Compliance

  • June 18, 2026

    CME Group Sues CFTC Over Perpetual-Contracts Approval

    CME Group is challenging the U.S. Commodity Futures Trading Commission's decision to approve the listing of perpetual contracts, arguing in a lawsuit that the agency "overrode Congress's definition of the term 'swap'" when it gave Kalshi the green light last month to allow trading on bitcoin spot prices. 

  • June 17, 2026

    Kentucky AG Says Kalshi And Polymarket Offerings Are Illegal

    Kentucky's attorney general on Wednesday lodged three lawsuits accusing prediction market platforms Kalshi and Polymarket, and online casino platform VGW, of violating the state's consumer protection and gambling laws by offering unlicensed sports wagering in the state, and running illegal and addictive sweepstakes casino websites.

  • June 17, 2026

    Calif., Ore. Cities Likely To Win Block On Federal Grant Limits

    A California federal judge said Wednesday he's inclined to block at least three federal agencies from conditioning certain grants to California and Oregon municipalities on compliance with Trump administration priorities — including immigration enforcement and anti-diversity, equity and inclusion restrictions — saying they'd established harm when it comes to grants for which they'd applied.

  • June 17, 2026

    FTX Exec's Wife Must Face Campaign Finance Charges

    A New York federal judge Wednesday refused to throw out an indictment accusing crypto lobbyist Michelle Bond of campaign finance crimes, rejecting her argument that prosecutors previously promised her husband, a former FTX executive, that his guilty plea would mean she's in the clear.

  • June 17, 2026

    Bosch Receives First DOJ Declination Under New Policy

    German technology company Bosch on Wednesday became the first company to avoid criminal prosecution under a new U.S. Department of Justice enforcement policy after it cooperated with the federal government and agreed to pay $36 million to settle allegations it improperly exported technology products to sanctioned Chinese company Huawei.

  • June 17, 2026

    OCC Warns Charter Hopefuls Against Incomplete Applications

    The Office of the Comptroller of the Currency said Wednesday that it will send back incomplete regulatory applications without a review and will start publishing its denial decisions, putting bank charter hopefuls and other corporate filers on notice.

  • June 17, 2026

    FINRA Expels NY Firm, Bars Founders Over Churning Scheme

    The Financial Industry Regulatory Authority on Wednesday expelled a New York broker-dealer and its co-founders and fined the firm's chief compliance officer over claims that the founders churned and excessively traded customer accounts, harming customers while generating millions in revenue for the firm.

  • June 17, 2026

    Sen. Committee Clears Drug Disclosure, Biosimilar Bills

    The U.S. Senate Committee on Health, Education, Labor and Pensions on Wednesday cleared two bills for full Senate review, tackling the gap between health and patent oversight agencies, and the need for more interchangeable biosimilars.

  • June 17, 2026

    FTC Claims Trans Health Org. Lied About Medical Consensus

    The Federal Trade Commission and several Republican-led states sued the World Professional Association for Transgender Health on Wednesday, telling a Texas federal court that the organization falsely touted a "medical consensus" while advocating for transgender healthcare for children.

  • June 17, 2026

    FCC Gives California More Time To Weigh In On Copper Lines

    The FCC has granted the California Public Utilities Commission extra time to respond to a petition from AT&T after the state agency told the federal one that the telecom titan hadn't been upfront about the reason California has declined to retire AT&T's copper network in the state.

  • June 17, 2026

    Bipartisan Sens. Condemn Bankman-Fried's Pardon Bid

    The top members of a cryptocurrency-focused Senate subcommittee on Wednesday introduced a bipartisan resolution condemning Sam Bankman-Fried's bid for a presidential pardon, saying that "under no circumstances" should the convicted FTX founder receive executive clemency.

  • June 17, 2026

    Cayuga Tribe Sues Caesars In NY Over Online Sports Betting

    The Cayuga Nation has alleged Caesars Sportsbook engaged in illegal gambling on the tribe's reservation, violated the Indian Gaming Regulatory Act and unlawfully operated within the tribe's territorial boundaries under state law.

  • June 17, 2026

    DOJ's Pot Shift Leaves Key Questions For Cannabis Industry

    The Trump administration's recent moves to relax federal restrictions on marijuana through the administrative process will have unclear ramifications for all industry players unless Congress steps in to rewrite cannabis law, attorneys heard Wednesday.

  • June 17, 2026

    Colo. Says It's Clear: EPA Rebuffed Haze Plan To Prop Up Coal

    Colorado on Tuesday urged the Tenth Circuit to vacate the U.S. Environmental Protection Agency's rejection of the state's plan to limit regional haze, calling the agency's argument that closing a coal-fired power plant might be unconstitutional under the Fifth Amendment a "pretext for propping up" the industry.

