Compliance

  • August 10, 2026

    OCC Takes Swipe At BofA In Post-Jan. 6 Data Sharing Suit

    A top U.S. banking regulator has waded into a proposed class action accusing Bank of America NA of unlawfully sharing customer information with law enforcement after the Jan. 6, 2021, U.S. Capitol attack, arguing the bank can't use a key regulatory safe harbor to exit the case.

  • August 10, 2026

    Cannabis Clients Sue Atty Over Missed Deadline In $5.7M Suit

    Los Angeles cannabis entrepreneurs are suing their former attorney for legal malpractice in California state court, claiming that she caused the permanent end of their $5.7 million fire damage lawsuit against a landlord who they say allowed a "local transient" to start a fire on a neighboring property.

  • August 10, 2026

    Trump Pick Confirmed To NCUA As Hauptman Joins PCAOB

    The National Credit Union Administration is poised for new leadership after senators on Friday confirmed Trump nominee John Crews to its board, whose acting Chairman Kyle Hauptman has departed for a seat on the Public Company Accounting Oversight Board.

  • August 10, 2026

    AbbVie, Novartis Seek To Block Ill. 340B Drug Discount Law

    AbbVie Inc. and Novartis Pharmaceuticals are urging an Illinois federal court to block a state law that took effect Friday barring pharmaceutical manufacturers from trying to impose restrictions on 340B contract pharmacy arrangements, arguing in a pair of suits that the law is unconstitutional.

  • August 10, 2026

    Muddy Waters Wants Claim Cut From $14M Whistleblower Suit

    Investment research service Muddy Waters LLC and its founder want a breach of contract claim cut from a suit alleging they stiffed a purported former partner out of his share of a $14 million whistleblower award from the U.S. Securities and Exchange Commission, saying the claim "crosses the line from pleading in the alternative to pleading in incoherence."

  • August 10, 2026

    FCC Urged To Tighten 'Covered List' Regs

    A foreign policy think tank has asked the Federal Communications Commission to adopt a more comprehensive set of regulations to bar devices containing parts that are made by entities on the agency's Covered List, which identifies equipment and services deemed national security risks.

  • August 10, 2026

    Team Telecom Probing T-Mobile's Plan To Buy Fiber Co. Stake

    T-Mobile has a $2 billion plan to acquire a 50% stake in a joint venture that seeks to combine two fiber companies, but the FCC won't say yea or nay to the deal until Team Telecom — a multiagency group that vets transactions involving foreign individuals and U.S. telecom companies — finishes looking into the matter.

  • August 10, 2026

    Boeing 737 Max Door Plug Suits Get Special Discovery Judge

    A Washington state court appointed retired King County Superior Court Judge Bruce W. Hilyer to oversee discovery matters in more than a dozen lawsuits related to the January 2024 blowout of a Boeing 737 Max 9 jet door plug that allegedly left passengers with physical and emotional injuries.

  • August 10, 2026

    SEC Alleges Adviser Defrauded Investors In Pre-IPO Offerings

    The U.S. Securities and Exchange Commission both filed and settled a lawsuit in New York federal court Monday that accuses an investment manager of defrauding investors interested in taking positions in companies like SpaceX and Klarna before they went public. 

  • August 10, 2026

    House Dems Seek AI Hearings After OpenAI, Anthropic Hacks

    On the heels of major cybersecurity incidents with OpenAI and Anthropic, Rep. Greg Casar, D-Texas, is leading a group of House Democrats in calling for the heads of the major artificial intelligence companies to come before Congress.

  • August 10, 2026

    Lack Of Fiduciary Duty Frees Chemours From NC PFAS Suit

    Chemours Inc., its affiliates and DuPont Industrial Biosciences USA LLC on Monday got the dismissal of a proposed class action by a North Carolina resident over contamination of Brunswick County's water.

  • August 10, 2026

    Gates Manager Fired After His Bias, Safety Reports, Suit Says

    Power transmission belts manufacturer Gates Corp. unlawfully fired a regional health and safety manager after he escalated concerns about regulatory violations, environmental compliance and the disparate treatment of minority employees, according to a complaint filed in North Carolina federal court over the weekend.

  • August 10, 2026

    Alto Neuroscience Escapes Investor Drug Trial Suit, For Now

    Alto Neuroscience has escaped a shareholder suit alleging the psychiatric biotech company and its top brass overstated the efficacy of their lead drug candidate for treating major depressive disorder, with a California federal judge ruling that the suit's "vague and conclusory" pleadings should be remedied.

