Compliance

  • October 29, 2025

    Ex-Staffer For SEC Filings Co. Cops To Insider Trading

    A former employee of a vendor that assists public companies with Securities and Exchange Commission filings on Wednesday admitted to using his position to obtain confidential deal information that fueled an insider trading scheme, netting him and a colleague more than $2.2 million in illegal profits.

  • October 29, 2025

    NY's Allstate Data Breach Case Sent Back To State Court

    A New York federal judge has sent a data breach lawsuit against an Allstate Insurance Co. unit back to state court, ruling that he lacks subject matter jurisdiction in the suit because the causes of action in the litigation are not created by federal law.

  • October 29, 2025

    Link Motion Chair Can't Get Investor's Final Claim Clipped

    A New York federal judge agreed Wednesday to cut certain fraud claims by a Link Motion investor against the chair of the China-based software company, while allowing others to proceed over the chair's objections.

  • October 29, 2025

    Opendoor Investors Ask For Final OK Of Reforms Settlement

    Investors of Opendoor Technologies Inc. have asked an Arizona federal judge to give the final OK to a settlement that includes corporate governance reforms and $1.9 million in attorney fees, to end a derivative suit that claimed they were misled about the efficacy of Opendoor's artificial intelligence pricing algorithm used to buy and sell homes.

  • October 29, 2025

    'NJWeedman' Asks To Add State To Suit Over City Hall Protest

    A Garden State cannabis advocate known as "NJWeedman" is asking a federal court to allow him to add the state of New Jersey and its Cannabis Regulatory Commission as defendants in his existing First Amendment lawsuits against the city of Trenton, which he says retaliated against him after he projected a "Batman-like" protest message on City Hall.

  • October 29, 2025

    CFPB's Biden-Era Open Banking Rule Put On Hold

    A Kentucky federal judge on Wednesday barred the Consumer Financial Protection Bureau from enforcing its open banking rule until the regulator completes its reconsideration of the controversial data-sharing mandate.

  • October 29, 2025

    DOJ Says State AGs Can't 'Second-Guess' HPE Merger Deal

    The U.S. Department of Justice and Hewlett Packard Enterprise separately urged a California federal judge Tuesday not to let a dozen state attorneys general peek behind the controversial settlement clearing HPE's $14 billion purchase of Juniper Networks, arguing public comment, not direct intervention, is their appropriate role.

  • October 29, 2025

    FINRA Incorporates AI Into Surveillance, Risk Reviews

    The Financial Industry Regulatory Authority has made extensive use of artificial intelligence internally, including for market surveillance and conducting firm risk reviews, the regulator's top executive said Wednesday.

  • October 29, 2025

    TransUnion Sued By Trafficking Victim Over Credit Reports

    An anonymous Georgia resident filed a lawsuit against TransUnion LLC on Wednesday, alleging the credit reporting agency violated the Fair Credit Reporting Act by failing to block and remove negative credit information tied to human trafficking.

  • October 29, 2025

    NYC Sued Over 'Voyeuristic' Police Surveillance System

    A Brooklyn couple has filed a federal lawsuit alleging New York City uses a "voyeuristic" police surveillance system on all visitors and residents, which includes two police cameras that are aimed at the couple's bedroom and living room windows.

  • October 29, 2025

    Del. Justices Mull Call To Revive Amazon-Blue Origin Suit

    An Amazon.com stockholder attorney told Delaware's justices on Wednesday that the company's board "failed to do a thing" as founder Jeff Bezos convinced directors to pump billions into the Blue Origin space launch business with purportedly scant oversight, looking to salvage a Court of Chancery derivative suit dismissed in January.

  • October 29, 2025

    2nd Circ. Says Visa Denials Are Shielded From Court Review

    The Second Circuit on Wednesday refused to revive claims from two U.S. citizens over the State Department's denial of visas for their relatives in China, holding that a New York federal judge correctly held that the visa denials are insulated from judicial review.

  • October 29, 2025

    Wells Fargo Says Ex-Executive's Whistleblower Suit Fails

    Wells Fargo on Wednesday asked an Illinois federal judge to dismiss a suit from a former high-ranking testing and validation executive who said she was ultimately terminated for flagging reporting inaccuracies, arguing the plaintiff did not correctly report the alleged activity and failed to state a claim.

