Compliance

  • July 17, 2026

    Wealth Management Co. To Pay $1.85M In SEC's Scam Case

    A California federal judge has ordered a purported wealth management company and its managing member to pay $1.85 million to the U.S. Securities and Exchange Commission stemming from a pair of fraud schemes, including one involving an elaborate ruse invoking ties to the wealth of the royal family of Qatar.

  • July 17, 2026

    Desktop Metal Exec Tipped Pals On Merger, SEC Says

    An ex-officer at 3D printing technology company Desktop Metal and two of his friends have settled claims from the U.S. Securities and Exchange Commission accusing them of using nonpublic information to direct and make trades ahead of a 2021 acquisition announcement.

  • July 17, 2026

    Scoular Agrees To $10M Deal Resolving Mexico Bribe Case

    Omaha, Nebraska-based agricultural company Scoular has agreed to fork over $10 million to resolve a federal investigation into allegations it had customs brokers bribe Mexican border officials into accepting shipments into Mexico that had tested for impurities, the U.S. Department of Justice announced Friday.

  • July 17, 2026

    Feds Say NYC Duo Laundered $43M In 'Pig-Butchering' Funds

    New York federal prosecutors have announced charges against two Chinese nationals who are alleged to be top members of a sophisticated money laundering network in New York and China that used numerous shell companies and bank accounts to conceal at least $43 million in illicit proceeds from "pig-butchering" scams.

  • July 17, 2026

    NM Wants CFTC's Prediction Market Enforcement Suit Axed

    The state of New Mexico told a federal judge that a U.S. Commodity Futures Trading Commission suit over prediction market regulation shouldn't stand, since the agency can't show how it's been harmed by the state's attempts to enforce its gaming laws against Kalshi.

  • July 17, 2026

    Real Estate Recap: Office-To-Resi Woes, Prefab Housing Wins

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including attorney reactions to the structural issues at the old Pfizer building in New York, a Big Law partner's view of manufactured housing in light of the new federal housing law, and new tactics in data center development as certain states clamp down.

  • July 17, 2026

    Gamers Fight To Keep Valve 'Loot Box' Gambling Claims Alive

    Gamers accusing Valve Corp. of violating Washington state gambling laws through in-game "loot boxes" containing potentially valuable virtual items on Thursday urged a Seattle federal judge not to dismiss their proposed class action, rejecting the gaming giant's assertion that the boxes are no different than a pack of baseball cards.

  • July 17, 2026

    Calif. Air District Can Be Sued Under Clean Air Act, Judge Says

    A federal judge ruled Friday that the Clean Air Act allows a coalition of environmental groups to sue an agency that controls air pollution in the San Joaquin Valley even though it is a government regulator.

  • July 17, 2026

    Judge Says OMB Can't Change Grant Terms After Award

    A Massachusetts federal judge said Friday the Trump administration cannot rely on a shift in policy to retroactively change the terms of already awarded grants in order to justify canceling them.

  • July 17, 2026

    Pipeline Worker Engaged In Interstate Commerce, Court Says

    A Texas appeals court ruled that Energy Transfer LP cannot compel the family of a man who died in a pipeline explosion to arbitration under the Federal Arbitration Act, finding Thursday that the FAA did not apply to his employment contract because he engaged in interstate commerce.

  • July 17, 2026

    Employment Authority: The Nuanced Tip Credit Debate

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on how advocates for and against eliminating the tip credit believe their arguments are gaining momentum, how a recent Tenth Circuit decision sharpens the frameworks governing hostile work environment claims and developments to watch as unions target the burgeoning legal cannabis industry.

  • July 17, 2026

    Music Publishers, X End Copyright And Antitrust Fights

    Music publishers have agreed to drop their copyright infringement suit against X Corp., at the same time the social platform said it would end claims that the publishers and their trade group banded together to demand an industrywide license.

  • July 17, 2026

    Disabled Patron Sues Calif. Cannabis Shop, Landlord

    A Los Angeles County shopping center and a cannabis dispensary within it have been sued in state court over claims that the property's parking lot, pathways and entrance have obstacles that make it difficult and even dangerous for the plaintiff, who has physical disabilities, to shop there.

  • July 17, 2026

    Rakoff Tells Investors Big Banks Were Tricolor Fraud Victims

    U.S. District Judge Jed S. Rakoff has entered an opinion explaining why he tossed an investor suit last month accusing JPMorgan, Barclays and Fifth Third of facilitating a fraudulent scheme by bankrupt subprime auto lender Tricolor Holdings, saying the suit does not establish the banks' motivations.

