Compliance

  • October 23, 2026

    9th Circ. Blocks Trump's Calif. National Guard Deployment

    A split Ninth Circuit panel on Friday upheld a lower court's preliminary injunction blocking President Donald Trump's deployment of the California National Guard in Los Angeles last year, finding that the president didn't have the authority to order the deployment, which violated the constitutional separation of powers.

  • October 23, 2026

    Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks

    The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.

  • October 23, 2026

    NY Gaming Commission Says Kalshi Is Defying Subpoenas

    Kalshi Inc. is unlawfully refusing to comply with subpoenas the New York State Gaming Commission needs to investigate the prediction market platform's potential violations of state gambling laws, the commission alleges, asking a state court in Manhattan to force the company to comply with the subpoena requests.

  • October 23, 2026

    Real Estate Recap: Data Centers Bans, Multifamily Woes

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at states with data center bans on the ballot and one practice group leader's perspective on multifamily concerns ahead.

  • October 23, 2026

    5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement

    A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.

  • October 23, 2026

    NetChoice Seeks To Halt Calif. Social Media Warning Law

    Tech trade group NetChoice is pressing a California federal court to strike down a state law that will soon require social media platforms to display mental health warning labels, arguing that the mandate violates the "bedrock" constitutional prohibition on forcing services to "act as a mouthpiece" for the government.

  • October 23, 2026

    Senate Dem. Presses Tether Over Ties To Ex-White House Aide

    U.S. Sen. Richard Blumenthal, the leading Democrat on the Senate's Subcommittee on Investigations, is demanding records and information from Tether about the stablecoin issuer's relationship with former White House crypto aide Bo Hines, who is now the CEO of Tether's U.S. division.

  • October 23, 2026

    Employment Authority: High Court To Weigh Disparate Impact

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on why a legal case headed to the U.S. Supreme Court centering on disparate impact liability may have ripple effects in employment law, how Vermonters could enshrine a right to collective bargaining in the state's constitution, and why the Third Circuit has made it easier to strike hybrid wage and hour settlements. 

  • October 23, 2026

    Colo. Justices Asked To Hear Challenge To Amendment 87

    The man challenging the validity of signatures for a Colorado ballot initiative to raise taxes on the state's wealthiest residents appealed the dismissal of his lawsuit to the state's high court Thursday.

  • October 23, 2026

    5th Circ. Revives Facebook Users' Eyemart Wiretap Suit

    The Fifth Circuit on Friday revived a group of Facebook users' proposed class action accusing Eyemart Express LLC of disclosing their HIPAA-protected information to Meta without their consent, saying in a published opinion that Eyemart and a district court had read the statutory definition of individually identifiable health information too narrowly.

  • October 23, 2026

    SEC Fines Fund Adviser Over Outdated ID Theft Program

    The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.

  • October 23, 2026

    Crypto.com Hires Ex-Western Union Global Compliance Head

    Crypto.com said it has appointed Western Union's former global head of compliance to serve as chief compliance officer, a move the crypto exchange said supports its global expansion and consumer access after its former CCO departed for Binance Holdings Ltd.

  • October 23, 2026

    TransDigm Can't Ax Ex-GC's Retaliation Suit, Ohio Court Says

    TransDigm Group cannot push to arbitration its former general counsel's lawsuit alleging that she was terminated in retaliation for reporting two instances of sexual harassment and antitrust compliance concerns at the aerospace company, an Ohio appeals court ruled, saying sexual harassment allegations are not subject to arbitration.

  • October 23, 2026

    NYC Hit With Class Action Over 'Kafkaesque' Seizure System

    New York City has been hit with a proposed class action in federal court, alleging that the New York Police Department regularly unconstitutionally seizes property, which can only be recovered in a "Kafkaesque Odyssey" and by navigating a "bureaucratic scavenger hunt, riddled with contradictory instructions, arbitrary requirements and dead ends."  

  • October 23, 2026

    Fla. AG Says Home Climate Risk Data Is Deceptive Practice

    Florida's attorney general sued a climate-risk modeler on Friday, claiming its data, which shows up on major real estate sites, deviates from official federal data and deceives homebuyers about the actual flood and fire risks of properties.

