Compliance

  • October 14, 2026

    Justices Appear Wary Of Broad Reach For Video Privacy Law

    Several U.S. Supreme Court justices seemed hesitant Wednesday to take a more expansive view of the online activities protected by the Video Privacy Protection Act, raising concerns that such an approach would buck the statute's original intent and invite a flood of litigation against a wide range of companies.

  • October 14, 2026

    Boies Schiller Adds Ex-DOJ Civil Division Leader In NY, DC

    Boies Schiller Flexner LLP has added a former deputy assistant attorney general in the U.S. Department of Justice's Civil Division to its global investigations and white collar teams in New York and Washington, D.C., according to an announcement made Wednesday.

  • October 14, 2026

    Kushner Is Unlawfully Serving As Envoy, Watchdog Says

    Jared Kushner is unlawfully wielding power on behalf of the United States government, an ethics watchdog alleged Wednesday, asking a Washington, D.C., federal judge to block the president's son-in-law from acting as a top diplomat without disclosing his personal finances and potential conflicts of interest.

  • October 14, 2026

    TD Bank Must Face Bulk Of Investors' AML Penalties Suit

    A New York federal judge has ruled TD Bank and some of its executives must face the majority of claims in an investor action related to a $3 billion settlement the bank signed with U.S. authorities over anti-money laundering compliance failures, saying they made some statements that may have downplayed the severity of the issues the bank faced.

  • October 14, 2026

    Chase Seeks Permanent Ax Of Trump's $5B Debanking Suit

    JPMorgan Chase Bank NA has renewed its fight against President Donald Trump's lawsuit accusing the bank of wrongfully debanking him and his businesses, urging a New York federal court to permanently throw out the case because the claims fail "multiple times over" and cannot be fixed.

  • October 14, 2026

    Judge Probes Public Disclosure Bar In Fluor FCA Lawsuit

    A D.C. federal judge said Wednesday that a whistleblower's qui tam False Claims Act lawsuit accusing defense logistics contractor Fluor of labor trafficking could ultimately fall under the statute's public disclosure bar, given that "a bunch of stuff" had been floating around on the company prior to his complaint.

  • October 14, 2026

    DC Circ. Not Fan Of EPA's Citation Habits In Methane Appeal

    The D.C. Circuit didn't seem too sure Wednesday morning whether the U.S. Environmental Protection Agency had behaved how it ought to have when extending compliance deadlines for initiating requirements to reduce methane pollution from the oil and gas sector.

  • October 14, 2026

    3rd Circ. Backs Pa. Regulator In Pipeline Approval Fight

    The Third Circuit on Wednesday affirmed a Pennsylvania regulator's approval of a Transcontinental Gas Pipe Line Co. project, ruling there was no evidence the water quality information pushed by environmental groups would have altered the outcome of the application.

  • October 14, 2026

    US Backs Alaska In High Court Fight Over Plane Forfeiture

    The federal government has told the U.S. Supreme Court that Alaska is well within its right to confiscate "instrumentalities of crime" and the state's attempted forfeiture of an 83-year-old bush pilot's $95,000 plane for transporting a six-pack of beer to a dry village wasn't excessive.

  • October 14, 2026

    Delay In 39% Audience Cap Lift Not Needed, Broadcasters Say

    The broadcast lobby urged the Federal Communications Commission to reject a bid from several cable industry groups to pause the agency's repeal of the 39% national audience share limit on TV station chains.

  • October 14, 2026

    Sens. Probe Meta For Claiming Tax Credits On AI Data Centers

    Democratic senators called on Meta CEO Mark Zuckerberg to explain why he's justifying the use of billions in federal research tax credits to pay for building the company's AI data centers, warning that doing so is a possible misapplication of federal tax law that could prompt further investigation.

  • October 14, 2026

    SEC Approves Trading On Apple, Tesla Performance Metrics

    The U.S. Securities and Exchange Commission has given CBOE the green light to allow binary options trading on its exchange, giving investors the opportunity to place yes-or-no bets on the financial performance of Apple, Tesla and nearly two dozen other publicly-traded companies.

  • October 14, 2026

    AGs Say Character.AI Chats Must Be Protected In Ch. 11 Sale

    A group of state attorneys general told a Delaware bankruptcy judge Wednesday that protection of minors and privacy concerns need to be addressed before the company behind artificial intelligence entertainment platform Character.AI is allowed to sell its data in its Chapter 11 case.