  • July 17, 2026

    Drug Buyers' $62M Generic-Pricing Deal Gets Final OK

    A federal judge granted final approval to wholesalers on settlements worth a total of at least $62 million with Glenmark Pharmaceutical Inc., Pfizer Inc. and Pfizer subsidiary Greenstone LLC over claims the companies colluded with others to keep generic drug prices high, according to court orders.

  • July 17, 2026

    Del. High Court Says Jarkesy Doesn't Extend To State Cases

    The Delaware Supreme Court has declined to apply the U.S. Supreme Court's Jarkesy holding to a state securities fraud suit arising from an administrative enforcement action brought by the state's Investor Protection Unit, finding there are no similar common-law cases requiring the right to a jury trial.

  • July 17, 2026

    Conn. Says Reach Of Law Can't Stop $7.7M Ghost Gun Penalty

    Connecticut is again asking a state court to issue a $7.7 million civil penalty against an out-of-state seller of "ghost guns," arguing that the court needn't consider the geographical scope of Connecticut's unfair trade practices law, but that even if it does, the state can reach the seller, and the penalty is appropriate.

  • July 17, 2026

    Eye On ERISA: Jerry Schlichter Talks 401(k) Litigation, Theory

    Plaintiff-side litigation veteran Jerry Schlichter, founding and co-managing partner of Schlichter Bogard LLP, told Law360 that highlights among the firm's recent legal victories include a reported settlement to end 401(k) investment litigation against ADP, as well as a $150 million settlement in a toxic lead emissions case.

  • July 17, 2026

    6th Circ. Won't Rehear Mark Cuban-Backed FINRA Challenge

    A Sixth Circuit panel has declined to grant a full rehearing of a constitutional challenge of the Financial Industry Regulatory Authority's in-house disciplinary proceedings brought by the owner of a financial consulting company that had support from billionaire entrepreneur Mark Cuban.

  • July 17, 2026

    Dems Raise Alarm DOJ Will 'Rubber-Stamp' Fox's Roku Buy

    Democratic lawmakers are targeting both Fox Corp.'s planned purchase of Roku and the Justice Department that will review it, in a letter announced Friday lambasting the deal itself and pushing the agency under Associate Attorney General Stanley E. Woodward Jr. not to be "corrupted by influence-peddling or political favoritism."

  • July 17, 2026

    Ex-SEC Worker's Son Posted Probe Info Online, OIG Says

    The U.S. Securities and Exchange Commission's Office of Inspector General said Friday that prosecutors declined to prosecute a now-retired SEC employee for purportedly sharing information about an active enforcement investigation with her son, who then posted information about the matter on social media.

  • July 17, 2026

    Ex-FDIC, CFPB Chiefs Back Colo. In 10th Circ. Rate Law Case

    Two former members of the FDIC's board of directors, one of whom also led the Consumer Financial Protection Bureau, filed an amicus brief urging the Tenth Circuit to uphold a panel's ruling reinstating a Colorado law intended to curb high-cost lending in the state that a lower court initially shot down.

  • July 17, 2026

    Mass. Drug Co. To Pay $4.7M To Resolve Kickback Claims

    A Massachusetts-based pharmaceutical company has agreed to pay $4.7 million to settle allegations that it paid illegal kickbacks to physicians to induce them to buy a drug that treats eye inflammation, the U.S. Department of Justice said Friday.

  • July 17, 2026

    Lenders, Tech Cos. Seek Exit From Antitrust Suit

    A group of mortgage lenders and software companies once again pushed for the dismissal of a proposed mortgage price-fixing class action filed by homeowners in Tennessee federal court, arguing that the claims should be tossed, in part, because the plaintiffs failed to allege that the software products at the center of their suit made pricing recommendations.

  • July 17, 2026

    NetChoice Ordered To Produce Harm Studies In Va. Case

    A Virginia federal judge ordered tech industry group NetChoice to turn over any studies or reports it has examining social media's potential addictiveness or harm to young people Friday, partially granting a motion to compel from the state as it fights a suit challenging its law limiting children's access.

Expert Analysis

  • Laptop Farms Highlight Identity Fraud Risks Of Remote Work

    Author Photo

    Two U.S. nationals' recent sentencing in Massachusetts federal court for a scheme that enabled foreign operatives to obtain remote jobs at U.S. companies using stolen identities is a reminder that employers must recalibrate their remote hiring, onboarding and monitoring practices to mitigate evolving cybersecurity and geopolitical risks, say attorneys at Foley & Lardner.

