Compliance

  • August 28, 2026

    SEC Plans To Grant CFTC Oversight Of EU Debt Futures

    The U.S. Securities and Exchange Commission is proposing a regulation that could make it easier for U.S.-based traders to bet on the future of European Union debt obligations by promising to place the oversight of such trades under the exclusive jurisdiction of the U.S. Commodity Futures Trading Commission.

  • August 28, 2026

    SEC Says 38 Colorado Advisers Filed Sham Fund Disclosures

    The U.S. Securities and Exchange Commission filed 38 complaints in Colorado federal court Thursday against fraudulent investment advisers who the government claims filed "substantially similar" forms with false information to be labeled as exempt reporting advisers to dupe investors.

  • August 28, 2026

    9th Circ. Rules Against Kalshi In Sports Wager Circuit Split

    The Ninth Circuit on Friday backed a Nevada federal court decision that cleared the way for the state's gambling regulators to pursue Kalshi's sports offerings, creating a circuit split in the sprawling litigation over prediction market regulation.

  • August 28, 2026

    Feds Gain Ground In Energy Permit Turf War With States

    A federal judge's endorsement earlier this month of the Trump administration's restart of a pipeline over California's objections will likely embolden the federal government to override state opposition to energy project development, but the ruling won't be the last word on the legality of such moves.

  • August 28, 2026

    Mass. Coke Bottler Misclassified Worker To Save OT, Suit Says

    A regional Coca-Cola bottler misclassified a worker as an exempt employee to avoid paying overtime, a new lawsuit in Massachusetts state court alleges.

  • August 28, 2026

    Cannabis Founder Says Sheriff Pressed For Pre-IPO Shares

    A cannabis company co-founder testified during a Massachusetts sheriff's corruption trial Friday that he thought it was wrong for the sheriff to be invested in the company but felt pressure to sell him a stake.

  • August 28, 2026

    Dealership Owners Say GM Sabotaged Them After Purchase

    The former owners of a General Motors LLC dealership are suing GM in Arizona federal court for $20 million, alleging that the automaker tricked them into buying a doomed location by saying they could later relocate, only to renege and place other restrictions that made it impossible to meet its quotas.

  • August 28, 2026

    DOJ Says KKR's $250M Deal Will Deter HSR Violations

    The U.S. Department of Justice has issued its formal defense of a $250 million settlement with KKR & Co. and affiliated entities resolving allegations that the private equity firm repeatedly violated the Hart-Scott-Rodino Act's premerger notification and waiting period rules.

  • August 28, 2026

    BofA's $72.5M Deal With Epstein Victims Gets Final Approval

    A New York federal judge gave the final OK Friday to a settlement in which Bank of America will pay $72.5 million to as many as 75 women to settle claims that it facilitated what the court called Jeffrey Epstein's "monstrous" sex trafficking and abuse, and approved an attorney fee award worth 30% of the settlement fund.

  • August 28, 2026

    Consumer Groups Back Ore. In Fight Over Rate Opt-Out Law

    Consumer advocacy groups have rallied to Oregon's defense in litigation over its new law aimed at capping interest rates on loans from out-of-state banks, arguing the state's financial industry challengers don't have history or federal law on their side.

  • August 28, 2026

    Calif. Pot Retailer Owes $540K In Taxes, Lost Permit, City Says

    A cannabis business is unlicensed, owes more than half a million dollars in taxes and is a public nuisance, a California city said, seeking to recover taxes and costs.

  • August 28, 2026

    Medical Marijuana Industry Grapples With DEA's New Role

    After years of allowing the state-sanctioned medical marijuana industry to operate without interference, the U.S. Drug Enforcement Administration is stepping in to regulate a drug it once treated exclusively as contraband, but attorneys and regulators say the cannabis industry's interactions with the agency are off to a rocky start.

  • August 28, 2026

    Fla. Says PBMs Fixed Prices For Prescription Drugs

    Florida's attorney general on Thursday sued two competing pharmacy benefit managers for allegedly colluding to fix prescription drug reimbursement rates to pharmacies, which the state said threatens Floridians' access to affordable medications.

  • August 28, 2026

    NJ Law Requires Data Centers To Report Utility Usage

    New Jersey Gov. Mikie Sherrill signed a bill into law Thursday that requires data centers in the state to provide the New Jersey Board of Public Utilities with semiannual water and energy usage reports.

