Compliance

  • October 19, 2026

    SEC Official Tells Advisers Not To Wait For AI Guidance

    The director of the U.S. Securities and Exchange Commission's Investment Management Division said that advisers should not "wait for regulators to hold your hands" as they use artificial intelligence, saying regulatory guidance may be "too limited and too late."

  • October 19, 2026

    NBA Ushers In A 'Risk-Aversion' Sports Betting Era

    More than a decade after the NBA clamored to legalize sports betting, the league opens its new season with an edict to restrict bets placed on its games, reflecting the pressure of a raft of recent gambling scandals.

  • October 19, 2026

    Port Of Seattle Challenges Trump Grant Terms Targeting DEI

    The Port of Seattle and several Washington cities and counties asked a federal judge to block the Trump administration from enforcing new grant conditions that would threaten $87 million in funding, arguing the restrictions lack clear standards of conduct.

  • October 19, 2026

    NY, Pa. Secure Divestments For Road Repair Cos. Merger

    New York and Pennsylvania said on Monday they reached a settlement allowing Colas Inc. to move ahead with its planned purchase of Suit-Kote Corp., conditioned on the sale of several facilities over concerns about competition for municipal road repair contracts.

  • October 19, 2026

    Amazon Seeks To Nix 'Project Nessie' Claims From FTC Suit

    Amazon urged a Washington federal judge Friday to pare down the Federal Trade Commission's landmark antitrust lawsuit by axing claims related to its fulfillment business and an algorithm-based pricing tool known as Project Nessie, as the FTC sought to narrow one of the e-commerce giant's defenses.  

  • October 19, 2026

    Data Co. To Pay $2M To Resolve Feds' US Worker Bias Probe

    A data company will pay $2 million and face a two-year suspension from a federal program that allows employers to hire foreign workers to settle U.S. Department of Justice probes and related litigation alleging it discriminated against U.S. workers, the federal government announced.

  • October 19, 2026

    Mass. Court Affirms Doctor's Partial Win Over Insurer

    A doctor whose career was cut short after losing the use of his feet is entitled to damages from Paul Revere Life Insurance Co. for breach of contract and unfair settlement practices under state law, but cannot revive other claims tossed by a judge or extend the statute of limitations, an intermediate appellate court said Monday.

  • October 19, 2026

    Prior 5th Amendment Pleadings Complicate Mylan Testimony

    Mylan can use deposition testimony from one current and one former executive in next year's price-fixing trial, a Connecticut federal judge ruled Friday, but state attorneys general can bring up the company "pulling the strings" in the witnesses' decision to testify after originally invoking the Fifth Amendment.

  • October 19, 2026

    Intel Seeks FCC Waiver For Vehicles Used In Chip Plants

    Intel Corp. has asked the Federal Communications Commission to exempt certain automated vehicles used in its chip-making process from an FCC restriction on foreign-made robotic devices.

  • October 19, 2026

    SEC Says Ex-CEO's Hidden Stock Trades Are 'Undisputed'

    The U.S. Securities and Exchange Commission has asked a New York federal court for a partial early win in its suit against the former CEO of a fintech firm it claims made secretive purchases of his own company's stock in order to inflate the price, saying he "undisputedly" failed to file certain required disclosure documents.

  • October 19, 2026

    BofA Sued After $1.2B Fine For AML Compliance Gaps

    After the U.S. Department of the Treasury fined it $1.2 billion for anti-money laundering and financial-crime compliance system failures, Bank of America is facing two class actions asserting similar claims, including that it failed to monitor more than $5 billion in suspicious transactions.

  • October 19, 2026

    Redgrave Hires DOJ Vet, Ex-Hopper Deputy GC

    E-discovery and information law firm Redgrave LLP has hired as a partner a former U.S. Department of Justice attorney and former deputy general counsel and head of government relations at travel technology company Hopper Inc., the firm announced Monday.

  • October 19, 2026

    FCC Urged To Consider New Cellphone Radiation Studies

    An environmental group told the Federal Communications Commission it has an obligation to scrutinize existing science rather than lean on years-old conclusions as it examines the health effects of cellphone radiation.

