Compliance

  • November 21, 2025

    Employment Authority: States Amp Up Worker Advocacy Units

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on why some Democratic states are bolstering workers' rights units to defend against wage theft under Trump's presidency, how a forthcoming Eleventh Circuit ruling could clarify disparate impact legal standards and how a recent Third Circuit ruling highlights the drawn-out efficacy of National Labor Relations Board rulings. 

  • November 21, 2025

    Justice Alito Stays Order Blocking Texas Redistricting

    U.S. Supreme Court Justice Samuel Alito temporarily stayed a court order blocking Texas from adopting new congressional maps late Friday, allowing the state to move forward with redistricting plans a lower court found were adopted through unconstitutional racial gerrymandering.

  • November 21, 2025

    Telecom Giants Say Dish Can't Back Out Of Contracts

    Dozens of telecommunication companies have filed a lawsuit in Colorado federal court against Dish Wireless seeking a declaratory judgment that the Colorado-based carrier is not excused from its contracts with the companies to build a nationwide 5G network after Dish's parent company EchoStar announced sales of its spectrum licenses.

  • November 21, 2025

    FINRA Fines Nomura $625K Over Short Selling Rule Breaches

    A broker-dealer unit of Japanese financial services company Nomura Group has agreed to pay $625,000 to end Financial Industry Regulatory Authority claims tied to its compliance with short-selling regulations.

  • November 21, 2025

    Tata Must Pay $168M For Trade Secrets Theft, 5th Circ. Says

    A Fifth Circuit panel found Friday that Tata Consultancy Services Ltd. stole IT company Computer Sciences Corp.'s technology concerning source code and life insurance software documentation, keeping intact a $168 million verdict against Tata.

  • November 21, 2025

    Ex-Temple Player Bet On, Against Team, NCAA Says

    The NCAA has declared former Temple University men's basketball player Hysier Miller permanently ineligible for sports bets involving the team, while two former team assistants were given one-year show cause orders for betting activities, in a trio of infraction decisions released Friday.

  • November 21, 2025

    Honda Must Face Lawsuit Over Alleged Brake Defects

    A California federal judge on Thursday preserved some claims from a proposed class action alleging that the automatic emergency braking system in some Honda Motor Co. models is unsafe, finding that drivers who leased a vehicle didn't have full access to the manual.

  • November 21, 2025

    CFPB Inks $1.75M MoneyLion Deal Over Military Lending

    The Consumer Financial Protection Bureau reached a $1.75 million settlement with MoneyLion Technologies Inc. to end a Biden-era enforcement action in New York federal court that accused the fintech lender of overcharging military service members.

  • November 21, 2025

    FCC Revokes Calif.'s Direct Oversight Of Lifeline Program

    California will no longer be allowed to use its own process to verify eligibility for the Lifeline program after the FCC stripped it of the privilege, which has only been extended to two other states, claiming a recently passed California law will make the state's process unreliable.

  • November 21, 2025

    Real Estate Recap: REIT Reporting, Defining Water

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including reactions from real estate attorneys in two areas primed for deregulation.

  • November 21, 2025

    E-Cig Companies, NYC Agree On $1K Fines For Flavored Vapes

    New York City has settled claims with two e-cigarette wholesalers that have agreed to stop pushing flavored vapes within the five boroughs and to pay $1,000 fines for future violations, while litigation continues against other companies that are accused of flooding the market with illegal products.

  • November 21, 2025

    Google Ad Tech Judge 'Concerned' By DOJ's Breakup Timing

    A Virginia federal judge expressed concern during oral arguments Friday that breaking up Google's advertising placement technology business could take too long to help the market in the face of the company's anticipated appeal of the monopolization ruling won by the U.S. Department of Justice.

  • November 21, 2025

    Florida Sues ISS, Glass Lewis Over ESG Advice

    The state of Florida is suing Institutional Shareholder Services Inc. and Glass Lewis & Co. LLC, alleging that the proxy advisory firms are abusing their dominant place in the market by promoting ideological and environmental causes "at the expense of traditional metrics of financial growth."

