Compliance

  • January 09, 2026

    Pa. Justices Urged To Apply Jarkesy To State Proceedings

    A Pennsylvania financial professional has asked the state's Supreme Court to consider, in a matter of first impression, whether the state Constitution guarantees a right to a jury trial in securities fraud enforcement actions brought by the state regulator, arguing that the U.S. Supreme Court's Jarkesy ruling should be incorporated against states.

  • January 09, 2026

    FINRA Fines Wells Fargo Unit $1.25M For Close-Out Failures

    Wells Fargo has agreed to pay $1.25 million to resolve the Financial Industry Regulatory Authority's claims that during a seven-year period, the bank's clearing and custody services unit left certain transactions in municipal securities unresolved for longer than it was supposed to.

  • January 09, 2026

    Fed. Circ. Won't Rehear Nev. Tribe's $208M Water Rights Suit

    The Federal Circuit has declined a Nevada tribe's petition for an en banc or panel rehearing on a decision to dismiss $208 million breach of trust allegations against the Bureau of Indian Affairs over water rights.

  • January 09, 2026

    SpaceX Can Build Up Its Next-Gen Constellation, FCC Says

    The Federal Communications Commission gave its stamp of approval Friday for SpaceX to ramp up its second-generation Starlink satellite system.

  • January 09, 2026

    Nielsen's 'Coercive' National-Local Data Tying Blocked

    A New York federal judge preliminarily blocked Nielsen from conditioning full access to its nationwide radio data on also buying local data because that policy is more than just discounted bundling, according to a ruling unsealed Thursday.

  • January 09, 2026

    USTelecom Wants 'More Green Lights' For Broadband In '26

    A key telecom industry group says that if 2025 was marked by continual delays in broadband deployment, 2026 needs to be the year when construction crews actually break ground on federally backed projects.

  • January 09, 2026

    Texas Justices Say Judges Can Refuse Same-Sex Marriages

    The Texas Supreme Court on Friday told the Fifth Circuit that judges can refuse to perform same-sex marriages on moral or religious grounds, opening the door for the federal appeals court to find that state judges can refuse to perform the unions.

  • January 09, 2026

    Ky. AG Sues Character.AI Over Harm To Minors, Suicides

    The state of Kentucky is suing the company behind Character.AI, alleging it has failed to implement safeguards to protect children that use the platform to chat with bots from psychological manipulation, self-harm and suicide.

  • January 09, 2026

    Pedestrian Drops $2M Suit Over Alleged USPS Vehicle Crash

    A Connecticut woman who said she was hit by a U.S. Postal Service vehicle has dropped a federal lawsuit that sought more than $2 million from the federal government.

  • January 09, 2026

    X Strikes Back At Music Publishers With Antitrust Suit

    X Corp. accused the National Music Publishers' Association and the largest music publishers in the United States of an anticompetitive conspiracy, alleging in a suit filed Friday that the industry's top players colluded against the social media company in an "extortionate campaign" over copyrighted music licenses.

  • January 09, 2026

    Veterinary Group Says DOJ Accreditation Points Irrelevant

    The American Veterinary Medical Association has told a Tennessee federal court that the government's concerns about professional groups are irrelevant to a veterinary school's antitrust case challenging the association's accreditation requirements.

  • January 09, 2026

    CFPB's Vought Backs Down, Seeks Fresh Fed Funding

    The Consumer Financial Protection Bureau said Friday that its acting Director Russell Vought has moved to replenish its funding from the Federal Reserve, yielding after a weekslong standoff that left the consumer agency facing potential closure with dwindling cash.

  • January 09, 2026

    Justices To Resolve Split On SEC Disgorgement Powers

    The U.S. Supreme Court on Friday agreed to hear a case that could resolve a circuit split over whether the U.S. Securities and Exchange Commission has to prove investor harm in order to secure disgorgement from alleged fraudsters. 

  • January 09, 2026

    Justices Will Weigh FCC's Monetary Penalty Powers

    The U.S. Supreme Court agreed Friday to take a look at the Federal Communications Commission's authority to issue fines by announcing it would review both a Fifth Circuit ruling in AT&T's favor curtailing the agency's ability to issue fines using its own in-house legal process and a case that Verizon lost in the Second Circuit.

