Compliance

  • October 15, 2026

    Exec Who Tried To Buy UK Soccer Club Cops To $500M Fraud

    A Florida executive who once tried to buy England's Everton soccer club told a Manhattan federal judge Thursday that he engaged in a large-scale financial sham, copping to fraud charges ahead of his scheduled Monday trial.

  • October 15, 2026

    SEC Says Immigration Attorney's Sanction Bid Twists Record

    The U.S. Securities and Exchange Commission defended its handling of an unregistered securities case brought against an immigration attorney and her firm, and asked a New York federal judge to reject their sanctions motion seeking $900,000 in fees and a dismissal.

  • October 15, 2026

    DHS Can't Waive Laws For Big Bend Wall, Texas Judge Says

    A federal judge in Texas halted construction of a border wall in the Big Bend sector, finding that the U.S. Department of Homeland Security likely exceeded its authority to waive legal requirements in an area with comparatively low illegal entry.

  • October 15, 2026

    FCC To Vote On Adding $162M To Boost Alaska Connectivity

    The Federal Communications Commission is set to vote on a proposal to pump an additional $162 million into ongoing efforts to expand high-speed internet connectivity in Alaska.

  • October 15, 2026

    Sweden's Biggest Bank To Pay $33M NY Fine Over AML Gaps

    New York's financial services regulator has ordered Sweden's largest bank to pay a $33 million fine to resolve findings of past anti-money laundering deficiencies at its Baltic subsidiaries that allegedly exposed U.S. banks to heightened financial crimes risk.

  • October 15, 2026

    NYC Mayor Mamdani Taps New Risk Management Director

    New York City Mayor Zohran Mamdani announced Wednesday that he appointed a former Manhattan assistant district attorney to lead the Mayor's Office of Risk Management and Compliance, a role that will put her at the forefront of efforts to eliminate the presence of lead in the city alongside several local agencies.

  • October 15, 2026

    11th Circ. Says Ga. Can Enforce Social Media Age Check Law

    The Eleventh Circuit struck down an injunction Thursday that blocked Georgia from enforcing its age verification law for social media platforms, finding that internet trade group NetChoice hadn't shown it was likely to prevail on its legal challenge to the statute.

  • October 14, 2026

    OCC Says Big Banks Cut Off Customers Over Reputation Risk

    The Office of the Comptroller of the Currency is leveling fresh criticism at the biggest U.S. banks over so-called debanking, releasing a report that finds their use of reputational risk policies led to numerous instances of customers being "disadvantaged" based on their ideological views.

  • October 14, 2026

    Justices Appear Wary Of Broad Reach For Video Privacy Law

    Several U.S. Supreme Court justices seemed hesitant Wednesday to take a more expansive view of the online activities protected by the Video Privacy Protection Act, raising concerns that such an approach would buck the statute's original intent and invite a flood of litigation against a wide range of companies.

  • October 14, 2026

    Boies Schiller Adds Ex-DOJ Civil Division Leader In NY, DC

    Boies Schiller Flexner LLP has added a former deputy assistant attorney general in the U.S. Department of Justice's Civil Division to its global investigations and white collar teams in New York and Washington, D.C., according to an announcement made Wednesday.

  • October 14, 2026

    Kushner Is Unlawfully Serving As Envoy, Watchdog Says

    Jared Kushner is unlawfully wielding power on behalf of the United States government, an ethics watchdog alleged Wednesday, asking a Washington, D.C., federal judge to block the president's son-in-law from acting as a top diplomat without disclosing his personal finances and potential conflicts of interest.

  • October 14, 2026

    TD Bank Must Face Bulk Of Investors' AML Penalties Suit

    A New York federal judge has ruled TD Bank and some of its executives must face the majority of claims in an investor action related to a $3 billion settlement the bank signed with U.S. authorities over anti-money laundering compliance failures, saying they made some statements that may have downplayed the severity of the issues the bank faced.

  • October 14, 2026

    Chase Seeks Permanent Ax Of Trump's $5B Debanking Suit

    JPMorgan Chase Bank NA has renewed its fight against President Donald Trump's lawsuit accusing the bank of wrongfully debanking him and his businesses, urging a New York federal court to permanently throw out the case because the claims fail "multiple times over" and cannot be fixed.

  • October 14, 2026

    Judge Probes Public Disclosure Bar In Fluor FCA Lawsuit

    A D.C. federal judge said Wednesday that a whistleblower's qui tam False Claims Act lawsuit accusing defense logistics contractor Fluor of labor trafficking could ultimately fall under the statute's public disclosure bar, given that "a bunch of stuff" had been floating around on the company prior to his complaint.