  • June 17, 2026

    Advocates Worry FCC Poised To Float E-Rate Phaseout

    School and library funding advocates are increasingly worried about a potential effort to wind down the E-rate subsidy as the Federal Communications Commission reexamines the program's future.

  • June 17, 2026

    US Pays Energy Co. $765M To Give Up Offshore Wind Leases

    The Trump administration has agreed to pay Invenergy $765 million to voluntarily give up its affiliates' four offshore wind leases in the New York Bight, California's central coast and the Gulf of Maine in exchange for funneling cash into U.S. oil and gas development, according to a joint announcement Wednesday.

  • June 17, 2026

    SEC Faces Call To Write Rules For Crypto Wallet Apps

    The Securities Industry and Financial Markets Association is calling on the U.S. Securities and Exchange Commission to write rules outlining when companies providing access to cryptocurrency wallets must register as brokers, saying that a recent staff statement on the issue represents "a significant departure" from past agency practice.

  • June 17, 2026

    Novig Gets CFTC Designation As Sports Prediction Market

    Novig, which began as a sports betting app and evolved into a sports-focused prediction market, now has the official approval of the U.S. Commodity Futures Trading Commission as a designated contract market, the company said Tuesday.

  • June 17, 2026

    DOJ Deal Bars OhioHealth From Blocking Patient Steering

    OhioHealth swore off contract language inhibiting the ability of insurers to steer patients to cheaper healthcare providers, in a settlement resolving one of two U.S. Department of Justice antitrust lawsuits targeting alleged hospital network efforts to force insurers to cover their hospitals in all plans.

  • June 17, 2026

    Mich. Judge Opens Door For Prediction Market Enforcement

    Polymarket and Robinhood may soon face enforcement efforts from Michigan regulators after a federal judge ruled Wednesday that he saw little difference between the prediction market platforms' sports contract offerings and conventional sports betting.

  • June 17, 2026

    Google, Apple Call CEO Depo Bids 'Harassment' At 9th Circ.

    Apple and Google urged the Ninth Circuit on Tuesday to reject consumers' request to depose their respective CEOs, Tim Cook and Sundar Pichai, and other executives in antitrust litigation accusing Google of shutting out rival search engines, arguing that the appeal is unwarranted and the repeated deposition demands are unjustified "harassment."

  • June 17, 2026

    Recycler Says City's Wrongful License Suspension Cost $10M  

    The operator of a metal recycling scrapyard in Camden, New Jersey, currently facing two lawsuits over its handling of the facility has filed its own lawsuit in state court, alleging the city acted beyond its statutory authority in suspending the operator's license.

  • June 17, 2026

    Goodyear Seeks FCC Waiver For Tire Safety System

    The Federal Communications Commission is asking for public input on Goodyear's request to use its tire-mounted sensor system on unlicensed telecommunications devices so it can collect critical tire safety data more quickly.

  • June 17, 2026

    Judge OKs Deal Ending Halkbank Iran Sanctions Prosecution

    A New York federal judge Wednesday officially approved a no-fine deal ending the long-running criminal prosecution of Turkey's Halkbank, in which the feds accused the state-backed Turkish lender of scheming to launder billions of dollars in sanctioned Iranian oil proceeds.

  • June 16, 2026

    Feds Say NY Health Officials Aided Fraud In Medicaid Program

    New York health officials rigged the bidding process for managing the state's $10 billion Medicaid homecare program, and the state-chosen steward didn't deliver on its promises, which has harmed patients and caregivers and cost American taxpayers millions of dollars, the U.S. Department of Justice alleged in a lawsuit Tuesday.

Expert Analysis

  • Unpacking The Take It Down Act's Compliance Ambiguities

    Author Photo

    The Federal Trade Commission’s recent guidance concerning the Take It Down Act suggests that covered platforms should build removal systems immediately and prioritize compliance, but until courts or regulators provide additional clarity, companies will be navigating a statutory framework that is urgent and uncertain, says Laura-Kate Bernstein at ZwillGen.

  • NY's UCC Updates Spell Change In Digital Asset Lending

    Author Photo

    Given the state’s role as a preferred jurisdiction for financing transactions, New York’s recent enactment of Uniform Commercial Code amendments, which establish control as a central concept for determining who has rights to a digital asset, will encourage nationwide growth toward a more technology-neutral approach to secured transactions, say attorneys at Manatt.

  • What Prop 65 Listings For Welding Fumes, Drugs Mean For Cos.

