Compliance

  • September 28, 2026

    Calif. Bans Officials From Meme Coin Profits In Trump Callout

    California Gov. Gavin Newsom signed a bill barring the state's officials from issuing or lending their likeness to meme coins, criticizing President Donald Trump's hundreds of millions in profits from meme coin projects.

  • September 28, 2026

    Newsom Signs Slate Of Bills Bolstering LGBTQ+ Protections

    California Gov. Gavin Newsom signed a slate of bills defending against what he called the Trump administration's "all-out assault on the LGBTQ community," strengthening privacy protections, providing support to discharged service members and enhancing access to medical care.

  • September 28, 2026

    Peirce's Exit To Leave SEC With Just 2 Members

    U.S. Securities and Exchange Commission member Hester Peirce plans to leave the agency at the end of this week, leaving the five-member commission in the hands of just two people as the White House has yet to name a replacement for Peirce or to fill open Democratic slots.

  • September 28, 2026

    IRS Warns New ETF Strategies Could Be Abusive

    New strategies using exchange-traded funds may be abusing the tax benefits of these legitimate investment vehicles holding various securities, the IRS said Monday, asking for public feedback on future enforcement that can avoid putting long-established tax planning practices at high risk.

  • September 28, 2026

    Al-Qaida, ISIS Victims Sue Ericsson Over Alleged Payoffs

    American victims of al-Qaida and Islamic State attacks and their families have sued telecommunications provider Ericsson and its CEO, Börje Ekholm, saying the company paid the groups protection money in Iraq and hid the payments from U.S. counterterrorism officials.

  • September 28, 2026

    Epstein Survivors Can Sue FirstBank In New York, Judge Says

    A New York federal judge ruled that a proposed class of sex crime survivors can pursue most of its claims that FirstBank Puerto Rico was complicit in Jeffrey Epstein's crimes as his "longest banking partner."

  • September 28, 2026

    DOT Finalizes Rollback Of Biden-Era Fuel Economy Rules

    The Trump administration on Monday finalized its rollback of Biden-era fuel economy standards for passenger cars and light trucks, easing mandates for manufacturers to improve the miles-per-gallon efficiency of their fleets and decelerating U.S. adoption of electric vehicles.

  • September 28, 2026

    Calif. To Add 'Chosen' Family To Bereavement Leave Law

    California Gov. Gavin Newsom on Sunday signed a bill to expand an existing law that provides workers with a week of bereavement leave if someone an employee identifies as a family member dies — even if the person is not a blood relative.

  • September 28, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court this past week heard arguments over whether to dismiss a derivative suit accusing UiPath Inc. insiders of misleading investors and trading on inside information, while a Match Group Inc. stockholder sued for records concerning reports of sexual assault and other violence involving users of the company's dating apps.

  • September 28, 2026

    Avangrid Unit Fights Agency Reversal On Power Line Plan

    An Avangrid Inc. subsidiary has urged a Connecticut court to restore state-mandated regulatory approval of an electric transmission line replacement project on the Metro-North Railroad corridor, arguing a state agency erroneously found the projected harms overcame the potential benefits.

  • September 28, 2026

    Pa. Justices To Test Ethics Chief's Immunity In Mogul's Suit

    The Pennsylvania Supreme Court is set to examine when "high public officials" are entitled to immunity from suit, granting an allowance of appeal to one-time Philadelphia mayoral candidate and businessman Jeff Brown against the city's Board of Ethics over alleged damage to his reputation.

  • September 28, 2026

    FTC Touts 'Dismantling' Of Corteva's Pesticide Rebates

    The Federal Trade Commission on Monday touted its new settlement with Corteva Inc. for severely constricting the pesticide company's ability to pay distributors a loyalty rebate in exchange for limiting sales of cheaper generics, the latest in a string of agreements Trump-era antitrust enforcers have struck ending existing claims.

  • September 28, 2026

    Trump Asks Justices To Restore Fed. Prison Trans Care Ban

    The Trump administration urged the U.S. Supreme Court on Monday to halt a district court order barring the Bureau of Prisons from enforcing a ban on gender dysphoria care for transgender people incarcerated in BOP facilities, arguing the lower court stepped beyond its proper role. 

  • September 28, 2026

    NJ Biz Groups Seek Delay Of Contractor Classification Rules

    Two New Jersey business groups asked Gov. Mikie Sherrill to hold off for nine months on new independent contractor rules set to take effect Oct. 1, saying the state needs more time to avoid disrupting legitimate contractor relationships.