  • October 19, 2026

    5th Circ. Says Texas Can Block China-Linked Energy Deal

    The Fifth Circuit has affirmed an order dismissing a suit from the subsidiary of a Chinese company over the blockage of its investment into Texas energy grid assets, finding that federal regulations don't preempt a state law blocking energy investments by China and other countries.

  • October 19, 2026

    Canada Gov't Cuts Data Access Deal With Brokers Association

    Canada's antitrust authority and the Quebec Professional Association of Real Estate Brokers have entered into a 10-year consent agreement that resolves the government's claims against the nonprofit, which the authority accused of wrongfully restricting its members' access to real estate data.

  • October 19, 2026

    EEOC Poised To Withdraw Disparate Impact Guidance

    The U.S. Equal Employment Opportunity Commission is close to nixing decades-old guidelines that help employers ensure that their hiring practices don't inadvertently discriminate against workers, after the proposed rescission was sent to the White House for review.

  • October 19, 2026

    Supreme Court To Tackle Admissions Bias Circuit Split

    The U.S. Supreme Court said Monday that it will decide what type of evidence is needed to claim facially neutral admissions policies are racially discriminatory, after turning away two similar cases in the three years since the justices barred the use of affirmative action in higher education.

  • October 19, 2026

    High Court To Mull Home Distilling Ban Following Circuit Split

    The U.S. Supreme Court on Monday agreed to take up a case on the federal tax code's ban on distilling whiskey at home after the Fifth Circuit found the ban unconstitutional but the Sixth Circuit upheld the ban.

  • October 16, 2026

    NY, Conn. Secure $2.7M Deal Over Health Network Data Breach

    A pediatric health network and its information technology manager have agreed to pay $2.7 million to resolve the New York and Connecticut attorneys general's claims that they failed to institute "common" security measures to protect the personal data of patients impacted by a 2024 data breach, the states announced Friday. 

  • October 16, 2026

    Texas Court Tosses $60M Security Guard Scuffle Verdict

    A Texas appeals court Friday tossed a roughly $60 million verdict and castigated the trial court for creating a record "rife with error" after the lower court wrongly included several corporate entities in a judgment relating to a scuffle between a security guard and a patron.

  • October 16, 2026

    Texas Court Revives REIT's Claims Over Short Seller Article

    A Texas appellate court has partially revived a suit by a farmland-centered real estate investment trust against a Texas hedge fund that allegedly helped pen a defamatory article while short selling the REIT, saying the REIT pled valid business disparagement claims.

  • October 16, 2026

    Wells Fargo Beats Ex-CEO's $34M Back-Pay Lawsuit

    Wells Fargo prevailed in a California state court battle with its former CEO Timothy Sloan over roughly $34 million in compensation he has accused it of wrongfully withholding after his 2019 departure from the bank amid intense public scrutiny of its compliance record.

  • October 16, 2026

    Costco Beats Customers' 100% Agave Tequila Labeling Suit

    A Seattle federal judge on Friday shot down consumers' proposed class action accusing Costco of selling Kirkland Signature tequila falsely labeled as "100% de Agave," deferring to Mexico's purview over tequila regulation and citing a Mexican government body's rejection of similar adulteration claims.

  • October 16, 2026

    Real Estate Recap: Adaptive Reuse, NYC Affordable Housing

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including attorney interviews on adaptive reuse as a defense against tariff-induced price spikes and New York's latest effort to fast-track affordable housing.

  • October 16, 2026

    Novig Sues Missouri To Shield Sports Contracts

    Sports wagering platform Novig sued Missouri Friday to fend off a potential enforcement action over its sports event contracts after the state told several prediction market platforms to register with state gaming regulators or close up shop.

Expert Analysis

  • Series

    Mentalism Makes Me A Better Lawyer

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    Convincing strangers I can read their minds may seem like an unusual second career for a legal practitioner, but both disciplines share several important requirements, including trust and preparation, says Warren Biro at Manatt.

  • FCA Deal Shows Conflict Review Must Go Beyond Bid Stage

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    A defense contractor’s recent settlement over False Claims Act allegations stemming from its employment of a U.S. Department of Defense official illustrates that conflict of interest assessment should be an ongoing compliance function, not just a proposal-stage checklist, say attorneys at Fluet.

