Compliance

  • January 09, 2026

    CFPB's Vought Backs Down, Seeks Fresh Fed Funding

    The Consumer Financial Protection Bureau said Friday that its acting Director Russell Vought has moved to replenish its funding from the Federal Reserve, yielding after a weekslong standoff that left the consumer agency facing potential closure with dwindling cash.

  • January 09, 2026

    Justices To Resolve Split On SEC Disgorgement Powers

    The U.S. Supreme Court on Friday agreed to hear a case that could resolve a circuit split over whether the U.S. Securities and Exchange Commission has to prove investor harm in order to secure disgorgement from alleged fraudsters. 

  • January 09, 2026

    Justices Will Weigh FCC's Monetary Penalty Powers

    The U.S. Supreme Court agreed Friday to take a look at the Federal Communications Commission's authority to issue fines by announcing it would review both a Fifth Circuit ruling in AT&T's favor curtailing the agency's ability to issue fines using its own in-house legal process and a case that Verizon lost in the Second Circuit.

  • January 09, 2026

    Judge Blocks Edwards' $945M Heart Valve Deal

    A D.C. federal judge issued an order on Friday preventing Edwards Lifesciences Corp. from moving ahead with its planned $945 million deal for JenaValve Technology Inc., torpedoing the merger challenged by the Federal Trade Commission.

  • January 09, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    In technology, the increasing use of artificial intelligence by legal departments will be a major concern for general counsel seeking to control costs in the New Year. And in labor matters, the National Labor Relations Board has a new general counsel along with a quorum and is ready to start deciding cases again.

  • January 09, 2026

    Ex-Prosecutor OK For Drug Pricing MDL, Special Master Says

    Former Connecticut Assistant Attorney General Joseph Nielsen and his law firm, Lowey Dannenberg PC, should not be disqualified from representing insurers in multidistrict litigation over generic drug price-fixing because he did not have any special knowledge that the states suing drugmakers hadn't already shared with the private plaintiffs, according to a special master's report and recommendation.

  • January 09, 2026

    Cozen O'Connor Lobbying Arm Lands Former Verizon Exec

    Cozen O'Connor's government relations affiliate added Verizon's former head of lobbying for New Jersey as a principal in its Cherry Hill location this week.

  • January 09, 2026

    4th Circ. Asks If NCAA's W.Va. Eligibility Appeal Is Now Moot

    The NCAA and four West Virginia University football players have until Jan. 21 to tell the Fourth Circuit whether the collegiate athletic association's appeal of an injunction making the players eligible this season is moot, now that the season is over.

  • January 09, 2026

    Alaska Natives Challenge IHS Over Women's Health Services

    Two Alaskan corporations are asking a D.C. federal court to compel the U.S. Department of Health and Human Services to enter into a funding agreement that they say the Indian Health Service has rejected, arguing the denial threatens vital services to Alaska Natives and American Indians who have long depended on an Anchorage medical center.

  • January 09, 2026

    EU Clarifies Foreign Subsidies Regulation Guidelines

    The European Commission released an updated version of its foreign subsidies regulations to clarify how it determines competition distortions caused by such subsidies, among other aspects of the guidelines.

  • January 08, 2026

    5th Circ. Wary Of Giving Investors Another Go At Lumen Suit

    A Fifth Circuit panel wanted to know why a group of investors should get another shot at a class action against Lumen Technologies Inc. for allegedly covering up its lead-covered copper cables, asking Thursday if the investors told the lower court how they would amend their pleading.

  • January 08, 2026

    States Fight To Block EPA From Wiping Out $7B Solar Funding

    A coalition of states urged a Washington federal district judge Thursday to preliminarily block the U.S. Environmental Protection Agency from cutting solar power grant programs, arguing that without an injunction the Trump administration could transfer $7 billion back to the Treasury and "we will be entirely out of luck."

  • January 08, 2026

    FCC Updates 'Covered List' To Remove Some Drones

    The Federal Communications Commission announced that it will be pulling from its covered list certain drones and related components that the agency says no longer pose a risk to national security after consultation with the U.S. Department of Defense.

  • January 08, 2026

    NY Mortgage Cos. Face New 'Equitable Access' Lending Rules

    New York has finalized new rules that extend community-lending obligations to mortgage companies in the state, a move that officials said on Jan. 8 will promote regulatory parity and fairness as nonbank lenders outpace traditional banks in the mortgage market.