  • October 14, 2026

    Ex-BigLaw Atty Wants Firm Docs For Insider Trading Defense

    A former BigLaw associate accused of insider trading is seeking records from ex-employers Sidley Austin LLP, Latham & Watkins LLP and Goodwin Procter LLP to help fight charges that he tipped others about nonpublic deals the firms were working on.

  • October 14, 2026

    Live Nation Says FTC Twists BOTS Act To Target Ticketmaster

    Live Nation and Ticketmaster fought back against the Federal Trade Commission's case accusing the companies of ignoring ticket scalpers and failing to disclose significant Ticketmaster fees upfront, telling a California federal judge the agency is targeting the companies "for not perfectly blocking all ticket purchase abuse on Ticketmaster's platform."

  • October 14, 2026

    Fla. Horse Trainer Asks Court To Toss Doping Sanctions

    A thoroughbred horse trainer asked a Florida federal court to rule that sanctions imposed on him for allegedly using banned substances violated his constitutional rights, arguing he was denied a jury trial and that a private regulator overstepped its authority by handing out punishment. 

  • October 14, 2026

    11th Circ. Says Fla. Can Enforce Social Media Teen Ban

    The Eleventh Circuit has ruled that Florida can enforce its restrictions on social media for children, vacating and reversing a preliminary injunction that blocked the state's enforcement.

  • October 14, 2026

    Ex-Prosecutor To Lead Meland Budwick Health Law Practice

    A former federal prosecutor suing U.S. Department of Justice officials over his termination from the DOJ last year will lead Miami-based law firm Meland Budwick PA's new health law practice, the firm announced.

  • October 14, 2026

    Manhattan DA Unveils Corporate Crime & Antitrust Task Force

    Manhattan District Attorney Alvin Bragg on Wednesday announced the formation of a new task force that will focus on prosecuting corporate crime and antitrust violations, as part of a push to deter industrywide misconduct and promote systemic accountability for entities that encourage and enable financial crimes.

  • October 14, 2026

    Utah Broadband Settles FCC Probe Over Lost Huawei Gear

    A broadband provider serving Utah admitted it could not confirm that it properly destroyed foreign gear under a network security program and agreed to pay $11,000 to resolve the matter, the Federal Communications Commission said.

  • October 14, 2026

    NY Asks Court To Undo RealPage's Software Law Injunction

    The New York attorney general has asked a federal court to reconsider and vacate RealPage Inc.'s preliminary injunction win in its suit challenging a state law that forbids residential property owners from using technology that lets them engage in rent price-fixing.

  • October 14, 2026

    Conn. AG, Advocate Want Utility Regulator To Probe AI Use

    Citing Avangrid Inc. and Eversource Energy statements about adopting artificial intelligence tools, Connecticut's attorney general and a ratepayer advocate office have urged state utilities regulators to launch an "extensive" review of whether AI is being employed to help manage electric, gas and water systems statewide.

  • October 14, 2026

    Healthcare CEO Gets 19 Years In $450M Medicare Scheme

    A Florida federal judge sentenced a former healthcare executive Wednesday to 19 years in prison for running a $450 million scheme to swindle Medicare by using software that created false prescriptions for orthotic braces.

  • October 14, 2026

    DOJ To Drop Foreign Agent Case Against Ex-CIA Analyst

    The U.S. Department of Justice has halted the prosecution of an ex-Central Intelligence Agency analyst accused of secretly aiding the South Korean government in exchange for pricey gifts, according to an agreement filed in New York federal court Tuesday.

  • October 14, 2026

    Groups Can't Freeze Order Mandating Contractor DEI Rule

    A Maryland federal judge refused Wednesday to block an executive order from President Donald Trump requiring government contractors to disavow "racially discriminatory DEI activities," finding the directive's critics haven't shown that it likely shirks free speech protections.

Expert Analysis

  • Series

    Playing Bid Whist Makes Me A Better Lawyer

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    As a child, I viewed bid whist as a family tradition and a source of friendly card game competition, but as a lawyer, I see it as a tool that has helped me cultivate skills like communication, teamwork, risk assessment and composure, says Keyonn Pope at Riley Safer.

  • FCC Robotics Restrictions Raise AI Compliance Risks

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    A recent "covered list" update from the Federal Communications Commission places restrictions on foreign-produced advanced robotic devices’ ability to obtain new authorizations, creating a framework that is poorly suited to continuous artificial intelligence updates, and raising several transactional and contractual challenges, says Kim Larsen at Stinson.

