiality agreements, disclosure controls and diligence processes, say attorneys at Simpson Thacher.

  • Where DOJ's Fraud Directive May Actually Affect Enforcement

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    The U.S. Department of Justice’s recent directive outlining corporate fraud enforcement priorities is mostly a management document instead of a policy, but one part may actually undermine the directive's goals by leading to worse outcomes for organizational defendants and less corporate self-disclosure, says Zachary Warren at Williams & Connolly.

  • 5 Prediction Market Queries For Every League, Athletic Dept.

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    The NFL's recent amicus brief urging the U.S. Supreme Court to resolve a circuit split over regulating prediction markets and operators like Kalshi raises important, enterprisewide governance questions for leagues, teams and athletic departments, and highlights that regulatory oversight and institutional integrity are related but distinct, say attorneys at Robins Kaplan.

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