  • August 10, 2026

    Costco Can't Shake Wash. Workers' Moonlighting Class Action

    More than 26,000 Costco Wholesale Corp. workers have beaten back the company's bid for an early win in their Washington state court moonlighting class action, though a judge also denied the workers' own push for a pretrial victory.

  • August 10, 2026

    Judge Trims Wells Fargo Ex-VP Whistleblower Suit

    An Illinois federal judge Friday trimmed a former Wells Fargo testing and validation executive's suit alleging she was fired for flagging reporting inaccuracies, finding that her allegations were too vague and that she did not correctly report the alleged activity to the U.S. Securities and Exchange Commission.

  • August 10, 2026

    Mich. Transit Authority Can Call County Atty In Board Dispute

    The Bay Area Transportation Authority may call a Grand Traverse County attorney as a witness in a dispute over appointments to its board, a Michigan appellate panel ruled, finding the attorney's late addition to the witness list would not prejudice the county.

  • August 10, 2026

    Scammers Claim They're FCC Enforcers, Consumers Warned

    If a consumer is contacted by someone purportedly with the Federal Communications Commission claiming their phone number is being investigated and demanding personal and financial details, it's a scam.

  • August 10, 2026

    Mich. Panel Revives Sewage Damage Suits Over Service Fight

    Minor procedural variations in service do not warrant dismissal of a case as long as defendants are adequately informed of the pending litigation, a Michigan Court of Appeals panel said in a published opinion Thursday.

  • August 10, 2026

    Judge Blocks DOD Military Label For Chinese Biotech Co.

    A D.C. federal judge temporarily blocked the U.S. Department of Defense from enforcing a decision to designate WuXi AppTec Co. Ltd. as a Chinese military company, ruling the department's justifications appeared to lack a grounding in the evidence they cited.

  • August 10, 2026

    Roblox, TikTok, Discord Say CDA Blocks Teen Suicide Suit

    Roblox, Discord and TikTok are urging a Kentucky federal court to throw out a suit alleging a young teen died by suicide as a result of using their platforms, saying the claims are blocked by Section 230 of the Communications Decency Act.

  • August 10, 2026

    Rising Star: Jones Day's Lillian He

    Lillian He, a partner in Jones Day's global disputes practice, assisted a Chinese financial institution in responding to a U.S. government subpoena seeking documents and records held in China and advised a U.S.-based healthcare company through a U.S. Foreign Corrupt Practices Act investigation, earning her a spot among the compliance law practitioners under age 40 honored by Law360 as Rising Stars.

  • August 10, 2026

    Fox Gives DOJ More Time To Review $22B Roku Deal

    Fox Corp. has given antitrust enforcers at the U.S. Department of Justice additional time to review its planned purchase of Roku, a deal that values the television streaming platform operator at around $22 billion.

  • August 10, 2026

    Denver Says Tobacco Cos. Should Pay For Cigarette Litter

    Major tobacco companies including Philip Morris USA Inc. and R.J. Reynolds Tobacco Co. knowingly shifted the cost of cleaning up cigarette litter onto Denver, the city alleged in a Colorado state court suit seeking to recover those expenses.

  • August 10, 2026

    Soldier Must Wait To Argue CFTC Case Over Maduro Trades

    The U.S. Army sergeant facing allegations that he profited off his insider knowledge of the raid that captured former Venezuelan President Nicolás Maduro cannot challenge the U.S. Commodity Futures Trading Commission case against him while he faces criminal charges, a New York federal judge has ruled.

  • August 10, 2026

    Baker Donelson Adds Immigration Atty To Atlanta Office

    Baker Donelson Bearman Caldwell & Berkowitz PC has added the owner and attorney for the Law Office of Cheryl Geiser LLC in its Atlanta office, strengthening the firm's immigration practice and labor and employment group.

Expert Analysis

  • Opinion

    Denying Emergency Abortion Care Is A Liability Oversight

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    Health systems in states with abortion bans should consider that refusing to provide emergency abortion care carries greater legal risk than the risk of prosecution under post-Dobbs laws for providing treatment, say Kimberly Chernoby at FemInEM and Rachel Rebouché at the University of Texas, Austin School of Law.

  • Solar's Momentum At Mid-2026 Will Help It Overcome Snags

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    The rapid expansion of U.S. solar development in the first half of 2026 is likely to continue its pace, even amid ongoing shifts in federal trade policy and supply chain regulations, obstacles to permitting reform, and an increasing divide between states enacting policies to encourage or stymie project development, say attorneys at Beveridge & Diamond.