  • October 23, 2026

    Ex-Broker-Dealer Cops To $1.5M Insider Trading Scheme

    A former partner at a New Jersey broker-dealer firm admitted to conspiring to commit securities fraud involving insider trading in a special purpose acquisition company that netted millions of dollars in illegal profits, the U.S. attorney for the District of New Jersey announced Friday.

  • October 23, 2026

    NYSE Owner's $6B MarketAxess Deal Clears US Review

    Federal antitrust enforcers have ended their investigation of Intercontinental Exchange's planned $6 billion acquisition of fixed income trading platform MarketAxess Holdings Inc. after the companies gave enforcers more time to review the transaction.

  • October 23, 2026

    EEOC Suit Over Yale's Age-Based Doc Testing Headed To Trial

    A Connecticut federal judge on Friday shot down competing bids to end a U.S. Equal Employment Opportunity Commission lawsuit accusing Yale New Haven Hospital of unlawfully subjecting doctors over 70 to cognitive tests, ruling a trial is needed to determine whether patient safety concerns warranted the exams.

  • October 23, 2026

    Conn. AG Settles Sunrun Solar Sales Deception Claims

    Connecticut has reached a pair of settlements worth $500,000 with solar companies including Sunrun Inc. and two sales representatives accused of using deceptive tactics to lock people into long-term contracts and installing systems that didn't work.

  • October 23, 2026

    Tax Court Misread Easement Rules, 4th Circ. Told

    The U.S. Tax Court imposed conservation easement donation requirements beyond what the law allows in evaluating a property's condition and potential mining value, a partnership told the Fourth Circuit, seeking to overturn the 2025 denial of its charitable deduction.

  • October 23, 2026

    FCC Grants Intel's Automatic Vehicle Waiver For 1 Year

    The Federal Communications Commission has granted Intel Corp. a one-year waiver from rules that could otherwise subject the automated vehicles used in its chipmaking plants to security restrictions.

  • October 23, 2026

    Texas Sues OpenAI, Altman Over ChatGPT Safety Claims

    The Texas attorney general's office sued OpenAI and its chief executive Sam Altman in state court Friday, alleging the company breached consumer protection laws by unleashing a chatbot that often gives harmful advice and is addictive to children.

  • October 23, 2026

    FCC Nat'l Security Clampdown Draws Rare Industry Rebukes

    Industry leaders see the Federal Communications Commission hitting for a high batting average during President Donald Trump's second term, pushing deregulation they have sought for years. But when it comes to putting the squeeze on device imports from foreign adversaries, business groups are less than bowled over — and they're letting the FCC know it.

  • October 23, 2026

    Goodyear Can't Get Redo On Toss Bid In Nicotine Fee Suit

    An Ohio federal judge rejected Goodyear's bid for a redo on its motion to dismiss a suit from workers who challenged a nicotine fee in their employee health plan, holding Friday that a judge's decision in another dispute against grocery chain Meijer didn't change his analysis.

  • October 23, 2026

    Trump Signs Law Updating Wireless Emergency Alert System

    President Donald Trump has signed into law a bipartisan, bicameral act that will modernize the emergency alert infrastructure by integrating satellite networks into the Wireless Emergency Alert system.

Expert Analysis

  • Bribery Verdict Offers Guide To Post-Pause FCPA Priorities

    Author Photo

    A former Goldman Sachs investment banker's recent Foreign Corrupt Practices Act conviction offers insights into how the U.S. Department of Justice is applying its FCPA guidelines following the Trump administration's 2025 pause on enforcement, and illustrates the importance of a company’s escalation procedures and follow-through, say attorneys at Debevoise.

  • 3 Steps To Mitigate The Cyber Risks From Employee AI Use

    Author Photo

    Recent data showing a doubling in breaches tied to employee use of unapproved AI tools demonstrates a convergence of cybersecurity risk, data privacy exposure and legal liability that workplace policies don't often address, but business leaders can get ahead of these risks, say attorneys at Ogletree.

  • New Calif. Law Ties Finance Contracts To State Licensing

    Author Photo

    Under a California law taking effect in 2028, commercial financing licensing requirements have been substantially expanded — meaning that fintechs relying on limited regulatory enforcement will face risk from their own borrowers, who could use licensing failures to resist repayment, say attorneys at Husch Blackwell.