  • How New FERC Orders Are Prepping Grid For Large Loads

    Author Photo

    The Federal Energy Regulatory Commission's recent show-cause orders to grid operators to justify how their rates and regulations account for the interconnection of large and colocated loads like data centers may be just the first step in FERC's efforts to address anticipated reliability and affordability challenges in the coming years, say attorneys at Baker Donelson.

  • AI Governance Tips For Avoiding Securities Suits

    Author Photo

    A recent securities class action in California federal court against lending platform Upstart highlights how statements about artificial intelligence are increasingly being scrutinized not only by regulators, but also by shareholders, meaning companies should ensure oversight frameworks keep pace with the technology, say attorneys at Akerman.

  • How Cos. Can Prep For Ultra-Processed Food Legal Risks

    Author Photo

    A wave of litigation and government scrutiny directed against ultra-processed foods is now gaining momentum, following patterns seen previously in other industries — and food companies that recognize those patterns early will be better positioned to manage the increasing risks, say attorneys at Arnold & Porter.

  • Lessons From The DOJ's 1st Enforcement Policy Declination

    Author Photo

    The first U.S. Department of Justice declination to prosecute alleged export control violations and national security offenses offers a window into the operation of the administration’s recently implemented corporate enforcement and voluntary self‑disclosure policy, and how companies' compliance and cooperation efforts should be targeted, say attorneys at Pillsbury.

  • FDA Moves Leave Peptides In A Legal Gray Zone

    Author Photo

    While the U.S. Food and Drug Administration has taken a concrete step forward on reclassifying certain peptides, the practical consequence of their interim status cannot be overstated — these substances are no longer designated as posing a significant safety risk, but they have not been affirmatively authorized for compounding, say attorneys at Sheppard.

  • Series

    Bass Fishing Makes Me A Better Lawyer

    Author Photo

    Landing a trophy striped bass and closing a big deal both require cultivating the patience to finesse — not force — your way to desired outcomes, changing course when your old approach isn’t working and learning from the ones that got away, says Jon Ruiss at Alston & Bird.

  • What Consent Decree Trends Mean For Deal Clearances

    Author Photo

    With merger remedies back on the table under the current administration, an analysis of recent Federal Trade Commission and U.S. Department of Justice consent decrees reveals that prior approval and prior notice provisions are no longer a foregone conclusion, and companies may be able to negotiate narrowly tailored obligations, say attorneys at Weil.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q2

    Author Photo

    The year's second quarter brought several notable banking law developments to New York, including a proposal to align state stablecoin rules with the federal Genius Act, fresh fair lending and cybersecurity guidance from state regulators, and a significant Second Circuit holding on preemption, say attorneys at Ashurst Perkins Coie.

  • What To Know If DOL Raises Overtime Salary Floor

    Author Photo

    With the U.S. Department of Labor recently rescinding a 2024 rule that increased the minimum salary for the Fair Labor Standards Act's overtime exemptions, employers should assess how a future increase would affect their workforce, paying particular attention to job duties requirements and state laws, says James Coleman at Constangy.

  • Roundup

    The Most Talked-About Supreme Court Decisions Of 2026

    Author Photo

    This term, 11 U.S. Supreme Court decisions quickly became hot topics among Law360's guest writers.

  • Structuring Space Nuclear Deals For Regulatory Risk

    Author Photo

    With the White House's recent focus on space nuclear power, a highly important question for companies that want to build orbital reactors, lunar surface systems or critical components is whether the transaction documents can handle foreign investment constraints, export controls and treaty-linked liability, says Kristie Blase at Frazer + Blase.

  • A New Defense For Medicaid Fraud Cases In Texas

    Author Photo

    The Texas Supreme Court decision in LabCorp v. Texas last month, finding that the state's False Claims Act requires proof that an omission is material, is among the first to establish that the government's lack of reaction to the defendant's disclosures rendered alleged omissions immaterial, say attorneys at Sheppard.

  • Pregnancy Bias Suits Highlight EEOC's Expanding Reach

    Author Photo

    Recent U.S. Equal Employment Opportunity Commission suits show that enactment of the Pregnant Workers Fairness Act has drawn scrutiny to a wider range of employment decisions and an increasing focus on individual decisions as indicators of whether an employer's policies comply with evolving federal requirements, say attorneys at Krevolin Horst.

  • Proof, Not Just Timing, Will Decide Clean Energy Credits

    Author Photo

    For wind and solar projects that sprinted to begin construction before the accelerated placed-in-service deadline of July 4, project owners must now assemble and maintain documentation to qualify the project and defend against a potential clean energy credit audit, says Peter Lowy at Nelson Mullins.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.