Compliance

  • October 23, 2026

    Crypto.com Hires Ex-Western Union Global Compliance Head

    Crypto.com said it has appointed Western Union's former global head of compliance to serve as chief compliance officer, a move the crypto exchange said supports its global expansion and consumer access after its former CCO departed for Binance Holdings Ltd.

  • October 23, 2026

    TransDigm Can't Ax Ex-GC's Retaliation Suit, Ohio Court Says

    TransDigm Group cannot push to arbitration its former general counsel's lawsuit alleging that she was terminated in retaliation for reporting two instances of sexual harassment and antitrust compliance concerns at the aerospace company, an Ohio appeals court ruled, saying sexual harassment allegations are not subject to arbitration.

  • October 23, 2026

    NYC Hit With Class Action Over 'Kafkaesque' Seizure System

    New York City has been hit with a proposed class action in federal court, alleging that the New York Police Department regularly unconstitutionally seizes property, which can only be recovered in a "Kafkaesque Odyssey" and by navigating a "bureaucratic scavenger hunt, riddled with contradictory instructions, arbitrary requirements and dead ends."  

  • October 23, 2026

    Fla. AG Says Home Climate Risk Data Is Deceptive Practice

    Florida's attorney general sued a climate-risk modeler on Friday, claiming its data, which shows up on major real estate sites, deviates from official federal data and deceives homebuyers about the actual flood and fire risks of properties.

  • October 23, 2026

    Ex-Broker-Dealer Cops To $1.5M Insider Trading Scheme

    A former partner at a New Jersey broker-dealer firm admitted to conspiring to commit securities fraud involving insider trading in a special purpose acquisition company that netted millions of dollars in illegal profits, the U.S. attorney for the District of New Jersey announced Friday.

  • October 23, 2026

    NYSE Owner's $6B MarketAxess Deal Clears US Review

    Federal antitrust enforcers have ended their investigation of Intercontinental Exchange's planned $6 billion acquisition of fixed income trading platform MarketAxess Holdings Inc. after the companies gave enforcers more time to review the transaction.

  • October 23, 2026

    EEOC Suit Over Yale's Age-Based Doc Testing Headed To Trial

    A Connecticut federal judge on Friday shot down competing bids to end a U.S. Equal Employment Opportunity Commission lawsuit accusing Yale New Haven Hospital of unlawfully subjecting doctors over 70 to cognitive tests, ruling a trial is needed to determine whether patient safety concerns warranted the exams.

  • October 23, 2026

    Conn. AG Settles Sunrun Solar Sales Deception Claims

    Connecticut has reached a pair of settlements worth $500,000 with solar companies including Sunrun Inc. and two sales representatives accused of using deceptive tactics to lock people into long-term contracts and installing systems that didn't work.

  • October 23, 2026

    Tax Court Misread Easement Rules, 4th Circ. Told

    The U.S. Tax Court imposed conservation easement donation requirements beyond what the law allows in evaluating a property's condition and potential mining value, a partnership told the Fourth Circuit, seeking to overturn the 2025 denial of its charitable deduction.

  • October 23, 2026

    FCC Grants Intel's Automatic Vehicle Waiver For 1 Year

    The Federal Communications Commission has granted Intel Corp. a one-year waiver from rules that could otherwise subject the automated vehicles used in its chipmaking plants to security restrictions.

  • October 23, 2026

    Texas Sues OpenAI, Altman Over ChatGPT Safety Claims

    The Texas attorney general's office sued OpenAI and its chief executive Sam Altman in state court Friday, alleging the company breached consumer protection laws by unleashing a chatbot that often gives harmful advice and is addictive to children.

  • October 23, 2026

    FCC Nat'l Security Clampdown Draws Rare Industry Rebukes

    Industry leaders see the Federal Communications Commission hitting for a high batting average during President Donald Trump's second term, pushing deregulation they have sought for years. But when it comes to putting the squeeze on device imports from foreign adversaries, business groups are less than bowled over — and they're letting the FCC know it.

  • October 23, 2026

    Goodyear Can't Get Redo On Toss Bid In Nicotine Fee Suit

    An Ohio federal judge rejected Goodyear's bid for a redo on its motion to dismiss a suit from workers who challenged a nicotine fee in their employee health plan, holding Friday that a judge's decision in another dispute against grocery chain Meijer didn't change his analysis.