  • September 28, 2026

    Kalshi Cites CFTC Lawsuits In Bid To Nix Mass. Betting Suit

    Kalshi has asked a Massachusetts court to throw out the state's expanded complaint over the platform's sports-related "event contracts," saying recent lawsuits and rulemaking by the U.S. Commodity Futures Trading Commission asserting jurisdiction over prediction markets have put the company in a stronger position.

  • September 28, 2026

    Insurers Don't Owe Coverage For $11M Quarry Closure Award

    Insurers do not owe coverage to the town of East Haven, Connecticut, and former officials for an $11 million settlement over the politically motivated shutdown of a local quarry, a Connecticut federal judge ruled, because the underlying claims fell outside a policy period or are barred by an exclusion. 

  • September 28, 2026

    US Pitches $2.1M Settlement For Hess Permit Violations

    The Trump administration has asked a Louisiana federal judge to approve a $2.1 million settlement agreement with Hess Corp. for hundreds of alleged permit violations at oil and gas platforms in the Gulf of Mexico over a five-year span.

  • September 28, 2026

    IRS Proposes Rules For Tax Payments On Farm Sale's Gain

    The IRS formally proposed regulations governing sellers' interest-free installment tax payments on gains from the sale or exchange of their U.S. farmland to eligible farmers, provided the property was used for farming throughout the 10 years preceding the transaction.

  • September 25, 2026

    TikTok To Pay At Least $100M, Curb Teen Use In Alabama Deal

    TikTok agreed to pay at least $100 million and implement usage limits, age verification and other safety measures in a landmark settlement to resolve Alabama's claims the social media platform harmed children and misled users about its safety, the state's attorney general announced Friday.

  • September 25, 2026

    Corteva Will Pay $35M To Resolve FTC Pesticide Rebate Case

    Corteva Inc. has agreed to pay $35 million to put to rest allegations from the Federal Trade Commission and a slew of states that the pesticide-maker blocked competition from generic rivals through the use of loyalty rebates, according to a motion filed in North Carolina federal court Friday.

  • September 25, 2026

    Ore. Judge Rejects CFPB Funding Cutoff Theory

    An Oregon federal judge ruled Friday that the head of the Consumer Financial Protection Bureau cannot refuse to replenish the agency's funding, handing the Trump administration another loss on a now-suspended policy that almost shuttered the consumer watchdog last year. 

  • September 25, 2026

    Oura Can't Force Ex-CEO's Stock Option Suit To Arbitration

    A California federal judge Friday refused to make Oura's former CEO arbitrate his claims that the smart-ring maker ousted him and reneged on stock benefits, but tossed his claims that the company breached an employment agreement and an implied covenant to carry out the agreement in good faith.

  • September 25, 2026

    Kalshi Sports Contracts Aren't Financial Swaps, 6th Circ. Says

    In a closely watched decision that exacerbates an existing circuit split, a Sixth Circuit panel on Friday rejected Kalshi's assertion that the sports-related transactions made on its platform should be considered federally regulated swaps and not conventional betting subject to state gambling laws.

  • September 25, 2026

    Real Estate Recap: Mideast Data Centers, NYC Amenity Race

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including attorney insights into how the war in Iran is affecting Middle East data center deals and how an amenity race is steering the New York City office market.

  • September 25, 2026

    SEC Says Mich. Atty Tipped Family About Pharma Co. Merger

    The U.S. Securities and Exchange Commission on Friday accused a Michigan tax lawyer of insider trading, alleging he told his brother and cousin about a planned but not-yet-announced merger between Y-mAbs Therapeutics Inc. and SERB Pharmaceuticals.

Expert Analysis

  • Series

    Law School's Missed Lessons: Cultivating Good Judgment

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    Law schools generally overlook the role that solid judgment skills play in real-world practice, but attorneys can bridge the gap by strengthening their abilities to assess a case’s strengths and weaknesses, develop and execute effective strategies, and provide clear recommendations to clients, says Manny Caixeiro at Venable.

  • DOJ Letter Rescission Portends Proxy Firm Antitrust Risk

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    The U.S. Justice Department's recent withdrawal of its 1987 business review letter issued to Institutional Shareholder Services, which shielded certain proxy advisory activities from anticompetitive enforcement, likely foreshadows renewed antitrust scrutiny of proxy advisory firms, say attorneys at Paul Weiss.