  • The Debanking Minefield: Navigating Fair Access In 2026

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    Federal regulators' recent elimination of reputational risk from bank supervision, alongside a growing patchwork of state fair access laws, is reshaping how banks make account and service decisions and ushering in a new compliance era requiring individualized, objective and risk-based access determinations, say attorneys at Spencer Fane.

  • Carbon Health Settlement Highlights Why Evidence Is Key

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    The California Attorney General's Office's first-of-its-kind settlement with Carbon Health, imposing penalties for alleged corporate practice of medicine violations, shows that friendly professional corporation challenges usually hinge not on the parties' management services agreement, but on whether the operational record matches it, says Ben Dubin at VC Expert Services.

  • How To Brace For A Potential Democratic Oversight Push

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    With the possibility of a shift in congressional control after the November midterm elections, companies and their general counsel should prepare now by mapping oversight exposure, reviewing government interactions, preserving records and developing coordinated communications strategies, say attorneys at Hogan Lovells.

  • Opinion

    Labor Contract Bill Would Introduce Sweeping Risks For Cos.

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    The House-approved Faster Labor Contracts Act would force rapid first-contract bargaining, subject businesses to binding arbitration over key workplace terms, and create major uncertainty for nonunion companies, making it crucial for employers to assess their exposure and mitigate the risks now, say attorneys at FBT Gibbons.

  • DOD's Cyber Certification Pause May Heighten FCA Risks

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    The July 14 pause in implementation of the U.S. Department of Defense Cybersecurity Maturity Model Certification program places more weight on the accuracy of contractors' own compliance representations and thereby increases their False Claims Act exposure by leaving stringent self-assessment requirements intact, say attorneys at Haynes Boone.

  • Assessing New Risks After The End Of The SEC's Gag Rule

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    The U.S. Securities and Exchange Commission's recent rescission of its long-standing no‑deny gag rule marks a transition from a regime of enforced silence to one of strategic communication, meaning the question is no longer simply whether to settle, but how to manage the narrative that follows, say attorneys at Nelson Mullins.

  • New Pipeline Repair Rules Shift Burden To Engineer Judgment

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    A proposal from the Pipeline and Hazardous Materials Safety Administration to allow operators more flexibility to make analysis-informed repair choices, rather than hew to long-standing prescriptive criteria, could make documenting the engineer’s decision-making process as important to compliance as the ultimate repair performed, says Ahuva Battams at Beatty & Wozniak.

  • AI-Fueled Pro Se Suits Pose Rising Risk For Lenders

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    Harris v. Pinnacle Bank, a recently decided Mississippi federal court case, illustrates how pro se borrowers are using artificial intelligence to file more sophisticated documents that can complicate and prolong loan enforcement proceedings, making early procedural challenges and tighter litigation strategies increasingly important for lenders, says Joseph Briggett at Baker Donelson.

  • Series

    Being A Magician Makes Me A Better Lawyer

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    The skills I've developed as a lifelong magician have translated directly into tangible benefits in the courtroom because performing magic and trying cases both live at the intersection of psychology, storytelling, timing and disciplined rehearsal, says Mark Dombroff at Fox Rothschild.

  • What Ga. Stablecoin Licensing Law Means For Payments Cos.

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    Georgia recently enacted one of the first state-level licensing frameworks for stablecoin issuance aligned with the Genius Act, which may appeal to eligible companies by making licensure accessible to nondepository entities and potentially offering easier access to regulatory guidance, say attorneys at Eversheds Sutherland.

  • Illinois Audit Law Will Make AI Clauses Actually Enforceable

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    A law recently enacted in Illinois creates a first-in-the-nation requirement for artificial intelligence developers to undergo annual audits, providing objective standards that can be incorporated into private contracts and addressing the problem of defining responsible AI use, says William Tanenbaum at Moses & Singer.

  • Opinion

    Shareholder Derivative Litigation Needs A Better Framework

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    Uncoordinated, multiforum shareholder derivative litigation is a growing issue for corporate defendants that have little to no recourse for organizing and consolidating actions, but several commonsense steps should be utilized to preempt such disputes, say attorneys at Sullivan & Cromwell.

  • How Justices' TPS Ruling Affects Workforce Planning

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    The U.S. Supreme Court’s recent holding in Mullin v. Doe that courts lack jurisdiction to review temporary protected status determinations greenlights the end of TPS for thousands of Syrian and Haitian nationals, and means employers must reevaluate TPS-designees' employability while avoiding discriminatory document practices, says attorney Richard Herman.

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