Compliance

  • August 03, 2026

    10th Circ. Denies Challenge To SEC's AML Enforcement Power

    The Tenth Circuit on Friday upheld the dismissal of Scottsdale Capital Advisors' lawsuit accusing the U.S. Securities and Exchange Commission of unlawfully enforcing federal anti-money laundering reporting requirements against its affiliate, determining that the enforcement action could not be challenged under the Administrative Procedure Act.

  • August 03, 2026

    Full 6th Circ. To Rethink FCC's Data Breach Victory

    The full Sixth Circuit will rehear a panel decision upholding the Federal Communications Commission's expanded data breach notification rules for telecommunications carriers, throwing the legality of the rules back up in the air after much protest about the original decision.

  • August 03, 2026

    NCAA Fights To Unwind Athletes' Eligibility Expansion

    The NCAA is appealing a closely watched decision in Colorado federal court giving an extra year of college sports eligibility to athletes who graduated from high school in 2022, intensifying focus on the organization's rulemaking aimed at mollifying legal challenges.

  • August 03, 2026

    Feds Lose Bid To End Redlining Order For Lakeland Bank

    A New Jersey federal judge has declined to sign off on the conclusion of a $13 million redlining deal between Lakeland Bank and the U.S. Department of Justice, ruling that the bank's existing compliance with the deal does not justify its early termination.

  • August 03, 2026

    Boston Eye Biz To Pay $3.9M For Improper Medicaid Billing

    A Boston ophthalmology office has agreed to pay $3.9 million to settle allegations it improperly billed Medicare and Medicaid for eye injections performed during office visits, according to a U.S. Department of Justice announcement.

  • August 03, 2026

    Fintech Dakota Seeks OCC Trust Charter For Stablecoin Biz

    Stablecoin infrastructure firm Dakota said Monday it's pursuing federal oversight of its business with an application for a national trust charter, which was prepared by Paul Hastings LLP.

  • August 03, 2026

    Why Wait? Attys Say Sentencing Reform Should Apply Now

    Sweeping changes to the federal sentencing guidelines are slated to take effect in the fall, but some white collar criminal defense attorneys are successfully arguing in court that defendants can benefit now from potential sentence reductions under the upcoming revisions.

  • August 03, 2026

    Sandoz Settles States' Generics Price-Fixing Cases For $450M

    Sandoz reached a settlement with a coalition of state enforcers on Monday, agreeing to pay $450 million to end claims against it in several cases targeting alleged price-fixing in the generic-drug industry.

  • August 03, 2026

    Mackinac Island Spurns 'Clandestine' Talks With Ferry Cos.

    A northern Michigan resort island has urged a Michigan federal judge to reject a bid by two ferry companies to force the city into confidential mediation, arguing that negotiations over ferry service should not be hidden from residents, businesses or visitors.

  • August 03, 2026

    FTC Deadlock Means Quantum Chips Merger Goes Untouched

    The Federal Trade Commission's two remaining members offered a peek Friday into the limitations of downsizing from a full five-member FTC after President Donald Trump fired its two Democrats last year: a split vote meant the agency had to effectively approve a $1.8 billion quantum computing merger without imposing conditions.

  • August 03, 2026

    Hemp Cos. Seek To Block New Virginia THC Cap

    A group of Virginia hemp businesses have filed a federal lawsuit challenging the state's new THC potency caps, which were enacted as part of the budget bill paving the way for a regulated marijuana industry and are due to take effect later this month.

  • August 03, 2026

    VoIP Provider Didn't Pay USF Bills, FCC Says

    A Louisiana VoIP provider will pay the Federal Communications Commission $25,000 to get out from under an investigation probing whether the company failed to pay as much as it was supposed to into the Universal Service Fund.

  • August 03, 2026

    GOP Sens. Back FCC Cellphone 'Unlocking' Rules

    Republican senators have endorsed the Federal Communications Commission's effort to adopt a uniform standard for mobile device "unlocking" rules.

  • August 03, 2026

    Capital One Cites AML Risks In Closing Trump's Accounts

    Capital One NA urged a Florida federal court to toss an amended complaint alleging the bank closed numerous accounts held by President Donald Trump's trust due to political reasons, saying the documents attached to the complaint make it clear that they were shut down due to anti-money laundering concerns. 