  • August 28, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    KKR will pay a $250 million civil penalty to end allegations that it hid key documentation and entire transactions for merger notification. In the meantime, Apple told an Illinois federal judge that a recent Seventh Circuit decision affirming Samsung's win in a biometric privacy suit means the tech giant should prevail over similar claims. These are among the stories in corporate legal news you may have missed in the past week.

  • August 28, 2026

    Real Estate Recap: Back To School

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including the latest higher-education projects driving legal work, as well as an interview with Debevoise & Plimpton LLP's new real estate practice group leader. 

  • August 28, 2026

    Ex-Tribal Telecom CEO Gets 2 Years For Embezzlement

    A former telecommunications company executive who stole more than $500,000 from an Indian tribal organization to fuel what her attorneys described as "gambling and substance abuse" has been sentenced to two years in federal prison, after asking a federal judge for a sentence of time served.

  • August 27, 2026

    Anthropic Judge Rejects Trump's Nat'l Security 'Blank Check'

    The U.S. Department of Defense's designation of Anthropic PBC as a supply chain risk to national security was not based on a credible threat, but rather was retaliation for the company's public criticism of the Trump administration's position in contract negotiations, a California federal judge ruled Thursday.

  • August 27, 2026

    Mass. Judge Halts USPS Mail Ballot Rule Before Midterms

    A Massachusetts federal judge late Thursday temporarily blocked the U.S. Postal Service from implementing a new rule allowing it to deny delivery of mail-in ballots from voters whose names are not on citizenship lists the Trump administration is compiling ahead of November's midterms.

  • August 27, 2026

    XAI Trained Grok On Child Sex Abuse Images, Survivor Says

    Not only does Elon Musk's xAI knowingly allow Grok to create nonconsensual sexual images, including child sexual abuse material, it actually recycles those outputs to train the artificial intelligence chatbot and generate more abusive images, according to a new proposed class action filed in California federal court.

  • August 27, 2026

    OCC, FDIC Raise Bar For Examiners To Criticize Banks

    Federal banking regulators moved Thursday to rein in their use of supervisory warnings and enforcement actions, rolling out new standards that they said will focus examiner attention on material financial risks rather than process and documentation concerns.

  • August 27, 2026

    Albertsons Loses Bid For Midtrial Win In Wash. Opioid Case

    Albertsons can't escape the state of Washington's lawsuit accusing the pharmacy chain and its Safeway subsidiary of contributing to the state's opioid crisis, a state judge ruled Thursday in denying the company's bid to dismiss the case midtrial.

  • August 27, 2026

    Binance.US Beats Sherman Claims, Rest Sent To Arbitration

    Cryptocurrency exchange Binance.US and a digital asset market data website have beaten for good antitrust claims in a proposed class action accusing them of working together to suppress a cryptocurrency's value by misstating its ranking, but Binance must face other claims in arbitration.

  • August 27, 2026

    CVS Must Face Investor Claims Over AI Use Omissions

    A New York federal judge trimmed a proposed investor class action Thursday that alleges CVS Health Corp. concealed that its profitability was largely driven by its use of artificial intelligence, allowing the case to proceed on "actionable half-truths" that the company misrepresented the effects of its AI use.

  • August 27, 2026

    Compliance Firm Escapes Most Of Advisory Customer's Suit

    Compliance firm ACA Group has defeated most claims in a suit brought by an investment advisory firm client who accused it of being liable for her investment losses, with an Oregon federal magistrate judge finding the suit failed to state fraud and negligence claims against ACA over its outsourced work for the adviser.

Expert Analysis

  • 6 Key Takeaways From CFIUS Annual Report

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    Attorneys at Simpson Thacher review highlights from the annual report of the Committee on Foreign Investment in the U.S., released to Congress this month, including the launch of the American First Investment Policy and the Known Investor Pilot Program, and the agency's continued focus on enforcement despite its resource constraints.

  • How Drug Trial Prediction Markets Pose Insider Trading Risks

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    Multiple prediction market platforms have recently announced plans to offer event contracts related to clinical trial outcomes and regulatory decisions, creating new insider trading risks by expanding the group of people possessing related material nonpublic information far beyond traditional corporate insiders, say attorneys at King & Spalding.

  • Series

    Law School's Missed Lessons: Surviving A Long Trial

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    Most of law school trial advocacy is geared toward the sprint of trying a short case, but beyond managing a cross-examination or closing argument, effectively handling the marathon of a lengthy trial requires the ability to maintain composure, organization and credibility with the jury, says Mihir Elchuri at Hirschler.