  • January 09, 2026

    Judge Blocks Edwards' $945M Heart Valve Deal

    A D.C. federal judge issued an order on Friday preventing Edwards Lifesciences Corp. from moving ahead with its planned $945 million deal for JenaValve Technology Inc., torpedoing the merger challenged by the Federal Trade Commission.

  • January 09, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    In technology, the increasing use of artificial intelligence by legal departments will be a major concern for general counsel seeking to control costs in the New Year. And in labor matters, the National Labor Relations Board has a new general counsel along with a quorum and is ready to start deciding cases again.

  • January 09, 2026

    Ex-Prosecutor OK For Drug Pricing MDL, Special Master Says

    Former Connecticut Assistant Attorney General Joseph Nielsen and his law firm, Lowey Dannenberg PC, should not be disqualified from representing insurers in multidistrict litigation over generic drug price-fixing because he did not have any special knowledge that the states suing drugmakers hadn't already shared with the private plaintiffs, according to a special master's report and recommendation.

  • January 09, 2026

    Cozen O'Connor Lobbying Arm Lands Former Verizon Exec

    Cozen O'Connor's government relations affiliate added Verizon's former head of lobbying for New Jersey as a principal in its Cherry Hill location this week.

  • January 09, 2026

    4th Circ. Asks If NCAA's W.Va. Eligibility Appeal Is Now Moot

    The NCAA and four West Virginia University football players have until Jan. 21 to tell the Fourth Circuit whether the collegiate athletic association's appeal of an injunction making the players eligible this season is moot, now that the season is over.

  • January 09, 2026

    Alaska Natives Challenge IHS Over Women's Health Services

    Two Alaskan corporations are asking a D.C. federal court to compel the U.S. Department of Health and Human Services to enter into a funding agreement that they say the Indian Health Service has rejected, arguing the denial threatens vital services to Alaska Natives and American Indians who have long depended on an Anchorage medical center.

  • January 09, 2026

    EU Clarifies Foreign Subsidies Regulation Guidelines

    The European Commission released an updated version of its foreign subsidies regulations to clarify how it determines competition distortions caused by such subsidies, among other aspects of the guidelines.

  • January 08, 2026

    5th Circ. Wary Of Giving Investors Another Go At Lumen Suit

    A Fifth Circuit panel wanted to know why a group of investors should get another shot at a class action against Lumen Technologies Inc. for allegedly covering up its lead-covered copper cables, asking Thursday if the investors told the lower court how they would amend their pleading.

  • January 08, 2026

    States Fight To Block EPA From Wiping Out $7B Solar Funding

    A coalition of states urged a Washington federal district judge Thursday to preliminarily block the U.S. Environmental Protection Agency from cutting solar power grant programs, arguing that without an injunction the Trump administration could transfer $7 billion back to the Treasury and "we will be entirely out of luck."

  • January 08, 2026

    FCC Updates 'Covered List' To Remove Some Drones

    The Federal Communications Commission announced that it will be pulling from its covered list certain drones and related components that the agency says no longer pose a risk to national security after consultation with the U.S. Department of Defense.

  • January 08, 2026

    NY Mortgage Cos. Face New 'Equitable Access' Lending Rules

    New York has finalized new rules that extend community-lending obligations to mortgage companies in the state, a move that officials said on Jan. 8 will promote regulatory parity and fairness as nonbank lenders outpace traditional banks in the mortgage market.

Expert Analysis

  • Tips For Drafting, Negotiating Quantum Service Agreements

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    Due to the experimental and volatile nature of quantum computing technology — at least initially — lawyers and legal practitioners should consider a few risks when drafting or negotiating a quantum-as-a-service agreement, including if the underlying hardware design is faulty or not appropriate for maintenance, say attorneys at Covington.

  • How New SEC Policies Shift Shareholder Proposal Landscape

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    U.S. Securities and Exchange Commission Chairman Paul Atkins' recent remarks provide a road map for public companies to exclude nonbinding shareholder proposals from proxy materials, which would disrupt the mechanism that has traditionally defined how shareholders and companies engage on governance matters, say attorneys at Gunderson.

  • Series

    Knitting Makes Me A Better Lawyer

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    Stretching my skills as a knitter makes me a better antitrust attorney by challenging me to recalibrate after wrong turns, not rush outcomes, and trust that I can teach myself the skills to tackle new and difficult projects — even when I don’t have a pattern to work from, says Kara Kuritz at V&E.