  • How Viral Accusations Can Test Employers' Discipline Policies

    Author Photo

    The employment fallout that appears to have followed a former Cornell University student's sexual assault lawsuit against seven fraternity members underscores that although employers often have freedom to fire employees over accusations, they must still make a defensible decision, says Michael Elkins at MLE Law.

  • How FCC Robocall Rules Reshape TCPA Opt-Out Compliance

    Author Photo

    The Federal Communications Commission's recent changes to its Telephone Consumer Protection Act rules may simplify how businesses process consumer opt outs for robocalls and robotexts, but they also introduce nuances to the opt-out process that may be challenging to operationalize, say attorneys at Hunton.

  • How NRC's New Rules Alter Foreign-Financed Reactor Deals

    Author Photo

    New Nuclear Regulatory Commission rules for reactor licensing open U.S. nuclear projects to foreign capital, presenting new considerations for structuring governance, diligence and approvals to secure and maintain eligibility, says J. Brin Gibson at Spencer Fane.

  • Managing Employer Risk Under Calif.'s No Robo Bosses Law

    Author Photo

    California's No Robo Bosses Act marks the state's first statutory limit on using artificial intelligence in employee discipline and termination decisions, creating exposure for employers through its corroboration and notice requirements, burden-shifting framework, and potential reach under the Private Attorneys General Act, say attorneys at Reed Smith.

  • IRS Rule May Put Private Schools' Exempt Status At Risk

    Author Photo

    In light of recently proposed Treasury regulations that would narrow the options for diversifying student communities, private schools should reexamine how race enters their admissions, financial aid and student programs or risk losing tax-exempt status, say attorneys at Atkinson Andelson.

  • AG Watch: Minnesota Takes Action To Secure Child Safety

    Author Photo

    Minnesota Attorney General Keith Ellison has built one of the most aggressive and structurally coherent child protection enforcement programs in the country, targeting consumer-facing sectors that his office has concluded prey on minors, such as tobacco and nicotine, social media platforms, and artificial intelligence, say attorneys at Crowell & Moring.

  • Southern Glazer's Deal Tests FTC's Robinson-Patman Push

    Author Photo

    A California federal court's recent decision in Federal Trade Commission v. Southern Glazer's secures a rare Robinson-Patman Act pricing limitations agreement, but conditions attached to the decision indicate that practitioners may only see a handful of new private RPA cases a year, says Steven Cernak at Bona Law.

  • Opinion

    The SEC Crypto Proposal Rests On A Term No One Can Define

    Author Photo

    The U.S. Securities and Exchange Commission's recently proposed Regulation Crypto Assets is its most ambitious attempt to set rules for the crypto industry, but its repeated use of the phrase "essential managerial efforts" means it perpetuates the uncertainty the regime is meant to cure, says Joseph A. Hall at Davis Polk.

  • Navigating Dueling Regulations For Bank Investment Advisers

    Author Photo

    Recent U.S. Securities and Exchange Commission examination findings show that investment advisory activities remain an active area of regulatory focus, and reinforce the need for banks to assess intersecting compliance obligations, say attorneys at Fredrikson.

  • Series

    Being In The Peace Corps Made Me A Better Lawyer

    Author Photo

    When I served in the Peace Corps, the people of the West African village where I was stationed helped me acclimate to my new surroundings and enabled me to develop problem-solving, teamwork and empathy skills that have bolstered my legal practice far beyond the ability to offer technical advice, says Brian Bewley at McGuireWoods.

  • Opening Up Fraud Talks With Customers After SAR Guidance

    Author Photo

    Federal financial regulators’ recent statement that the Bank Secrecy Act permits financial institutions to discuss potential fraud with customers, provided they don’t reveal the existence of any suspicious activity reports, means banks that have been tighter-lipped than regulations require can consider passing additional useful information on to customers, say attorneys at MoFo.

  • Measuring Shareholder Harm In Death Spiral Convertibles

    Author Photo

    As convertible structures have recently regained prominence, it's important to revisit the so-called floating-price death spiral convertible and how to quantify the losses for shareholders when disputes arise, says Pavithra Kumar at Conexig.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here