  • October 29, 2025

    NCAA Delays Start Date For College Athlete Betting

    The change in NCAA rules allowing college athletes to bet on pro sports will now take effect Nov. 22 instead of Nov. 1, after the organization voted to delay the move it approved three weeks earlier.

  • October 29, 2025

    Convicted Ex-Conn. Official Flags Juror's Comment To Media

    A former Connecticut schools construction official asked a federal judge to hold a hearing to determine if jurors were candid about their exposure to press coverage of his corruption case, saying Wednesday that the forewoman's post-conviction comment to the media "raises serious questions."

  • October 29, 2025

    Black Exec Says IBM Fired Her Following Gov't DEI Pressure

    IBM fired a Black executive out of racial bias in part of a broader scheme to expel Black employees from its workforce to appease President Donald Trump's distaste for diversity, equity and inclusion efforts among private contractors, the former executive told a Maryland federal court Wednesday.

  • October 29, 2025

    NC Justices Block Du Pont PFAS Suit On Eve Of Hearing

    The Republican majority of North Carolina's highest court on Wednesday issued a stay pausing the state's suit against E.I. Du Pont de Nemours and Co., The Chemours Co. and others over alleged forever chemical contamination the day before the Business Court was set to hold a hearing on summary judgment in the case.

  • October 29, 2025

    Tax Atty Group Backs Fund Manager's $1.9M Refund Bid

    A tax attorneys professional association told the Eleventh Circuit that a Florida district court improperly blocked a fund manager and his wife's appeal to receive a $1.9 million tax refund under a rule that bars taxpayers from making new claims in federal court. 

  • October 29, 2025

    FCC Looks To Reverse Dems' Telecom Cybersecurity Ruling

    The Federal Communications Commission plans to vote next month on whether to reverse a ruling made late in the Biden administration that added a host of new cybersecurity requirements on telecoms in the wake of the Salt Typhoon cyberattack.

  • October 29, 2025

    Google, Epic Can't Delay Play Store Injunction Any Longer

    A California federal judge has refused to push back Wednesday's deadline for Google to begin complying with a three-year injunction requiring it to open up its Play Store to competition, denying the Google and Epic Games' joint rescheduling request following the U.S. Supreme Court's recent denial of Google's bid to stay the injunction.

  • October 29, 2025

    Cruz Claims Calif. Lifeline Undermines Fed. Immigration Law

    Sen. Ted Cruz is upset about a California law that would extend the Lifeline subsidy benefits to all low-income households, including those "not lawfully present in the United States," and has written to both the attorney general and the head of the FCC about his concerns.

  • October 29, 2025

    3 Pharmaceutical Firms Will Pay $4M To Tribes In Opioid MDL

    Indivior, Sun Pharmaceuticals and Zydus Pharmaceuticals have inked deals to compensate tribes for their role in the opioid crisis, according to stipulated dismissals entered on Wednesday in Ohio federal court.

  • October 29, 2025

    Fla. Couple Sues GM, Alleging Defective Ultium EV Chargers

    A Florida couple filed a proposed class action on Tuesday accusing General Motors of selling defective electric-vehicle home chargers that often trip breakers, fail to charge the cars, overheat and set off car alarms.

  • October 29, 2025

    FCC To Vote On Opening More C-Band For Wireless Use

    The Federal Communications Commission will soon vote on advancing a plan to auction up to 180 megahertz of prime midband spectrum for advanced wireless use, after Congress cleared a path this year to revamp the upper C-band.

  • October 29, 2025

    Copper Lines Must Stay Due To Wireless Radiation, FCC Told

    A group of people who claim they were injured by electromagnetic radiation are warning the Federal Communications Commission not to move forward with a plan to retire copper lines in phone networks, saying to do so would "endanger the lives of Americans".

Expert Analysis

  • Protecting Sensitive Court Filings After Recent Cyber Breach

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    In the wake of a recent cyberattack on federal courts' Case Management/Electronic Case Files system, civil litigants should consider seeking enhanced protections for sensitive materials filed under seal to mitigate the risk of unauthorized exposure, say attorneys at Redgrave.

  • DOJ Chemical Seizure Shows Broad Civil Forfeiture Authority

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    The U.S. Department of Justice’s recent seizure of meth precursor chemicals en route from China to Mexico illustrates the U.S. government's powerful jurisdictional reach to seek forfeiture of cartel-related assets, and company compliance programs must take note, say attorneys at White & Case.