    Author Photo

    With California poised to add welding chemicals and three medications to its list of known carcinogens under Proposition 65, businesses must assess risks from nontraditional pharmaceutical dispensing, occupational and environmental exposures to welding operations, and downstream exposures from the manufacture of both types of substances, says Gregory Berlin at Alston & Bird.

  • West Coast Health Cos. Must Brace For Federal Enforcement

    Author Photo

    In light of the U.S. Department of Justice's newly established West Coast strike force targeting healthcare fraud across Northern California, Arizona and Nevada, health organizations will need to prioritize knowledge, vigilance and operational discipline to reduce exposure from potentially parallel criminal and civil investigations, says Michael Beckwith at Dickinson Wright.

  • How Trump's Nuclear EO Has Transformed The NRC

    Author Photo

    In the year since President Donald Trump issued Executive Order No. 14300, directing sweeping reforms of the U.S. Nuclear Regulatory Commission, the agency has revised key oversight programs and proposed major rulemakings and new licensing frameworks — but the NRC must continue to center transparency and trust as key values, says Brooke Clark at Morgan Lewis.

  • Opinion

    Agentic AI And Securities Law: Steps Congress Should Take

    Author Photo

    Agentic artificial intelligence technology doesn't fit comfortably into the existing securities regulatory landscape, so Congress should avoid repeating the mistakes that led to the legal uncertainty crypto companies and investors have faced over the past decade-plus by providing a legislative framework before AI fully matures, says Joseph A. Hall at Davis Polk.

  • Weighing Trade-Offs Of SEC's Semiannual Reporting Proposal

    Author Photo

    Though public companies could benefit from a recent U.S. Securities and Exchange Commission proposal that would allow them to file earnings reports just twice a year, widespread adoption could also increase market volatility, complicate capital raising and fragment disclosure standards to the detriment of issuers and investors, say attorneys at Seward & Kissel.

  • Opinion

    At High Court, Oil Cos.' Suncor Preemption Claims Fall Short

    Author Photo

    In Suncor Energy v. Boulder County, pending before the U.S. Supreme Court, oil and gas companies argue that municipalities' climate deception claims are equivalent to emissions standards for their industry — but the suit is ultimately incapable of imposing such standards, say Thomas McGarity at the University of Texas School of Law and James Goodwin at the Center for Progressive Reform.

  • What Colorado AI Law's Major Rewrite Means For Employers

    Author Photo

    Colorado's landmark law regulating employers' use of artificial intelligence tools was recently replaced with a narrower regime that eliminates many burdensome obligations, but still imposes a host of requirements focused on transparency and accountability, say attorneys at Proskauer.

  • Operational AI Washing: The Next Frontier Of Fiduciary Risk

    Author Photo

    While there are still no final Delaware decisions applying Caremark specifically to artificial intelligence governance failures, previous case law provides a blueprint, so the question for boards is whether their governance architectures will satisfy Caremark when the first cases are decided, say attorneys at Akerman.

  • 3 Disgorgement Questions Linger After Justices' SEC Ruling

    Author Photo

    While the U.S. Supreme Court’s recent decision in Sripetch v. U.S. Securities and Exchange Commission avoided placing new limits on the SEC’s disgorgement powers, it passed over several questions, including whether the commission can seek disgorgement when returning the money to investors isn't possible, says David Slovick at Kopecky Schumacher.

  • A Look At The Court's Next Steps In Live Nation Antitrust Case

    Author Photo

    Following a recent jury verdict that Live Nation and Ticketmaster operated as a monopoly to fix ticket prices, a New York federal court stands to weigh Live Nation's bid for a new trial, approve the U.S. Department of Justice's March settlement with the defendants, and impose remedies that include full structural separation, say attorneys at Crowell.

  • How Crypto Firms Can Prep As Clarity Act Inches Toward Law

    Author Photo

    Though the Digital Asset Market Clarity Act’s road to enactment remains uncertain, the statutory framework for regulating digital commodities recently advanced by the Senate Banking Committee is now sufficiently developed that market participants can begin preparing in several areas where the complicated legislation would affect them, say attorneys at Cahill Gordon.

  • Checking For AI Errors Is Now A Two-Way Street

    Author Photo

    A handful of recent federal and state cases demonstrate the importance of checking for errors generated by artificial intelligence not only in your own court submissions, but also your opponent's, as well as when catching opposing counsel's AI mistakes could result in an award for attorney fees, says Tamara Barago at Hollingsworth.

  • Easing Of UK Stablecoin Rules Will Encourage Crypto Growth

    Author Photo

    The Bank of England’s recent decision to relax parts of its proposed framework for sterling-backed stablecoins balances innovation with financial stability, and will help the U.K. remain competitive with crypto markets across the globe, says Thomas Cattee at Gherson.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.