Compliance

  • January 20, 2026

    Split 11th Circ. Upholds SEC's $1M Penny Stock Victory

    A divided Eleventh Circuit has upheld a nearly $1 million judgment that the U.S. Securities and Exchange Commission won in a penny stock fraud case, finding that the remedy is not time-barred and cannot be overturned based on a question similar to one facing the U.S. Supreme Court.

  • January 20, 2026

    Colo. Fund Owner Owes $2.3M Under Settlement, Suit Says

    A man formerly based out of Colorado who operates several capital management funds is under fire in Colorado federal court from a business that claims he owes $2.3 million as part of a prior settlement agreement.

  • January 20, 2026

    Pump.Fun Faces Sanctions Bid Over Meme Coin 'Harassment'

    The meme coin launchpad known as Pump.Fun is facing a sanctions demand for allegedly enabling an "escalating campaign of harassment and intimidation" that used mocking meme coins and threatening posts against lawyers and plaintiffs who are suing the platform.

  • January 20, 2026

    FINRA Fines Cetera $1.1M For Supervision Failures

    Cetera Advisors LLC and its related companies have agreed to pay the Financial Industry Regulatory Authority $1.1 million to settle claims they had insufficient supervisory systems and suspicious transaction reporting procedures.

  • January 20, 2026

    FTC Appeals Meta Loss To DC Circ.

    The Federal Trade Commission gave notice Tuesday that it would seek D.C. Circuit intervention over a federal judge's rejection of its lawsuit accusing Meta Platforms Inc. of illegally monopolizing personal social media through what the agency described as a buy-or-bury strategy behind the Facebook parent's purchases of Instagram and WhatsApp.

  • January 20, 2026

    Law360 Names Firms Of The Year

    Eight law firms have earned spots as Law360's Firms of the Year, with 48 Practice Group of the Year awards among them, achieving milestones such as high-profile litigation wins at the U.S. Supreme Court and 11-figure merger deals.

  • January 20, 2026

    Microsoft Warns Google Play Store Deal Invites Antitrust Harm

    Microsoft Corp. urged a California federal judge to reject the proposed Android app distribution settlement in Epic Games' antitrust suit against Google, arguing that the deal would essentially erase the court's injunction requiring Google to open up its Play Store to Microsoft and other competitors.

  • January 20, 2026

    Texas AG Says State Diversity Initiatives Breach Constitution

    Texas Attorney General Ken Paxton took aim at a plethora of state diversity initiatives in a Monday opinion, declaring that several minority-owned business assistance programs and private hiring practices run afoul of the Texas Constitution.

  • January 20, 2026

    Boston Consulting Loses UK Tax Fight Over Partner Pay

    Payments to partners made by the U.K. arm of Boston Consulting Group are taxable under rules aimed at preventing avoidance since profit shares were routed through a corporate group and carelessness by the firm caused a loss of tax, a London court ruled Tuesday.

  • January 20, 2026

    Delaware Supreme Court Reverses Moelis Governance Ruling

    The Delaware Supreme Court on Tuesday reversed a Chancery Court ruling that had invalidated key provisions of Moelis & Co.'s stockholder agreement, holding that the challenged governance provisions were not void but merely voidable, and that a stockholder challenge brought nearly nine years later was time-barred.

  • January 20, 2026

    Luminys Back In Clear With FCC After Dahua USA Is Dissolved

    Luminys can once again market its telecom equipment in the U.S. now that the onetime Chinese-controlled firm Dahua USA has been dissolved, the Federal Communications Commission said Tuesday.

  • January 20, 2026

    Preservation Group Seeks Expert Visit Of WH Ballroom Site

    The National Trust for Historic Preservation on Tuesday asked a D.C. federal judge to allow one of its architectural experts to inspect work underway at the former East Wing of the White House, a section demolished by the Trump administration in October to make way for a new ballroom.

  • January 20, 2026

    Ex-Mars Exec Deserves 'Substantial' Fraud Sentence, Feds Say

    A former Mars Inc. risk executive who admitted to pulling off a $28.4 million fraud scheme should spend a "substantial" amount of time in prison, prosecutors told a Connecticut federal judge, noting that the parties agreed to a guidelines range of around seven to 11 years.

  • January 20, 2026

    North Carolina AG Wins Bid To End MV Realty's 40-Year Deals

    Florida real estate company MV Realty defied state consumer protection statutes in North Carolina by tricking homeowners into signing decades-long listing agreements in exchange for small cash advances, a state Business Court judge said in handing the attorney general a major pretrial victory.