  • January 08, 2026

    NYAG Presses Instacart On Algorithmic Pricing Compliance

    The New York Attorney General's Office on Thursday sent a letter to Instacart requesting information about the online grocery shopping platform's compliance with a new state law on the use of algorithmic pricing following a report indicating users were being charged different prices for the same products.

  • January 08, 2026

    FCC Waives Call Consent Revocation Rule Until Early 2027

    The Federal Communications Commission has heeded the call of companies asking it to push a deadline for complying with a rule that makes it easier for people to opt out of robotexts, saying Thursday that businesses will have until 2027 to comply.

  • January 08, 2026

    Ex-Budget Official's Atty Stays On Case At Judge's Urging

    Despite an order allowing him to withdraw over a $65,000 fee dispute, a lawyer for former Connecticut budget official Konstantinos Diamantis late on Thursday agreed to remain on a case after a federal judge urged him to consider seeking payments under the Criminal Justice Act.

  • January 08, 2026

    Rep. Floats Bill To Require Tesla Manual Door Releases

    Tesla Inc. vehicles will be required to have both inside and outside manual door handles if a recently proposed U.S. House bill is made law, with the bill's sponsor calling it a "basic safety standard" that would save lives.

  • January 08, 2026

    FCC's 6 GHz Plan Relies On Geofenced 'Exclusion Zones'

    More details emerged Thursday about how the Federal Communications Commission plans to shield existing users from interference as it raises some device power levels in the 6 gigahertz spectrum band.

  • January 08, 2026

    FTC Battles Edwards On Eve Of Heart Valve Merger Deadline

    The Federal Trade Commission asked a D.C. federal judge for a last-minute extension on an order blocking Edwards Lifesciences' $945 million acquisition of JenaValve Technology Inc., fearing difficulty with unscrambling the egg if the block expires Friday, the judge rejects its merger challenge and the deal closes before the agency can appeal.

  • January 08, 2026

    Cannabis-Linked Co. CEO To Pay SEC Fine Over Fraud Claims

    The CEO of a shipping container company for the cannabis industry agreed on Thursday to a five-year officer and director bar and to pay a $100,000 civil penalty to the U.S. Securities and Exchange Commission to resolve the regulator's claims that he concealed his control over the company and related entities, and also deceived investors about the business's revenue source.

  • January 08, 2026

    11th Circ. Told Gov't Knew Of Facility's Impact To Everglades

    Nonprofit groups told the Eleventh Circuit that the Trump administration withheld information on the environmental impact of an immigrant detention center located in the Everglades, saying the federal government worked closely with Florida officials before constructing the facility. 

  • January 08, 2026

    Ex-FDIC Chair, Cravath Partner Joins Fintech Firm Plaid

    Jelena McWilliams, the former chairman of the Federal Deposit Insurance Corp., will leave Cravath Swaine & Moore LLP to serve as Plaid's president of corporate and external affairs, the fintech infrastructure firm announced Thursday.

  • January 08, 2026

    SEC Floats Plan To Set Small Fund Definition At $10B

    Mutual funds holding $10 billion in assets could soon be categorized as small businesses for the purpose of cutting down on regulatory costs, according to a new proposed rule put forth by the U.S. Securities and Exchange Commission.

  • January 08, 2026

    AT&T Asks To Keep Extension After LA-Area Copper Theft

    AT&T needs more time before it can be required to provide telecommunications services in Los Angeles again, the telecom behemoth has told the Federal Communications Commission, because it's still struggling to combat a recent rash of copper thefts.

Expert Analysis

  • What Shutdown's End Means For Worker Safety Enforcement

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    The Occupational Safety and Health Administration and Mine Safety and Health Administration may emerge from the government shutdown struggling to juggle complaint backlogs, litigation delays and newly enacted policies with a reduced and demoralized workforce, so employers should stay alert, say attorneys at Conn Maciel.

  • SEC's Dual Share Class Approval Signals New Era For ETFs

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    The U.S. Securities and Exchange Commission's recent approval of the dual share class structure marks a landmark moment for the U.S. fund industry, opening the door for asset managers to benefit from combining mutual fund and exchange-traded fund share classes under a single portfolio, say Ilan Guedj at Bates White and Brian Henderson at George Washington University.

