Compliance

  • September 01, 2026

    Justices Asked To Again Tackle SEC Disgorgement

    A Florida-based broker-dealer is petitioning the U.S. Supreme Court to hear another case targeting the disgorgement powers of the U.S. Securities and Exchange Commission, saying the court "left open" a question about victim identification after it last ruled on the issue earlier this year.

  • September 01, 2026

    FCC Pulls Montana Radio License Over Unpaid Fees

    The Federal Communications Commission said Tuesday it was revoking a Montana radio station's license for unpaid regulatory fees going back several years.

  • September 01, 2026

    The Top In-House Hires Of August

    Legal department hires during the past month included high-profile appointments at Anthropic, Zillow and ConocoPhillips. Here, Law360 Pulse looks at some of the top in-house announcements from August.

  • September 01, 2026

    3 Cos. May Be Dodging Golf Cart Duties, Customs Says

    U.S. Customs and Border Protection believes three golf cart importers may be evading duties on such vehicles and their subassmeblies from China, ordering interim measures at the investigation continues.

  • September 01, 2026

    11th Circ. Rules Qui Tam Provisions Don't Violate Constitution

    The Eleventh Circuit on Tuesday held that the False Claims Act's qui tam provisions do not violate the appointments clause of the U.S. Constitution, maintaining private citizens' ability to sue entities on behalf of the United States for allegedly defrauding the federal government.

  • September 01, 2026

    Sheriff's Extortion Trial Nears End As Acquittal Motion Fails

    A Massachusetts federal judge refused Tuesday to clear a sheriff of extortion charges, as prosecutors wrapped their case that he demanded a stake in a cannabis company that he was also partnering with for a job training program.

  • September 01, 2026

    FCC Tells Justices To Keep Campaign Ad Pricing 'Status Quo'

    The Federal Communications Commission has joined a call for the U.S. Supreme Court to lift a Fourth Circuit order blocking it from extending discounted television and radio advertising rates to committees that buy spots in coordination with political candidates, urging the justices to maintain the "status quo," despite allegedly inconsistent characterizations of the norm. 

  • September 01, 2026

    Conservative Think Tank Seeks TCPA Waiver To Make AI Calls

    Economic think tank The Club for Growth has asked the Federal Communications Commission for Telephone Consumer Protection Act waivers to use artificial intelligence to make noncommercial calls.

  • September 01, 2026

    Fla. Bar Seeks Protective Order Against Suspended Atty

    The Florida Bar has asked the state's highest court for a protective order to "substantially" limit a suspended lawyer's "unduly burdensome" and "excessive" initial request for production of documents in a protracted disciplinary proceeding.

  • September 01, 2026

    5th Circ. Judge Hints Court Order With AI Errors Can't Stand

    A Fifth Circuit judge wanted to know why a panel should keep intact a court order blocking an anti-DEI Mississippi law that contained artificial intelligence hallucinations, asking whether the judges could confidently find that made-up citations did not ultimately sway the district court's decision.

  • August 31, 2026

    NY's Landmark Climate Change Superfund Law Blocked

    A New York federal judge Monday held that New York's Climate Change Superfund Act is preempted by federal law and cannot be enforced, saying the Clean Air Act does not authorize the Empire State to roll out its own emissions compensation scheme.

  • August 31, 2026

    AGs, WGA Slam Paramount's Bid For $1.9B Merger Suit Bond

    The Writers Guild of America and Democratic attorneys general urged a California federal judge Monday to reject Paramount Skydance Corp.'s bid to make them put up a $1.9 billion bond, saying it was the studio's idea to pause closing its planned $110 billion purchase of Warner Bros. Discovery.

  • August 31, 2026

    Calif. Passes Bills To Limit Tracking Suits, Boost Privacy

    California lawmakers have sent to the governor's desk legislation that would block private litigants from bringing website tracking lawsuits under a key provision of the state's wiretap law, as well as a separate pair of bills to expand protections under the state's data privacy law. 

  • August 31, 2026

    Valve's 15K Antitrust Arbitrations Will Stay On Ice, Judge Says

    Arbitrations between gaming giant Valve Corp. and nearly 15,000 gamers will remain paused as the Ninth Circuit weighs whether the antitrust disputes are eligible for arbitration under the company's updated subscriber terms, according to a bench ruling Monday from a Seattle federal judge.