  • AI Chatbot's Medical Claims Highlight Enforcement Risks

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    The Pennsylvania State Board of Medicine's recent lawsuit against Character Technologies, arguing that an artificial intelligence chatbot engaged in the unlicensed practice of medicine, may provide other state licensing boards with a road map for going after AI platforms, and counsel should advise clients to calibrate compliance accordingly, say attorneys at Cooley.

  • Upping Fed, FDIC's Insider Loan Cap May Ease Bank Burdens

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    Coordinated Federal Deposit Insurance Corp. and Federal Reserve proposals to raise the 1970s-era cap for bank executives borrowing from their institutions represent a long-needed regulatory recalibration that would lighten compliance obligations caused by the outdated ceiling without diminishing the original protections against conflicts of interest, say attorneys at Ballard Spahr.

  • What Calif.'s New Focus On Microplastics Means For Cos.

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    The recent move by California's Department of Toxic Substances Control to designate microplastics as candidate chemicals under its Safer Consumer Product regulations does not create a new product restriction — but it expands the agency's future reach by putting microplastics on the department’s regulatory runway, says Gregory Berlin at Alston & Bird.

  • How 2 SEC Financial Report Initiatives May Clash In Practice

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    The Securities and Exchange Commission’s near-simultaneous launch of a new unit to investigate fraud by accounting and audit professionals and its proposal to let public companies file less frequent financial reports sets up possible conflicts for issuers and their financial reporters that demand immediate strategic attention, say attorneys at Bracewell.

  • 7th Circ. Ruling May Reduce Litigation Risk For Text Marketers

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    The recent Seventh Circuit holding in Steidinger v. Blackstone Medical Services that unwanted marketing text messages are not telephone calls under the Telephone Consumer Protection Act may strengthen companies' responses to presuit demand letters and early-stage litigation claims premised on do-not-call text theories, say attorneys at Holland & Knight.

  • Recent OCC Charter Approvals Signal Fintech Momentum

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    The Office of the Comptroller of the Currency's recent charter approval for Circle, along with faster Federal Deposit Insurance Corp. review procedures, signals a more workable path to national bank and trust charters, meaning fintech firms should prepare regulator-ready applications and plan for intensified competition, say attorneys at Davis Wright.

  • Midyear Trends, Takeaways As Securities Class Actions Surge

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    High numbers of securities class actions through June suggest filings will stay elevated, with factors like changing enforcement attitudes, media scrutiny and the proliferation of potential defendants serving as both cause and effect in increased litigation involving AI-related disclosures, health and tech companies, and foreign issuers, say attorneys at Alston & Bird.

  • How Copa América Reshaped Crowd Security Risk Planning

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    Two years after crowds overwhelmed security at the Copa América Final in Florida, the host stadium's updated practices demonstrate a reassessment of the standard of reasonable care for large events, illustrating broader principles that attorneys, venue operators, municipalities, insurers and security professionals should consider, says Joshua Padron at Padron & Lopez-Trigo.

  • Mapping A Compliance Framework For AI Chatbot Operators

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    The Federal Trade Commission's recent artificial intelligence guidance, together with emerging state AI chatbot laws, wiretapping statutes and telecommunications requirements, carry significant implications for consumer-facing chatbot and customer service tool operators that require a layered disclosure framework addressing multiple regulatory touchpoints, say attorneys at Winston Taylor.

  • Fashion Greenwashing Risk Goes From Reputational To Legal

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    Fashion brands now face greenwashing risks that extend beyond reputational damage, with California's extended producer responsibility law taking effect soon, and regulatory enforcement and class actions increasing around terms like "sustainable" and "carbon-neutral" — so companies must ensure their marketing is backed up by evidence, says Benjamin Thompson at Thompson LLP.

  • Bank Charter Denial Offers Road Map For Stablecoin Issuers

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    The Office of the Comptroller of the Currency's recent denial of Wise's bank charter application signals that stablecoin issuers should expect rigorous scrutiny of anti-money laundering controls, governance, management expertise and affiliate compliance history when applying for federal approval, say attorneys at Katten.

  • 3 Ways The SEC's Retail Fraud Reboot Raises The Bar

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    The U.S. Securities and Exchange Commission's recent revival of the retail fraud working group with an expanded mandate, scope and experienced senior leadership points to a stronger incarnation of the task force with concrete implications for firms managing retail-accessible alternative investments, say attorneys at Fried Frank.

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