  • October 14, 2026

    DC Circ. Not Fan Of EPA's Citation Habits In Methane Appeal

    The D.C. Circuit didn't seem too sure Wednesday morning whether the U.S. Environmental Protection Agency had behaved how it ought to have when extending compliance deadlines for initiating requirements to reduce methane pollution from the oil and gas sector.

  • October 14, 2026

    3rd Circ. Backs Pa. Regulator In Pipeline Approval Fight

    The Third Circuit on Wednesday affirmed a Pennsylvania regulator's approval of a Transcontinental Gas Pipe Line Co. project, ruling there was no evidence the water quality information pushed by environmental groups would have altered the outcome of the application.

  • October 14, 2026

    US Backs Alaska In High Court Fight Over Plane Forfeiture

    The federal government has told the U.S. Supreme Court that Alaska is well within its right to confiscate "instrumentalities of crime" and the state's attempted forfeiture of an 83-year-old bush pilot's $95,000 plane for transporting a six-pack of beer to a dry village wasn't excessive.

  • October 14, 2026

    Delay In 39% Audience Cap Lift Not Needed, Broadcasters Say

    The broadcast lobby urged the Federal Communications Commission to reject a bid from several cable industry groups to pause the agency's repeal of the 39% national audience share limit on TV station chains.

  • October 14, 2026

    Sens. Probe Meta For Claiming Tax Credits On AI Data Centers

    Democratic senators called on Meta CEO Mark Zuckerberg to explain why he's justifying the use of billions in federal research tax credits to pay for building the company's AI data centers, warning that doing so is a possible misapplication of federal tax law that could prompt further investigation.

  • October 14, 2026

    SEC Approves Trading On Apple, Tesla Performance Metrics

    The U.S. Securities and Exchange Commission has given CBOE the green light to allow binary options trading on its exchange, giving investors the opportunity to place yes-or-no bets on the financial performance of Apple, Tesla and nearly two dozen other publicly-traded companies.

  • October 14, 2026

    AGs Say Character.AI Chats Must Be Protected In Ch. 11 Sale

    A group of state attorneys general told a Delaware bankruptcy judge Wednesday that protection of minors and privacy concerns need to be addressed before the company behind artificial intelligence entertainment platform Character.AI is allowed to sell its data in its Chapter 11 case.

  • October 14, 2026

    Ex-BigLaw Atty Wants Firm Docs For Insider Trading Defense

    A former BigLaw associate accused of insider trading is seeking records from ex-employers Sidley Austin LLP, Latham & Watkins LLP and Goodwin Procter LLP to help fight charges that he tipped others about nonpublic deals the firms were working on.

  • October 14, 2026

    Live Nation Says FTC Twists BOTS Act To Target Ticketmaster

    Live Nation and Ticketmaster fought back against the Federal Trade Commission's case accusing the companies of ignoring ticket scalpers and failing to disclose significant Ticketmaster fees upfront, telling a California federal judge the agency is targeting the companies "for not perfectly blocking all ticket purchase abuse on Ticketmaster's platform."

  • October 14, 2026

    Fla. Horse Trainer Asks Court To Toss Doping Sanctions

    A thoroughbred horse trainer asked a Florida federal court to rule that sanctions imposed on him for allegedly using banned substances violated his constitutional rights, arguing he was denied a jury trial and that a private regulator overstepped its authority by handing out punishment. 

  • October 14, 2026

    11th Circ. Says Fla. Can Enforce Social Media Teen Ban

    The Eleventh Circuit has ruled that Florida can enforce its restrictions on social media for children, vacating and reversing a preliminary injunction that blocked the state's enforcement.

Expert Analysis

  • Calif. PFAS Pesticide Reporting Law Raises Cos.' Legal Risks

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    A new California law requiring public reporting of how registered pesticides containing intentionally added perfluoroalkyl and polyfluoroalkyl substances are used across the state could increase regulatory scrutiny — and provide a road map for litigation involving growers, applicators, distributors, pesticide manufacturers and upstream chemical suppliers, say attorneys at O'Melveny.

  • Terminix Deal Shows Risks Of Calif. Aggregating Local Lapses

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    California district attorneys’ novel use of an unfair competition law to merge unrelated local enforcement matters against pest control providers Rentokil and Terminix into one recently settled statewide case demonstrates that lack of adequate communication between facilities and corporate compliance managers may cause isolated regulatory violations to snowball into larger challenges, say attorneys at Kazmarek Mowrey.