  • October 23, 2026

    Trump Signs Law Updating Wireless Emergency Alert System

    President Donald Trump has signed into law a bipartisan, bicameral act that will modernize the emergency alert infrastructure by integrating satellite networks into the Wireless Emergency Alert system.

  • October 23, 2026

    Feds Want Grant Ruling Foiling Priorities Stayed For Appeal

    The Trump administration asked a Massachusetts federal judge to pause a decision declaring that a grant termination clause does not allow agencies to scrap awards not aligned with its new priorities, claiming it is likely to prevail in a First Circuit appeal.

  • October 23, 2026

    SEC Wants To Settle $152M Fraud Suit Against Fla. REIT

    The U.S. Securities and Exchange Commission told a Florida federal court Friday that it wants to settle its $152 million investor fraud suit against a real estate investment trust and its founders.

  • October 23, 2026

    Wells Fargo Ignored Ex-Atty's $330K Fraud, Fla. Firm Says

    A law firm sued Wells Fargo for alleged breach of contract in Florida federal court, claiming that the bank negligently failed to detect a former partner's multiyear scheme diverting $330,000 in checks intended for the firm's account into his own personal account. 

  • October 23, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    Meta's legal chief says the company will appeal a $25 billion verdict involving data privacy practices including the Cambridge Analytica scandal. And a new study shows that while in-house starting salaries are staying stable, adding special skills like AI expertise can lift them higher.

  • October 23, 2026

    Economy Top Of Mind As M&A Optimism Falls, Survey Shows

    A new survey from Dykema Gossett PLLC found that roughly half of dealmakers expect U.S. mergers and acquisitions activity to increase over the next 12 months, down from 74% last year, but there is notable enthusiasm about the middle market strengthening and artificial intelligence speeding up deal processes.

  • October 23, 2026

    Investor Says 'Failing' Real Estate PE Firm Hid Fund Losses

    An investor alleged in Texas federal court that a real estate private equity firm and its leaders hid the firm's failures from investors and tricked them into supporting "an overleveraged, failing enterprise."

  • October 23, 2026

    Hims & Hers Says Privacy Policy, Disclosures Foil FTC Suit

    Hims & Hers Health Inc. urged a California federal court to dismiss the Federal Trade Commission's suit accusing it of misleading consumers about its privacy and billing practices, arguing the agency ignored the telehealth platform's disclosures about those practices in an attempt to "manufacture deception."

  • October 23, 2026

    Lululemon Settles Texas AG's PFAS Contamination Probe

    The state of Texas and Lululemon USA Inc. have reached a deal to end the state's investigation of whether the company's athletic wear is tainted with "forever chemicals," with Lululemon agreeing to make sure its vendors comply with its restricted substances list.

  • October 23, 2026

    Lone FCC Democrat Calls E-Rate Sunset Proposal 'Misguided'

    The lone Democrat on the Federal Communications Commission has issued her support for extending The E-Rate Program to provide discounts on eligible connectivity services for schools and libraries during a visit to a New Hampshire school district.

  • October 23, 2026

    Holland & Knight Legal Profession Head On MSO Dealmaking

    Holland & Knight LLP partner Trisha Rich is at the forefront of the firm's work in a fast-growing corner of the legal industry, advising law firms setting up management services organizations, or MSOs, as well as the investors looking to buy into them.

  • October 23, 2026

    SEC To Check Firms' Preparedness For AI Cyberattacks

    The U.S. Securities and Exchange Commission said Friday that it plans to scrutinize financial firms' use of artificial intelligence in order to ensure that the companies are guarded against cybersecurity attacks.

Expert Analysis

  • Southern Glazer's Deal Tests FTC's Robinson-Patman Push

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    A California federal court's recent decision in Federal Trade Commission v. Southern Glazer's secures a rare Robinson-Patman Act pricing limitations agreement, but conditions attached to the decision indicate that practitioners may only see a handful of new private RPA cases a year, says Steven Cernak at Bona Law.

  • Opinion

    The SEC Crypto Proposal Rests On A Term No One Can Define

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    The U.S. Securities and Exchange Commission's recently proposed Regulation Crypto Assets is its most ambitious attempt to set rules for the crypto industry, but its repeated use of the phrase "essential managerial efforts" means it perpetuates the uncertainty the regime is meant to cure, says Joseph A. Hall at Davis Polk.