  • November 21, 2025

    Kalshi-Type Cos. Flout Laws, Calif. Tribe Org. Tells CFTC Nom

    The California Nations Indian Gaming Association on Friday called on U.S. Commodity Futures Trading Commission head nominee Michael Selig to shut down sports events contracts on prediction platforms like Kalshi, saying platforms are "exploiting a regulatory vacuum" to violate federal, state and tribal laws and the commission's own regulations.

  • November 21, 2025

    Bankers Press Congress To Pass 'Critical' AML Reporting Bill

    The American Bankers Association and 50 state bankers groups are urging congressional leaders to pass proposed legislation to increase dollar thresholds for anti-money-laundering reporting, saying it would be a "critical element" of modernizing illicit finance rules for banks.

  • November 21, 2025

    Fla. Wound Doctor Agrees To Pay $45M For Overbilling Claims

    A Florida doctor and his companies agreed to pay $45 million to settle a suit alleging he submitted fraudulent claims to Medicare for medically unnecessary wound care procedures, the U.S. government said Friday. 

  • November 21, 2025

    FCC Sued For Records Of Threats To ABC Over Kimmel

    A pro-democracy advocacy group is looking to force the Federal Communications Commission to turn over Chair Brendan Carr's calendar entries and messages related to his public threats to ABC and Jimmy Kimmel, arguing that Carr has been using the FCC's regulatory authority to curb free speech over the nation's airwaves.

  • November 21, 2025

    FCC Looks To Alter Local Affiliates' Ties To Major Networks

    The Federal Communications Commission wants the public to weigh in on "barriers" that could stand in the way of local TV broadcasters as it examines their legal and contract ties to national networks.

  • November 21, 2025

    Escrow Agent Accused Of $4.6M 'Insider Payoff' In NC Sale

    Stewart Title Guaranty Co. facilitated the unauthorized sale of a financially struggling luxury apartment complex and then handed a $4.6 million "insider" payout to one of the operating owners, according to a lawsuit by a real estate investment trust that claims it was cut out of the decision process.

  • November 21, 2025

    Debt Negotiator Settles Case Against Conn. Banking Chief

    Following a Connecticut Supreme Court opinion, a law firm and a linked support services company have agreed to settle a lawsuit that questioned whether the state banking commissioner could regulate their debt negotiation services or if the judicial branch enjoyed that exclusive responsibility.

  • November 21, 2025

    Judge Denies Texas' Bid To Stay Order Blocking Redistricting

    A Texas federal judge shot down a bid on Friday to stay a court order blocking Texas from going forward with a plan to redraw its congressional map, saying the state failed to show that it was entitled to a stay while it appeals the injunction.

  • November 21, 2025

    CFPB Examiners To Restart Reviews With 'Humility Pledge'

    The Consumer Financial Protection Bureau has told staff that it plans to resume supervision work and will require them to begin each examination by reading out a "humility pledge" to the banks and other financial firms they are reviewing.

  • November 21, 2025

    Firefighter Owed Pay For Service Leave, Mass. Court Finds

    A Boston suburb owes a now-retired firefighter back pay for more than 70 days he spent serving Air National Guard duty, the state's intermediate-level appeals court said Friday, clarifying a Massachusetts law intended to protect the salaries of public employees who are also service members.

  • November 21, 2025

    PBMs Say Gov't Benefits From Drug Rebates FTC Condemns

    Caremark Rx, Express Scripts and OptumRx have been given permission to seek documents they say will show the government benefits from the same type of prescription drug rebating activity that's being targeted by the Federal Trade Commission's insulin pricing case.

  • November 21, 2025

    Judge Won't Sink Conn. Water Permit Suit Against Pike Fuels

    A Connecticut federal judge on Friday kept alive an environmental group's lawsuit against Pike Fuels over alleged permit violations at a bulk storage and fuel terminal, rejecting the company's arguments that the case should be dismissed because it sold the terminal.

Expert Analysis

  • Prison Body Cams Raise Health Privacy Compliance Issues

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    The increasing use of prison staff body cameras to enhance transparency and safety presents correctional healthcare partners with new risk management questions where they must carefully reconcile the benefits of surveillance with the imperative to protect patient privacy, say attorneys at Gordon Rees.