  • August 03, 2026

    The Top In-House Hires Of July

    Legal department hires during the past month included high-profile appointments at Goldman Sachs, Coinbase and Sanofi. Here, Law360 Pulse looks at some of the top in-house announcements from July.

  • August 03, 2026

    Visa To Buy Permira-Backed BioCatch In $2.4B Deal

    Visa said Monday it has agreed to acquire fraud intelligence company BioCatch from funds advised by Permira and other shareholders for $2.4 billion in cash, more than two years after Permira became BioCatch's majority stakeholder at a $1.3 billion valuation.

  • August 03, 2026

    Bermuda Firm Owes UK Tax In £41M Dispute, Tribunal Rules

    A Bermuda-based investment firm was a U.K. tax resident for several years and therefore may be liable for over £40.5 million ($54.3 million) in corporate tax because its beneficiary had effective control, a London tribunal ruled.

  • August 03, 2026

    UBS Fined $125M For Anti-Money Laundering Failures

    UBS' brokerage arm on Monday admitted to willfully violating the Bank Secrecy Act by failing to monitor its customers' foreign currency transactions, entering into a "historic" $125 million agreement with the Financial Crimes Enforcement Network, as well as several other regulators.

  • July 31, 2026

    Law360 Names 2026's Top Attorneys Under 40

    Law360 is pleased to announce the Rising Stars of 2026, our list of more than 160 attorneys under 40 whose legal accomplishments belie their age.

  • August 02, 2026

    Mich. Justices Say Enbridge Line 5 Permits Need Reevaluation

    The Michigan Supreme Court threw out state regulators' approval of Enbridge Energy LP's proposed Line 5 tunnel beneath the Straits of Mackinac, ruling that the Michigan Public Service Commission failed to properly analyze the project's environmental impacts under the Michigan Environmental Protection Act and must reconsider the application. 

  • July 31, 2026

    Goldman Jury Sees Cash Talk In Energy Deal Email Deluge

    Jurors weighing the fate of an ex-Goldman Sachs banker accused of coordinating a plan to bribe a client's way to a lucrative energy deal Friday saw a slew of payoff banter in his emails that prosecutors say show a pipeline of dirty money flowing from Turkey to a wide variety of government officials and agencies in Ghana.

  • July 31, 2026

    Fed Pitches New Rules On Loans To Bank 'Insiders'

    The Federal Reserve Board on Friday proposed updates to its rule limiting the loans a bank can offer its executives, board members and major shareholders who could influence the bank's lending decisions, saying the updates to outdated monetary thresholds aim to help community bank leaders.

  • July 31, 2026

    FirstBank Denies Complicit Ties In Epstein Survivor's Suit

    FirstBank Puerto Rico pushed back Thursday on proposed class claims it was complicit in Jeffrey Epstein's crimes by serving as his "longest" running banking partner, saying in New York federal court it only provided the late sex offender "routine banking services" and did not have any knowledge of his sex trafficking operations.

  • July 31, 2026

    District Judge Halts Overlapping Valve Arbitration Fee Suit

    A Washington federal court has paused a proposed class action from gamers seeking nearly $21 million in arbitration fees from Valve as the company appeals an order in another case declining to stop arbitrations against it.

  • July 31, 2026

    Employment Authority: How AI May Require More OT

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on how employers may have to shell out more overtime as artificial intelligence shakes up the definitions for what kinds of workers are owed time-and-a-half pay, and a rundown on how courts have recently interpreted a law that invalidates arbitration agreements for sexual misconduct claims. 

Expert Analysis

  • After Durnell, Connecting Science And Causation Will Be Key

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    The U.S. Supreme Court's June 25 decision in Monsanto v. Durnell narrowed label-based failure-to-warn claims — meaning that going forward, viable theories will depend even more on whether experts can reliably connect scientific evidence to the causal proposition the law requires, says Alex Smolak at Weill Cornell Medicine-Qatar.

  • Trump EOs Pair Quantum Push With Cyber Defense Overhaul

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    Two recent executive orders that mark a significant federal commitment to both advancing and defending against quantum technology create potential opportunities for companies in the quantum, AI and technology sectors and pose future compliance obligations contractors should begin considering now, say attorneys at King & Spalding.

  • CFTC Policy Substantially Expands Self-Reporting Incentives

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    A recent U.S. Commodity Futures Trading Commission policy moves from a mitigation-centered model to prioritizing declination for early self-reporting and full cooperation, reflecting a deliberate effort to harmonize voluntary self-disclosure incentives across the federal enforcement authorities, say attorneys at Sullivan & Cromwell.