  • Calif. Species Protections Will Increase Compliance Burdens

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    California's recently enacted A.B. 1319 automatically protects species when the federal government rolls back its own protections — which could mean an onslaught of state-level compliance mandates for the regulated community that come with no advance notice or public hearings, says attorney David Smith.

  • UK Tribunal's Clearview Decision Expands GDPR Application

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    The Upper Tribunal’s recent decision in Information Commissioner v. Clearview AI is an important ruling on the extraterritorial reach of the European Union and U.K. General Data Protection Regulations, broadening behavioral monitoring to include not only activity by the company, but also its client, says Edward Machin at Ropes & Gray.

  • E-Discovery Quarterly: Recent Rulings On Dynamic Databases

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    Several recent federal court decisions illustrate how parties continue to grapple with the discovery of data in dynamic databases, so counsel involved in these disputes must consider how structured data should be produced consistent with the requirements of the Federal Rules of Civil Procedure, say attorneys at Sidley.

  • Assessing The SEC's Changing Approach To NFT Regulation

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    Early U.S. Securities and Exchange Commission actions on nonfungible tokens pushed for broad regulation, but subsequent court decisions — including a recent California federal court ruling in Adonis Real v. Yuga Labs — and SEC commissioners' statements have narrowed the regulatory focus toward a more fact-specific approach, say attorneys at Wilson Elser.

  • Where Crypto Mixing Enforcement Is Headed From Here

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    Recent developments involving crypto mixers, particularly the Tornado Cash verdict, demonstrate that the Justice Department's shift away from regulation by prosecution does not mean total immunity, rather reflecting an approach that prioritizes both innovation and accountability, says David Tarras at Tarras Defense.

  • Stadium Security Takeaways Amid Gaps In Drone Regulation

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    As the risk of drones to sports stadium security grows, legal practitioners in the industry should focus on the need for rapid deployment of emergency services, crowd control, communications, strong organizational structure, and engagement across local, state and federal authorities, says Jennifer Daskal at Venable.

  • The Legal Issues With AI Agents In Consumer Transactions

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    Enabling artificial intelligence agents to handle not just research and recommendations, but the execution of purchases themselves, fundamentally alters commercial relationships and introduces new practical and legal questions for card issuers, merchants, acquirers and consumers, say attorneys at Davis Wright.

  • Breaking Down Article 12 Of The Uniform Commercial Code

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    Thirty-two states and the District of Columbia have enacted Article 12 of the Uniform Commercial Code, providing the alternative to perfection by control of assets like cryptocurrency and nonfungible tokens, but before accepting these assets as collateral, lenders and creditors should consider how to best maintain priority, say attorneys at Miller Nash.

  • Why Foreign Cos. Should Prep For Increased SEC Oversight

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    With the recent trading suspensions of 10 foreign-based issuers listed on the Nasdaq, an enforcement action against a U.K. security-based swap dealer and the announcement of a cross-border task force, it's clear that the U.S. Securities and Exchange Commission will expand oversight on foreign companies participating in the U.S. capital markets, says Tejal Shah at Cooley.

  • Prison Body Cams Raise Health Privacy Compliance Issues

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    The increasing use of prison staff body cameras to enhance transparency and safety presents correctional healthcare partners with new risk management questions where they must carefully reconcile the benefits of surveillance with the imperative to protect patient privacy, say attorneys at Gordon Rees.

  • Wash. Email Subject Line Ruling Puts Retailers On The Hook

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    The Washington state Supreme Court's ruling in Brown v. Old Navy, finding that a state law prohibits misleading email subject lines, has opened the door to nationwide copycat litigation, introducing potential exposure measured not in thousands, but in millions or even billions of dollars for retailers, say attorneys at Benesch.

  • How Nasdaq, SEC Proposals May Transform Listing Standards

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    Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.

  • New NCAA Betting Policy Fits Trend Of Eased Restrictions

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    Allowing NCAA student-athletes to bet on professional sports fits into a decade-long trend of treating college athletes more like adults in a commercial system, but decreasing player restrictions translates to increased compliance burdens for schools, say attorneys at Robins Kaplan.

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