  • Navigating Dueling Regulations For Bank Investment Advisers

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    Recent U.S. Securities and Exchange Commission examination findings show that investment advisory activities remain an active area of regulatory focus, and reinforce the need for banks to assess intersecting compliance obligations, say attorneys at Fredrikson.

  • Series

    Being In The Peace Corps Made Me A Better Lawyer

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    When I served in the Peace Corps, the people of the West African village where I was stationed helped me acclimate to my new surroundings and enabled me to develop problem-solving, teamwork and empathy skills that have bolstered my legal practice far beyond the ability to offer technical advice, says Brian Bewley at McGuireWoods.

  • Opening Up Fraud Talks With Customers After SAR Guidance

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    Federal financial regulators’ recent statement that the Bank Secrecy Act permits financial institutions to discuss potential fraud with customers, provided they don’t reveal the existence of any suspicious activity reports, means banks that have been tighter-lipped than regulations require can consider passing additional useful information on to customers, say attorneys at MoFo.

  • Measuring Shareholder Harm In Death Spiral Convertibles

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    As convertible structures have recently regained prominence, it's important to revisit the so-called floating-price death spiral convertible and how to quantify the losses for shareholders when disputes arise, says Pavithra Kumar at Conexig.

  • EPA Rollback Puts Power Plant GHG Rules In Flux

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    The U.S. Environmental Protection Agency's recent actions on power plant greenhouse gas emissions create immediate implications for power plant operators and long-term regulatory uncertainty, while raising questions about the relationship between federal and state approaches to climate-related litigation, say attorneys at Van Ness Feldman.

  • Unpacking FDIC's Modernized Bank Merger Review Rules

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    The Federal Deposit Insurance Corp.'s proposed revisions to its Bank Merger Act review process are a shift from its more skeptical prior posture toward a more structured and transaction-facilitative approach, though some broader uncertainty remains concerning antitrust alignment with the U.S. Department of Justice, say attorneys at Simpson Thacher.

  • FTC's BOTS Act Blitz Raises Stakes For Ticket Resellers

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    Recent lawsuits and enforcement actions brought by the Federal Trade Commission under the Better Online Ticket Sales Act signal sustained ticket industry enforcement, but industry actors can reduce risk by screening practices and partnerships related to ticket purchasing, and evaluating the scale of their ticket operations, say attorneys at Holland & Knight.

  • Immunity May Not Protect Gov't-Backed Cyber Operators

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    Companies considering participation in a National Coordination Center program that authorizes private actors to conduct offensive cyber operations on the government’s behalf should understand the limits of sovereign immunity and the operational and legal risks lurking in the details and undefined parameters of the program, say attorneys at Steptoe.

  • How To Use Root Cause Analysis In Misconduct Probes

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    The public fallout facing Cornell University over its handling of a student's rape allegations shows the importance of conducting root cause analysis in sexual misconduct investigations to identify institutional conditions that require correction and provide an evidentiary foundation for corrective actions, says Jonny Frank.

  • A Nuanced Reading Of DOL's Mental Health Parity Guidance

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    Though a recent U.S. Department of Labor bulletin may suggest that agency enforcement pressure on group health plans with respect to mental health parity is easing, the takeaways are more complex, and plan sponsors should not relax compliance efforts, say attorneys at Proskauer.

  • Tariffs Could Be Behind Surge In FTZ Production Filings

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    As tariffs reshape production sourcing decisions, manufacturers are seeking foreign trade zone production authority at more than twice last year's pace, making it important to consider the potential duty and export benefits, along with review delays and restrictions that can curb savings, say attorneys at Sidley.

  • White House AI Accord Could Reshape Reasonable Care

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    President Donald Trump's recent joint commitment on frontier responsibilities — signed by leaders of Google, Anthropic, Meta and more — may pose legal risks for nonsignatories, as businesses using artificial intelligence may find the accord's safeguards cited against them as evidence of what reasonable care requires, says Peter Schildkraut at Arnold & Porter.

  • AGs' Paramount Settlement Reflects States' Growing Influence

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    The recent California federal court approval of the California v. Paramount Skydance settlement illustrates how state attorneys general are gaining new independence and influence, and companies must account for state enforcement when assessing merger risks ahead of a deal's closing, say attorneys at Norton Rose.

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