  • January 20, 2026

    Immigration Courts 'Ignoring' Bond Hearing Order, Judge Says

    A Massachusetts federal judge said Tuesday that immigration court judges appear to be "effectively ignoring" rulings by her and other district judges to grant bond hearings for detainees, but acknowledged there's little she can do about it.

  • January 20, 2026

    Coinbase And Kalshi Contracts 'Siphoning' Money, Tribes Say

    Battles between crypto titan Coinbase, derivative exchange KalshiEX LLC and Connecticut officials over the legality of sports-related event contracts directly impact "tribal sovereignty over gaming that occurs on Indian lands," a coalition of American Indian tribes and tribal associations told a federal judge in proposed amicus briefs that side with the state government.

  • January 20, 2026

    CorMedix Investors Seek First OK Of Governance Reform Deal

    Investors in CorMedix Inc. have told a New Jersey federal judge that company directors have agreed to implement several corporate governance reforms to resolve a consolidated shareholder derivative lawsuit accusing the executives of making misleading statements about delays in the regulatory approval of the company's lead drug candidate.

  • January 20, 2026

    Senior DOJ Fraud Atty Joins Akin Amid Surge In FCA Cases

    Akin Gump Strauss Hauer & Feld LLP has expanded its bench of former public servants, announcing Tuesday the hire of a senior trial counsel from the U.S. Department of Justice's Civil Fraud Section, shortly after the agency revealed last week a record $6.8 billion in False Claims Act judgments and settlements in the most recent fiscal year.

  • January 20, 2026

    Ogletree Adds Federal Agency Vets As Practice Co-Chairs

    Ogletree Deakins Nash Smoak & Stewart PC announced Tuesday that it has tapped a prominent U.S. Securities and Exchange Commission alum from Arnold & Porter Kaye Scholer LLP to co-chair its whistleblower and compliance practice group and a former U.S. Department of Justice litigator from Booz Allen Hamilton to co-chair its government contracting and reporting practice group.

  • January 20, 2026

    Texas, Fla. AGs Pen Opinions On 'Unconstitutional' DEI Efforts

    The attorneys general of Florida and Texas both issued opinions calling diversity, equity and inclusion requirements and laws unconstitutional.

  • January 20, 2026

    CFTC Chair Calls Up Ex-BigLaw Atty For Adviser Role

    U.S. Commodity Futures Trading Commission Chair Michael Selig on Tuesday appointed a former Simpson Thacher & Bartlett LLP crypto attorney and a former Treasury Department employee to advise him as he promised to update the agency's rulebook to "unleash innovation."

  • January 20, 2026

    Compliance Expert Moves Practice To Jenner & Block

    An attorney specializing in managing federal compliance regulations with expertise in the higher education, healthcare and life sciences industries has moved his practice to Jenner & Block LLP's Washington, D.C., office.

  • January 20, 2026

    NJ Sues Nursing Home Owners Over Missing Medicaid Funds

    The New Jersey Office of the State Comptroller has demanded the owners of two Garden State nursing homes repay millions in Medicaid funds the office recently found they diverted to themselves while neglecting their facilities' residents, according to a complaint filed Monday.

  • January 20, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court wrapped up last week with a mix of deal litigation, governance fights and disclosure battles, including a proposed settlement over a contested medical device sale, a merits dismissal tied to a $2 billion biotech exit and dueling lawsuits over Paramount Skydance's pursuit of Warner Bros. Discovery.

  • January 20, 2026

    Mass. Judge Slams Brakes On Kalshi Sports Offerings

    Prediction market operator Kalshi will soon be barred from offering sports event contracts in Massachusetts after a state judge ruled Tuesday that the contracts are likely functioning as unlicensed sports wagering.

Expert Analysis

  • Next Steps For Orgs. Amid Updated OpenAI Usage Policies

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    OpenAI's updates to its usage policies, clarifying that its tools are not substitutes for professional medical, legal or other regulated advice, sends a clear signal that organizations should mirror this clarity in their governance policies to mitigate compliance and liability exposure, say attorneys at Baker Donelson.

  • The SEC Whistleblower Program A Year Into 2nd Trump Admin

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    The U.S. Securities and Exchange Commission's whistleblower program continues to operate as designed, but its internal cadence, scrutiny of claims and operational structure reflect a period of recalibration, with precision mattering more than ever, say attorneys Scott Silver and David Chase.