  • Why And How To Build A Neurodiversity-Informed Practice

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    By better understanding neurodiversity and implementing simple accommodations for clients with autism, ADHD or learning differences, attorneys can build stronger relationships with those who may otherwise struggle to obtain and benefit from legal services, while developing good habits that will benefit everyone they represent, says Ting Cheung at Sanford Heisler.

  • Series

    Illinois Banking Brief: All The Notable Legal Updates In Q3

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    Recent banking developments in Illinois include significant new consumer protection legislation, three meaningful Seventh Circuit decisions, and a high-profile constitutional challenge to the state's new digital asset tax, say attorneys at Barnes & Thornburg.

  • How FTC Win Charts A Court-1st Merger Litigation Playbook

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    A New York federal court's recent decision blocking Henkel's acquisition of Liquid Nails marked a decisive trial win for the Federal Trade Commission, and tips for merging parties in similar transactions now include preparing for full-blown federal litigation, including a complete evidentiary trial, say attorneys at Cooley.

  • How SEC Is Changing The Shareholder Proposal Landscape

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    The U.S. Securities and Exchange Commission continues to place its shareholder proposal rule at the center of its agenda, now with a newly proposed rule that would rescind it entirely, showcasing an agency seeking to narrow its overall focus, say attorneys at Thompson Coburn.

  • NLRB Memo Signals Narrower View Of Protected Activism

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    A recent National Labor Relations Board memo concluding that Microsoft lawfully discharged two employees who conducted a pro-Palestinian protest on company property indicates that the current NLRB general counsel may take a more restrictive view of when political or social advocacy qualifies as protected activity, say attorneys at Franczek.

  • FCC Covered List Is Pushing Limits Of Supply Chain Scrutiny

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    Companies outside the traditional telecommunications sector may now need to factor the Federal Communications Commission's equipment authorization requirements into supply chain compliance as the FCC covered list continues to expand as a national security tool, say attorneys at Morgan Lewis.

  • SEC's Shareholder Activism Role After The '26 Proxy Season

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    The U.S. Securities and Exchange Commission recently proposed eliminating its shareholder proposal rule, but this proxy season's combination of elevated campaign activity, limited formal escalation and measured voting outcomes illustrates why a targeted SEC role remains important, say attorneys at Sidley.

  • Foreclosure May Not Be The Fix For Distressed Office Loans

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    Recently declining office values show that distressed borrowers and lenders should consider negotiated workouts, tax planning and value-preserving leasing strategies as refinancing gaps and special-servicing constraints make foreclosure an increasingly costly last resort, says Howard Koh at Meister Seelig.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q3

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    Several developments from New York financial services regulators in the third quarter reflect a common theme — regulators are increasingly seeking to apply established supervisory expectations to newer market participants and emerging financial products, say attorneys at Blank Rome.

  • AG Watch: Texas Takes A Lone State Stand Against Tech Cos.

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    A look at Texas Attorney General Ken Paxton's recent actions against Meta Platforms and Amazon.com illustrates how Texas is distancing itself from multistate coordination, offering practitioners a crucial perspective on navigating individual state actions amid coordinated attorney general litigation, say attorneys at Kelley Drye.

  • Contact Lens Rule's Evolution Steers FTC Guidance Program

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    The history of the Federal Trade Commission's Contact Lens Rule illustrates the goals of the FTC's recently announced guidance program, which aims to strengthen consumer protection and safeguard competition, say attorneys at Wilson Sonsini.

  • Upholding Energy Efficiency Rules If DOE Eases Enforcement

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    Despite recent moves by the Energy Department and Congress to limit energy efficiency enforcement, companies should maintain current efficiency standards and testing procedures lest they risk state or private action, enforcement lookbacks during future administrations, truth-in-advertising complaints and more, say attorneys at HWG.

  • Understanding Risks Of Employees' AI-Drafted Complaints

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    As employees increasingly use generative artificial intelligence to draft complaints about workplace misconduct, investigators must adapt their practices so that the process remains fair, thorough and grounded in fact, says Rebecca Foxwell at Bracewell.

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