  • DOJ Settlement Offers Guide To Avoiding Key Antitrust Risks

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    The U.S. Justice Department's settlement with Greystar Management shows why parties looking to acquire companies that use pricing recommendation software should carefully examine whether the software algorithm and how it is used in the market create antitrust dangers, say attorneys at Fried Frank.

  • Unleashing LNG And Oil Exports With The Deepwater Port Act

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    The U.S. Department of Transportation and its Maritime Administration are now poised to use the streamlined licensing process of an existing statutory framework — the Deepwater Port Act — to approve proposed offshore terminals for exporting oil and liquefied natural gas, thus advancing the Trump administration's energy agenda, says Joanne Rotondi at Hogan Lovells.

  • Minimizing AI Bias Risks Amid New Calif. Workplace Rules

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    In light of California implementing new regulations to protect job applicants and employees from discrimination linked to artificial intelligence tools, employers should take proactive steps to ensure compliance, both to minimize the risk of discrimination and to avoid liability, says Alexa Foley at Gordon Rees.

  • Series

    NC Banking Brief: All The Notable Legal Updates In Q3

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    There were several impactful changes to the financial services landscape in North Carolina in the third quarter of the year, including statutory updates, enforcement developments from Office of the Commissioner of Banks, and notable mergers, acquisitions and branch expansions, say attorneys at Moore & Van Allen.

  • Wash. Ruling Raises Pay Transparency Litigation Risk

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    Washington Supreme Court’s recent decision in Branson v. Washington Fine Wine and Spirits, affirming applicants standing to sue regardless of their intent in applying, broadens state employers' already broad exposure — even when compared to other states with pay transparency laws, say attorneys at Hunton.

  • Despite Fraud Focus, SEC Still Targeting Technical Violations

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    The U.S. Securities and Exchange Commission under Chairman Paul Atkins has emphasized its back-to-basics strategy, focusing on identifying and combating fraud and manipulation, but at the same time, it has continued to pursue nonfraud-based actions targeting technical rule violations, a trend that will likely continue, say attorneys at Morgan Lewis.

  • New Calif. Chatbot Bill May Make AI Assistants Into Liabilities

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    While a pending California bill aims to regulate emotionally engaging chatbots that target children, its definition of "companion chatbot" may cover more ground — potentially capturing virtual assistants used for customer service or tech support, and creating serious legal exposure for businesses, say attorneys at Crowell & Moring.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q3

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    Of note in the third quarter of the year, New York state regulators moved forward on their agendas to limit abuse of electronic banking, including via a settlement with stablecoin issuer Paxos and a lawsuit against Zelle alleging insufficient security measures, says Chris Bonner at Barclay Damon.

  • Gauging SEC Short-Sale Rules' Future After 5th Circ. Remand

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    Though the Fifth Circuit recently remanded to the U.S. Securities and Exchange Commission two Biden-era rules requiring disclosure of securities lending and short-sale activity in order to consider the rules' cumulative economic impact, it's possible they will get reproposed, meaning compliance timelines could change, says Scott Budlong at Barnes & Thornburg.

  • Series

    Judging Figure Skating Makes Me A Better Lawyer

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    Judging figure skating competitions helps me hone the focus, decisiveness and ability to process complex real-time information I need in court, but more importantly, it makes me reengage with a community and my identity outside of law, which, paradoxically, always brings me back to work feeling restored, says Megan Raymond at Groombridge Wu.

  • Series

    Calif. Banking Brief: All The Notable Legal Updates In Q3

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    The third quarter of 2025 brought legislative changes to state money transmission certification requirements and securities law obligations, as well as high-profile accounting and anti-money laundering compliance enforcement actions by the Department of Financial Protection and Innovation, say attorneys at Ropes & Gray.

  • What Ethics Rules Say On Atty Discipline For Online Speech

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    Though law firms are free to discipline employees for their online commentary about Charlie Kirk or other social media activity, saying crude or insensitive things on the internet generally doesn’t subject attorneys to professional discipline under the Model Rules of Professional Conduct, says Stacie H. Rosenzweig at Halling & Cayo.

  • Balancing The Risks And Rewards Of Private Equity In 401(k)s

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    The recent executive order directing government agencies to consider encouraging private equity and other alternative investments in 401(k) plans does not change the fundamental fiduciary calculus or reduce risk, as success with private investments will depend on careful analysis of both participant demand and fiduciary obligations, say attorneys at Jenner & Block.

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