  • Key Crypto Class Action Trends And Rulings In 2025

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    As the law continued to take shape in the growing area of crypto-assets, this year saw a jump in crypto class action litigation, including noteworthy decisions on motions to compel arbitration and class certification, according to Justin Donoho at Duane Morris.

  • New Russia Energy Sanctions Add Compliance Complexity

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    Recent U.S. and U.K. designations of Russian oil companies and related entities, as well as a new sanctions package from EU, mark a significant escalation in restrictions on the Russian energy industry and add a new layer of regulatory complications for companies operating in the global energy sector, say attorneys at Simpson Thacher.

  • 6 Laws For Calif. Employers To Know In 2026

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    California's legislative changes for 2026 impose sweeping new obligations on employers, including by expanding pay data reporting, clarifying protections related to bias mitigation training and broadening record access rights, but employers can avoid heightened exposure by proactively evaluating their compliance, modernizing internal systems and updating policies, says Alexa Foley at Gordon Rees.

  • Tips For Drafting, Negotiating Quantum Service Agreements

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    Due to the experimental and volatile nature of quantum computing technology — at least initially — lawyers and legal practitioners should consider a few risks when drafting or negotiating a quantum-as-a-service agreement, including if the underlying hardware design is faulty or not appropriate for maintenance, say attorneys at Covington.

  • How New SEC Policies Shift Shareholder Proposal Landscape

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    U.S. Securities and Exchange Commission Chairman Paul Atkins' recent remarks provide a road map for public companies to exclude nonbinding shareholder proposals from proxy materials, which would disrupt the mechanism that has traditionally defined how shareholders and companies engage on governance matters, say attorneys at Gunderson.

  • Series

    Knitting Makes Me A Better Lawyer

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    Stretching my skills as a knitter makes me a better antitrust attorney by challenging me to recalibrate after wrong turns, not rush outcomes, and trust that I can teach myself the skills to tackle new and difficult projects — even when I don’t have a pattern to work from, says Kara Kuritz at V&E.

  • How 11th Circ.'s Qui Tam Review Could Affect FCA Litigation

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    On Dec. 12, the Eleventh Circuit will hear arguments in U.S. ex rel. Zafirov v. Florida Medical Associates, setting the stage for a decision that could drastically reduce enforcement under the False Claims Act, and presenting an opportunity to seek U.S. Supreme Court review of the act's whistleblower provisions, say attorneys at Epstein Becker.

  • The Hidden Pitfalls Of Letters Of Credit In Lease Negotiations

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    Amid a surge in commercial office leasing driven by artificial intelligence firms, it's crucial for landlords to be aware of the potential downside of accepting letters of credit — in particular, for amounts of security that are less than the statutory bankruptcy claim cap, say attorneys at Allen Matkins.

  • Prepping For 2026 Shifts In Calif. Workplace Safety Rules

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    California's Division of Occupational Safety and Health is preparing for significant shifts and increased enforcement in 2026, so key safety programs — including injury and illness prevention plans, workplace violence plans, and heat illness prevention procedures — must remain a focus for employers, says Rachel Conn at Conn Maciel.

  • Series

    The Biz Court Digest: Welcome To Miami

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    After nearly 20 years in operation, the Miami Complex Business Litigation Division is a pioneer upon which other jurisdictions in the state have been modeled, adopting many innovations to keep its cases running more efficiently and staffing experienced judges who are accustomed to hearing business disputes, say attorneys at King & Spalding.

  • How AI Exec Order May Tee Up Legal Fights With States

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    The Trump administration's draft executive order would allow it to challenge and withhold federal dollars from states with artificial intelligence laws, but until Congress passes comprehensive AI legislation, states may have to defend their regulatory frameworks in extended litigation, says Charles Mills, a clerk at the U.S. District Court for the Northern District of West Virginia.

  • Recent Proposals May Spell Supervision Overhaul For Banks

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    A slew of rules recently proposed by the federal banking agencies with approaching comment deadlines would rewrite supervision standards to be further tailored to banks' size and activities, while prioritizing financial risks over process, documentation and other nonfinancial risks, say attorneys at Davis Wright.

  • Where DEI Stands After The Federal Crackdown In 2025

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    The federal government's actions this year have marked a fundamental shift in the enforcement of antidiscrimination laws, indicating that diversity, equity and inclusion initiatives that perpetuate allegedly unlawful discrimination will face vigorous scrutiny in 2026, say attorneys at Jackson Lewis.

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