  • As Congress Stalls, SEC Hits Go On 'Innovation Exemption'

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    While the U.S. Securities and Exchange Commission's recently issued innovation exemption to facilitate on-chain trading of certain tokenized stocks isn't a replacement for a comprehensive legislative framework, it reduces the likelihood that further congressional delay will freeze market development, says Stephen Aschettino at Fox Rothschild.

  • What Lawyers Should Know Before Accepting Crypto Payment

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    As clients increasingly request to pay legal fees, retainers and escrow funds using cryptocurrency, lawyers should consider how only a handful of state bar authorities have addressed the issue with varying ethics opinions, as well as the related questions that no authority has yet answered, says attorney Felix Shipkevich.

  • How To Use AI In Employment Contract Drafting

    Excerpt from Practical Guidance
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    Before using artificial intelligence to draft employment contracts, law firms and employers must assess practical ethical guardrails, appropriate use cases, core risk areas and validation workflows, says Samuel Mitchell at Smith Gambrell.

  • NY Severance Rules Persist Despite McLaren Macomb Threat

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    Despite recent calls to overturn the National Labor Relations Board's decision in McLaren Macomb, New York's robust regulation will remain intact, limiting practitioners' ability to offer nonsupervisory employees severance agreements with confidentiality and nondisclosure provisions, says Matthew Berman at Valli Kane.

  • How Evergreen Language Can Sink Landlord Credit Support

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    A recent pattern in court decisions interpreting letters of credit underscores the importance of using precise language when seeking evergreen protection, so landlords should seek explicit successive-renewal terms, verify issuer forms and calendar deadlines in order to preserve credit support, say attorneys at O'Melveny.

  • Bank Regulators' New Risk Guidance Offers More Flexibility

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    Newly proposed interagency guidance on banks’ third-party risk management would shift rigid compliance frameworks to a principles-based, risk-proportionate approach, potentially creating new opportunities for bank-fintech partnerships and giving smaller institutions a clearer path to innovation, say attorneys at Davis Wright.

  • Mo. Official's Indictment Tests Limits Of Federal Bribery Laws

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    The recent bribery charges filed against a Missouri county executive raise questions about whether field-clearing conversations and job offers between rival candidates can rise to the level of illegal quid pro quos, potentially muddying the line between politics as usual and the federal bribery statutes, say attorneys at ArentFox Schiff.

  • Calif. Decision Shows Limits Of Self-Serving Testimony

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    A California appellate court's recent opinion in a dispute between two home renovation partners is a reminder that where there are admissions or undisputed documentary evidence, litigants need more than self-serving testimony to overcome summary judgment, says Tyler Palmer at Tucker Ellis.

  • Conn. Insurers Should Prepare To Explain Premium Hikes

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    As of Jan. 1, Connecticut insurers must provide a reasonable explanation for personal risk insurance premium increases upon policyholder request, and thus should familiarize themselves with a recent bulletin that prescribes the details, say attorneys at Troutman.

  • Where The 3 Prediction Market Appellate Rulings Diverge

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    Although the recent Third, Sixth and Ninth Circuit opinions concerning prediction markets overlap on some issues, they differ on key statutory questions, deepening a circuit split over both the classification of sports event contracts and the scope of federal preemption, says Levi Giovanetto at Sheppard.

  • Health Plan Takeaways After 2nd Circ. No Surprises Act Ruling

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    While the Second Circuit's recent ruling in East Coast Advanced Plastic Surgery v. Cigna gives health plans breathing room in finding that healthcare providers cannot enforce out-of-network billing dispute resolution awards in court, sponsors should not assume that declining to pay awards will go unaddressed by regulators, say attorneys at Thompson Hine.

  • Series

    Calif. Banking Brief: All The Notable Legal Updates In Q3

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    California's financial regulators spent the third quarter of 2026 focusing on consumer protection enforcement at home while resisting federal efforts to displace state oversight — reinforcing the state's intention to shape the compliance landscape for institutions operating within its borders despite federal deregulatory trends, say attorneys at Ropes & Gray.

  • DOJ's Unusual Warning Puts Protests In FARA Crosshairs

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    The U.S. Department of Justice’s recent atypical press release about Foreign Agents Registration Act liability may signal greater scrutiny of public demonstrations and foreign-directed advocacy — but it does not change the statutory requirements for companies and individuals, say attorneys at Pillsbury.

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