  • Opinion

    Exxon Shareholders Were Right To Save New Voting Program

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    Following Exxon shareholders’ recent vote that rejected a bid to dismantle the company’s new retail voting program, other companies should replicate it as a way to lower the friction for shareholders who already vote with the board to keep doing so without wrestling a ballot every spring, says J.W. Verret at the Antonin Scalia Law School.

  • Series

    Choral Singing Makes Me A Better Lawyer

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    Singing in the New York City Bar Chorus — a hobby partly inspired by the late U.S. District Judge Richard Owen, who infused my clerkship year with opera music — has improved my legal career by refining my abilities to listen, exude confidence and develop emotional intelligence, says Bonnie Baker at Friedman Kaplan.

  • What Ratings Overhaul May Mean For Banking Industry

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    Proposed revisions to the bank rating system commonly known as CAMELS could constrain examiner discretion and tie supervisory outcomes more closely to measurable financial risk, potentially saving compliance costs, reducing the frequency of ratings downgrades and spurring a more growth-oriented banking system, say attorneys at Debevoise.

  • Series

    Illinois Banking Brief: All The Notable Legal Updates In Q2

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    The last three months were particularly consequential for Illinois banking law, with a federal court ruling reshaping the Interchange Fee Prohibition Act, the state filling enforcement gaps, significant legislative activity and a revision to the community bank leverage ratio, say attorneys at Riley Safer.

  • Attorney Mental Health Is An Ethical Obligation In The AI Era

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    As attorneys cope with the increasing unpredictability that artificial intelligence and constant policy changes have created, particularly in practice areas where they carry the emotional weight of clients’ most consequential life events, otherwise soft discussions about self-care are a matter of professional competence, says attorney Jack Jrada.

  • GM Privacy Penalty Signals A Change In Calif. Enforcement

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    General Motors' $12.75 million settlement with the California attorney general over its sale of driving behavior and geolocation data to brokers shows that disclosures and user choice may no longer be enough to define permissible data use, says Sonja Arndt-Johnson at Buchalter.

  • Agentic AI And Securities Law: Evolving Risk Disclosures

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    The U.S. disclosure regime is built on the premise that management can describe the material facts and risks facing its business, but, with the advent of agentic artificial intelligence, the question is whether the regime can accommodate decision-making systems whose behavior is not fully predictable, says Joseph A. Hall at Davis Polk.

  • DOJ China Container Indictments Signal Global Cartel Risk

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    The U.S. Department of Justice's recent announcement that it had indicted Chinese manufacturers for conspiring to drive up the price of shipping containers sold in the U.S. illustrates the Antitrust Division's interest in pursuing overseas cartel conduct, especially in China, signaling that multinational companies with employees abroad should strengthen antitrust compliance to avoid running afoul of U.S. national security policy, say attorneys at Squire Patton.

  • More Cos. Will Copy SpaceX's Shareholder Proposal Opt-Out

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    For more than 80 years, the shareholder proposal looked like a federal right guaranteed to all public company investors, but after SpaceX opted out before its recent initial public offering, other companies are likely to follow, says Mohsen Manesh at the University of Oregon School of Law.

  • Healthcare Orgs Should Prep For Greater Grant Oversight

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    The U.S. Department of Health and Human Services' new Audit Enforcement and Risk Oversight initiative, and a proposed overhaul of the governmentwide framework for grants management, signal an aggressive and data-driven approach to federal grant enforcement, and could significantly expand the pathways leading to enforcement actions and private litigation, say attorneys at Norton Rose.

  • Perfectus Deal Raises Trade Missteps To Enterprise Risk Level

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    Former inspector general Parisa Salehi at Parker Poe discusses what the U.S. Department of Justice's recently settled False Claims Act case against Perfectus Aluminum can teach companies about satisfying trade reporting obligations as agencies increasingly coordinate enforcement.

  • Opinion

    DHS' World Cup Influencer Warning Overreads Visa Law

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    The U.S. Department of Homeland Security’s reported position that foreign influencers covering the 2026 World Cup need work visas if their content is monetized runs contrary to both legislative intent and long-standing precedent that structure the visa inquiry around labor market substitution, says Jun Li at Reid & Wise.

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