  • AML Takes Center Stage In Financial Crime Enforcement

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    Financial Crimes Enforcement Network actions, including its recent anti-money-laundering penalty against UBS, signal that companies should align sanctions and anti-corruption controls with documented risk assessments, quickly escalate and investigate red flags, and test remediation as enforcement intensifies, say attorneys at Bass Berry.

  • Navigating Employer Obligations Under NY Personnel File Law

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    In light of a New York law that will soon give private sector employees the right to review and comment on their personnel files, employers should understand where their exposure lies and be mindful of where records are stored, and for how long, among other things, says attorney Jason Tenenbaum.

  • Banks Should Stay Disciplined As OCC, FDIC Ease Oversight

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    Despite a newly issued Office of the Comptroller of the Currency and the Federal Deposit Insurance Corp. rule that narrows the range of conduct that regulators may require institutions to remediate, prudent risk management suggests banks should still document how they arrive at their risk determinations, say attorneys at Crowell & Moring.

  • Opinion

    The Time Is Right To Simplify Overlapping Broker-Dealer Regs

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    While the U.S. Securities and Exchange Commission has made an important start to simplifying its rules, legislators should follow and expand on the commission's example by reexamining and removing the unnecessary overlap between SEC, Financial Industry Regulatory Authority and state broker-dealer regulations, says Howard Spindel at Integrated Solutions.

  • What Cos. Must Know As Fast Energy Permitting Gains Steam

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    A recently approved geothermal project in Nevada may be the first authorized by the U.S. Bureau of Land Management under a new 14-day expedited environmental review process — but project developers may find that a more thorough environmental analysis will provide better protection against litigation challenges, says Jill Yung at Allen Matkins.

  • Opinion

    Calif. Bill Goes Too Far In Trying To Regulate Attorney AI Use

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    California’s first-in-the-nation act regulating how attorneys and arbitrators use generative artificial intelligence will likely soon become law, but read broadly, the provisions may dissuade lawyers from employing AI at all, thereby depriving them of key work tools, says Joshua Wurtzel at Schlam Stone.

  • AI Rise In Healthcare Demands New Cybersecurity Strategies

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    As artificial intelligence-related capabilities are increasingly integrated into medical devices and healthcare operations, organizations must adapt their compliance playbook to address evolving cybersecurity needs and implement lifecycle-based risk assessment approaches, say attorneys at Covington.

  • The Preemption Gap In Prediction Market High Court Petitions

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    The Supreme Court is considering three certiorari petitions following a split in prediction market litigation between the Third and Ninth circuits, but one of the petitions would not allow the court to reach the express preemption question, which would leave the dispute half-resolved, says Jordan Garman at Withers.

  • How Data Center Projects Can Navigate Wyo. Siting Process

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    As opposition to data center development grows nationwide, the way that Wyoming is handling the issue through its industrial siting process offers a counterintuitive lesson: More process, not less, can provide both meaningful scrutiny and a clear path forward for projects, says Jeffrey Pope at Holland & Hart.

  • Tips From Apex Ruling On Handling Workers' Public Criticism

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    A National Labor Relations Board judge’s recent finding that Apex Fintech Services illegally reined in an employee’s public criticism on LinkedIn should caution employers that overbroad policies and reflexive responses may not only fail to defend the company’s reputation, but compound risks of federal labor charges, say attorneys at Krevolin Horst.

  • Series

    Fintech Regulator Outlook: 5 Lessons From Minnesota

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    Minnesota's recent cryptocurrency kiosk ban and virtual currency custody rules hold several broad compliance lessons: Digital asset companies must map regulated activities, strengthen third-party oversight and engage regulators early to innovate responsibly, says Deputy Commissioner of Financial Institutions Mike Crow at the Minnesota Department of Commerce.

  • Hims & Hers Suit Spotlights Health Data-Sharing Privacy Risks

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    Regulators' complaint against telehealth company Hims & Hers alleging deceptive practices serves as a reminder that the privacy principles developed under consumer protection laws and predating omnibus statutes remain in force, and sensitive data governance continues to be a crucial component of compliance, say attorneys at Venable.

  • 4 Paths To AI Safety Coordination Amid Antitrust Debate

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    Frontier artificial intelligence companies have more room for collective safety work than the debate over an antitrust waiver suggests, with several existing avenues providing different degrees of protection and oversight, says Evan Miller at V&E.

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