  • August 31, 2026

    6th Circ. Splits On Tenn. Social Media Age-Verification Law

    A split Sixth Circuit panel said a lower court should have blocked Tennessee's age-verification law for social media platforms while an internet industry group challenged the statute, finding the group had shown it would be harmed by compliance costs and the loss of free speech liberties.

  • August 31, 2026

    Texas Court Sends Oxy Carbon Capture Claims To Arbitration

    A Texas appellate court has revived Occidental Petroleum's attempt to arbitrate a multimillion-dollar dispute stemming from a project to deploy a technology aimed at reducing greenhouse gases in Australia, saying a tribunal in British Columbia must decide for itself whether it has jurisdiction.

  • August 31, 2026

    3rd Circ. Says History Backs NJ Telehealth License Rule

    The Third Circuit on Monday upheld New Jersey's requirement that out‑of‑state physicians obtain a state medical license before consulting with in-state patients via telemedicine, concluding that the rule fits a centuries‑old tradition of regulating medical practice and does not trigger strict First Amendment scrutiny.

  • August 31, 2026

    Kalshi Bans George Santos, Candidates Over Improper Trades

    Prediction market platform Kalshi said Monday that it permanently banned George Santos from the platform and imposed a $71,000 penalty against the convicted former U.S. representative for allegedly manipulating a prediction market on whether he would attend the 2026 State of the Union address.

  • August 31, 2026

    Controversial Tweak To Calif. Antitrust Law Heads To Newsom

    A bill that would expand California's Cartwright Act to allow the state to pursue monopoly and monopsony claims against a solo company, instead of requiring multicompany coordinated conduct, is headed to Gov. Gavin Newsom's desk after state lawmakers passed a narrowed version of the controversial measure Sunday.

  • August 31, 2026

    SEC, FDA Enter Info-Sharing Pact To Bolster Enforcement

    The U.S. Securities and Exchange Commission and U.S. Food and Drug Administration are looking to bolster information-sharing related to FDA-regulated products in a bid to help each other in their respective oversight and compliance efforts, according to a three-year memorandum of understanding the agencies announced Monday.

  • August 31, 2026

    Whistleblower Atty Award Cut To $5.4M After 9th Circ. Remand

    A California federal judge cut fees and expenses to $5.4 million for attorneys representing a whistleblower in her suit against Academy Mortgage Corp., after a Ninth Circuit remand deemed the previously awarded $8.6 million to be too high.

  • August 31, 2026

    Circle Says N. Korea Hack USDC Was Never In Its Possession

    Blockchain company Circle Internet Financial LLC said that the family of a man who was kidnapped and murdered by North Korean agents cannot collect $232 million from the company following the April Fools' Day exploit of crypto project Drift Protocol, arguing it was not in possession of the contents of the wallets at issue.

  • August 31, 2026

    FTC, AGs Say Amazon Pocketed $20B With Fraudulent Auctions

    The Federal Trade Commission and a bipartisan coalition of 22 states sued Amazon Monday, alleging it secretly overcharged advertising customers more than $20 billion by manipulating how it set prices for ads on its e-commerce website.

  • August 31, 2026

    SEC Flags Breaches Of Rule For 'Lost' Customers

    U.S. Securities and Exchange Commission staff have flagged transfer agents and broker-dealers not searching for "lost" customers whose mail is returned, issuing a risk alert about complying with requirements under the "Lost Securityholders and Unresponsive Payees" rule.

  • August 31, 2026

    Oregon Packaging Law Survives Constitutional Challenge

    An Oregon federal judge ruled against a national trade association's challenge of an Oregon law that imposed recycling system costs on producers of packaging materials, rejecting arguments that it was unconstitutional.

Expert Analysis

  • DOJ's FCA Push Creates Risks For Construction Contractors

    Author Photo

    The construction industry may be uniquely vulnerable to a new generation of False Claims Act enforcement driven by the U.S. Department of Justice's increasing usage of the FCA to target a much broader category of conduct than it has in decades past, specifically compliance certifications and regulatory representations, say attorneys at Cozen O'Connor.

  • 3 Private Suits Test Influencer Ads As FTC Stays On Sidelines

    Author Photo

    Three lawsuits filed so far this year illustrate how influencer campaigns are facing growing scrutiny from private plaintiffs, despite the Federal Trade Commission not bringing an influencer marketing enforcement action since revising its endorsement guides to address the topic in 2023, but brands can take concrete steps to reduce the risks, says Gonzalo Mon at Kelley Drye.