  • Responding To State Packaging Law Uncertainty

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    As states roll out new packaging and recycling mandates, companies face expanding compliance duties and a growing wave of constitutional challenges that offer key lessons for managing regulatory risk, say attorneys at Crowell & Moring.

  • CMS Rule, DOJ Probes Deepen Gender Care Compliance Risk

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    The Centers for Medicare & Medicaid Services' final rule restricting Medicaid funding for hospitals that provide gender-affirming care is likely to face immediate litigation, but the CMS rulemaking is already working alongside U.S. Department of Justice's enforcement campaign to create operational risk for providers, say attorneys at Arnall Golden.

  • New Del. Corp. Law's Technical Tweaks Bring Broad Changes

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    While the new amendments to the Delaware General Corporation Law, which took effect on Aug. 1, appear technical, they have broad implications for wound-down corporations and carry personal exposure for whoever signed the certificate of dissolution, hinting at where entity law is heading next, says Ashwin Ram at Buchalter.

  • How Trucking Cos. Can Tackle Risk From New DOJ Task Force

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    Trucking companies should audit their drivers’ credentials and address risk areas lest they attract the attention of the new Justice Department-led task force against the fraudulent licensing of immigrants as commercial truckers, which is turning former questions of administrative or regulatory noncompliance into matters for federal prosecution, say attorneys at RJO.

  • A Lender's Guide To Fraud: Safeguarding Collateral

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    Recent bankruptcies illustrate that lenders should strengthen credit covenants, collateral field exams and third-party verification in order to detect double-pledging, fabricated assets and documentation fraud enabled by artificial intelligence before losses become unrecoverable, say attorneys at Moore & Van Allen.

  • NJ Justices' Walmart Ruling Clarifies Future Snowstorm Duty

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    A recent New Jersey Supreme Court decision, that a contractor's spreading of salt on a minimal snow accumulation in a Walmart parking lot did not create liability, delivers important clarity on the state's ongoing-storm rule, says Maxx Johnson at Stradley Ronon.

  • AG Watch: Oregon Targets Consumer Costs

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    Oregon Attorney General Dan Rayfield's challenges to bank interest rate and escrow preemption signal heightened scrutiny of consumer costs for lending services, requiring financial institutions serving Oregon and other states with opt-out laws to reassess compliance risk, says Keturah Taylor at Cozen O'Connor.

  • Money Transmission Issue Looms For Prediction Markets

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    The circuit split recently created by the Ninth Circuit's ruling in Kalshi v. Assad has implications reaching beyond gaming regulation as, depending on the ultimate characterization of prediction market event contracts, platforms may face differing obligations under federal and state money transmission laws, say attorneys at Manatt.

  • AI And AML: Governance Plays Critical Role In Innovation

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    Financial institutions adopting artificial intelligence for anti-money laundering compliance should implement governance specific to individual use cases, testing, documentation and human oversight to manage regulatory and enforcement risks as agentic tools expand, say attorneys at Paul Hastings.

  • Intersecting Investigation Risks Loom In Next Congress

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    Taken together, two July D.C. Circuit decisions and a recent U.S. Department of Justice opinion on executive privilege may affect the procedural defenses and privilege protections available to targets of oversight in the upcoming Congress, and companies should begin preparing now, say attorneys at WilmerHale.

  • Lessons For Banks When A Fintech Partner Fails

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    Recent fintech bankruptcies highlight best practices for how banks can strengthen third-party oversight, data-access rights, wind-down planning and customer communications to limit regulatory exposure and consumer harm when a fintech partner collapses, say attorneys at Barack Ferrazzano.

  • Attorneys Using AI May Have Ethical Duty To Redact Docs

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    The trajectory of legal ethics guidance in recent years strongly suggests that as redaction technology becomes more accessible, the failure to use it when uploading highly confidential materials into artificial intelligence tools will become increasingly difficult to defend as reasonable, say attorneys at Lewis Brisbois.

  • Compliance Lessons From Agriculture Co. Mexican Bribe DPA

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    Agricultural company Scoular’s recently announced deferred prosecution agreement over alleged Foreign Corrupt Practices Act violations at the U.S.-Mexico border reinforces the U.S. Department of Justice’s focus on cartels, and companies must accordingly ensure they address risks associated with the use of customs brokers, says Adam Safwat at Foley Hoag.

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