  • How 11th Circ.'s Qui Tam Review Could Affect FCA Litigation

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    On Dec. 12, the Eleventh Circuit will hear arguments in U.S. ex rel. Zafirov v. Florida Medical Associates, setting the stage for a decision that could drastically reduce enforcement under the False Claims Act, and presenting an opportunity to seek U.S. Supreme Court review of the act's whistleblower provisions, say attorneys at Epstein Becker.

  • The Hidden Pitfalls Of Letters Of Credit In Lease Negotiations

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    Amid a surge in commercial office leasing driven by artificial intelligence firms, it's crucial for landlords to be aware of the potential downside of accepting letters of credit — in particular, for amounts of security that are less than the statutory bankruptcy claim cap, say attorneys at Allen Matkins.

  • Prepping For 2026 Shifts In Calif. Workplace Safety Rules

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    California's Division of Occupational Safety and Health is preparing for significant shifts and increased enforcement in 2026, so key safety programs — including injury and illness prevention plans, workplace violence plans, and heat illness prevention procedures — must remain a focus for employers, says Rachel Conn at Conn Maciel.

  • Series

    The Biz Court Digest: Welcome To Miami

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    After nearly 20 years in operation, the Miami Complex Business Litigation Division is a pioneer upon which other jurisdictions in the state have been modeled, adopting many innovations to keep its cases running more efficiently and staffing experienced judges who are accustomed to hearing business disputes, say attorneys at King & Spalding.

  • How AI Exec Order May Tee Up Legal Fights With States

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    The Trump administration's draft executive order would allow it to challenge and withhold federal dollars from states with artificial intelligence laws, but until Congress passes comprehensive AI legislation, states may have to defend their regulatory frameworks in extended litigation, says Charles Mills, a clerk at the U.S. District Court for the Northern District of West Virginia.

  • Recent Proposals May Spell Supervision Overhaul For Banks

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    A slew of rules recently proposed by the federal banking agencies with approaching comment deadlines would rewrite supervision standards to be further tailored to banks' size and activities, while prioritizing financial risks over process, documentation and other nonfinancial risks, say attorneys at Davis Wright.

  • Where DEI Stands After The Federal Crackdown In 2025

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    The federal government's actions this year have marked a fundamental shift in the enforcement of antidiscrimination laws, indicating that diversity, equity and inclusion initiatives that perpetuate allegedly unlawful discrimination will face vigorous scrutiny in 2026, say attorneys at Jackson Lewis.

  • How MAHA Is Taking Shape At The State Level

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    The national spotlight on the federal government's Make America Healthy Again movement is bolstering state-level actions regarding potential health impacts of certain food ingredients, increasing the difficulty and importance of maintaining effective compliance programs, say attorneys at Cooley.

  • Rule Update May Mean Simpler PFAS Reports, Faster Timeline

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    The U.S. Environmental Protection Agency's recently proposed revisions to the Toxic Substances Control Act's per- and polyfluoroalkyl substances reporting rule would substantially narrow reporting obligations, but if the rule is finalized, companies will need to prepare for a significantly accelerated timeline for data submissions, say attorneys at Alston & Bird.

  • What US Can Learn From Brazil's Securities Arbitration Model

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    To allay investor concerns about its recent approval of mandatory arbitration clauses in public company registration statements, the U.S. Securities and Exchange Commission should look to Brazil's securities arbitration model, which shows that clear rules and strong institutions can complement the goals of securities regulation, say arbiters at the B3 Arbitration Chamber.

  • Navigating The New Patchwork Of Foreign-Influence Laws

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    On top of existing federal regulations, an expanding wave of state legislation — placing new limits on foreign-funded political spending and new registration requirements for foreign agents — creates a confusing compliance backdrop for corporations that demands careful preplanning, say attorneys at BakerHostetler.

  • AI Evidence Rule Tweaks Encourage Judicial Guardrails

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    Recent additions to a committee note on proposed Rule of Evidence 707 — governing evidence generated by artificial intelligence — seek to mitigate potential dangers that may arise once machine outputs are introduced at trial, encouraging judges to perform critical gatekeeping functions, say attorneys at Lankler Siffert & Wohl.

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