  • Fed Report Underscores Focus On Nonbank, CRE Risks

    Author Photo

    The Federal Reserve Board's latest supervision and regulation report highlights that broad systemic stability will not insulate individual institutions from rigorous supervisory challenges regarding concentrated commercial real estate portfolios and nonbank partnerships, says Daniel Meade at Hogan Lovells.

  • Feds' Mixed Cues On Medicaid Fraud Signal States To Step Up

    Author Photo

    While the federal government has recently delivered four distinct and mutually inconsistent messages regarding Medicaid fraud enforcement, states should focus on improving enforcement, regardless of which federal posture proves correct, says Ken Levine at Stone & Magnanini.

  • 3 Upcoming Deadlines That EB-5 Investors Should Consider

    Author Photo

    Potential EB-5 regional center investors should weigh three approaching deadlines, the most immediate of which is Sept. 30, that may affect their filing strategy, required capital commitment and ability to participate even if Congress fails to reauthorize the program, says Michael Ashoori at Ashoori Law.

  • AI, Prediction Markets Lead Securities Developments In 2026

    Author Photo

    Securities class actions tied to artificial intelligence and the battle over prediction market regulation both raise novel questions that courts are only beginning to address and that will continue to resonate throughout the second half of the year, say attorneys at Skadden.

  • Key Compliance Insights From Calif.'s Volvo Diesel Deal

    Author Photo

    While the future of California's vehicle emissions standards under the Clean Air Act is uncertain, the state's recent settlement with Volvo over diesel emissions hinges on the truthfulness of manufacturer representations to state regulators, and offers important lessons for companies on compliance and recordkeeping, says Thierry Montoya at FBT Gibbons.

  • Community Bank Order Signals Fintech Partnership Scrutiny

    Author Photo

    The Office of the Comptroller of the Currency's recent consent order against Community Federal Savings Bank for deficiencies in its Bank Secrecy Act and anti-money laundering compliance programs offers clear and urgent lessons for community banks pursuing revenue growth through fintech partnerships and payments services, say attorneys at Bradley.

  • Where Is The Line On Actionable Comms In Securities Cases?

    Author Photo

    Recent securities cases demonstrate the difficulty in discerning a clear difference between statements made in connection with the purchase or sale of securities and those that aren't, with that line more likely attributable to individualized factual situations than to any doctrinal differences of opinion between various courts, says Samuel Groner at Fried Frank.

  • House-Passed KIDS Act Spurs Child Data Practices Audit

    Author Photo

    Graham Dean, Brian Roper-Nelson and Will Quick at Brooks Pierce discuss the noteworthy sections of the U.S. House of Representatives' recently passed Kids Internet and Digital Safety Act, the potential revisions as the law moves through the U.S. Senate and the significant business changes that the House law would require.

  • Calif. Recycle Label Order Imperils Product Responsibility Law

    Author Photo

    A California federal court's injunction blocking enforcement of the state's truth-in-recycling law gives companies racing to remove chasing arrows and other recyclability labels from their packaging a reprieve — and the court's action may also hobble implementation of the state's extended producer responsibility law, say attorneys at Davis Wright.

  • China's New Outbound Investment Rule Reshapes Deal Risk

    Author Photo

    China's new outbound investment regulation introduces broad national security review and penalties, including personal liability, that will necessitate deeper diligence of cross-border deal participants with Chinese ties, earlier regulatory planning and closer attention to sanctions exposure, say attorneys at Freshfields.

  • A Shift In How Policymakers Are Approaching PBM Regulation

    Author Photo

    Recent federal and state legislative and regulatory activity involving pharmacy benefit managers represent a change in focus from transparency to PBM compensation structures, vertical integration and competitive effects, say attorneys at Barclay Damon.

  • Workplace Menopause Laws Demand New HR Playbooks

    Author Photo

    A recent wave of state and local legislation that makes menopause an expressly protected condition in the workplace creates new compliance obligations amid an already ambiguous federal framework, and demands a workplace culture where employees feel safe asking for support, says Elliot Griffin at Ballard Spahr.

  • How State Actions Are Reshaping Surveillance Pricing Risk

    Author Photo

    Amid heightened state enforcement activity and expanding legislative action to curb surveillance pricing concerns related to transparency, fairness and discrimination, businesses should closely examine how consumer data is used in pricing decisions, say attorneys at Steptoe.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.