  • Wash. Email Subject Line Ruling Puts Retailers On The Hook

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    The Washington state Supreme Court's ruling in Brown v. Old Navy, finding that a state law prohibits misleading email subject lines, has opened the door to nationwide copycat litigation, introducing potential exposure measured not in thousands, but in millions or even billions of dollars for retailers, say attorneys at Benesch.

  • How Nasdaq, SEC Proposals May Transform Listing Standards

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    Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.

  • New NCAA Betting Policy Fits Trend Of Eased Restrictions

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    Allowing NCAA student-athletes to bet on professional sports fits into a decade-long trend of treating college athletes more like adults in a commercial system, but decreasing player restrictions translates to increased compliance burdens for schools, say attorneys at Robins Kaplan.

  • Legal Guardrails For AI Tools In The Hiring Process

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    Although artificial intelligence can help close the gaps that bad actors exploit in modern recruiting, its precision also makes it subject to tighter scrutiny, meaning new regulatory regimes should be top of mind for U.S.-centric employers exploring fraud-focused AI-enabled tools, say attorneys at Ogletree.

  • Series

    Building With Lego Makes Me A Better Lawyer

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    Building with Lego has taught me to follow directions and adapt to unexpected challenges, and in pairing discipline with imagination, allows me to stay grounded while finding new ways to make complex deals come together, says Paul Levin at Venable.

  • The Rise Of Trade Secret Specificity As A Jury Question

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    Recent federal appellate court decisions have clarified that determining sufficient particularity under the Defend Trade Secrets Act is a question of fact and will likely become a standard jury question, highlighting the need for appropriate jury instructions that explicitly address the issue, says Amy Candido at Simpson Thacher.

  • How Banks Can Safely Handle Payments For Gambling Biz

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    As the betting market continues to expand, it's crucial for banks and fintechs to track historical developments in wagering and ongoing prediction markets litigation that can factor into a risk analysis for payment processing with respect to gambling operators, says Laura D'Angelo at Jones Walker.

  • SEC Focused On Fraud As Actions Markedly Declined In 2025

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    The U.S. Securities and Exchange Commission's enforcement activity in its fiscal year 2025 was its lowest in 10 years, reflecting not only a significant decline in the commission's workforce, but also Chairman Paul Atkins' stated focus on fraud and individual wrongdoing and a new approach to crypto regulation, say attorneys at Covington.

  • Series

    Law School's Missed Lessons: Networking 101

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    Cultivating a network isn't part of the law school curriculum, but learning the soft skills needed to do so may be the key to establishing a solid professional reputation, nurturing client relationships and building business, says Sharon Crane at Practising Law Institute.

  • Calif. Employer Action Steps For New Immigrant Rights Notice

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    There are specific steps California employers can take ahead of the Feb. 1 deadline to comply with California’s new employee rights notification requirement, minimizing potential liability and protecting workers who may be caught up in an immigration enforcement action at work, says Alexa Greenbaum at Fisher Phillips.

  • Defeating Estoppel-Based Claims In Legal Malpractice Actions

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    State supreme court cases from recent years have addressed whether positions taken by attorneys in an underlying lawsuit can be used against them in a subsequent legal malpractice action, providing a foundation to defeat ex-clients’ estoppel claims, says Christopher Blazejewski at Sherin and Lodgen.

  • How Cos. Can Prep For Tightened Calif. Data Breach Notices

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    Amid California's recent enactment of S.B. 446, which significantly amends the state's data breach notification laws, companies should review and update their incident response plans by establishing processes to document and support any delayed notification, and ensure the notifications' accuracy, say Mark Krotoski and Alexandria Marx at Pillsbury.

  • A Look At State AGs' Focus On Earned Wage Products

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    Earned wage products have emerged as a rapidly growing segment of the consumer finance market, but recent state enforcement actions against MoneyLion, DailyPay and EarnIn will likely have an effect on whether such products can continue operating under current business models, say attorneys at Quinn Emanuel.

  • Digital Asset Treasury Trend Signals Wider Crypto Embrace

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    While digital asset treasuries are not new for U.S. public companies, the recent velocity of capital deployment in such investments has been notable, signaling a transformation in corporate treasury management that blurs the lines between traditional finance and the broader crypto ecosystem, say attorneys at DLA Piper.

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