Compliance

  • September 28, 2026

    Peirce's Exit To Leave SEC With Just 2 Members

    U.S. Securities and Exchange Commission member Hester Peirce plans to leave the agency at the end of this week, leaving the five-member commission in the hands of just two people as the White House has yet to name a replacement for Peirce or to fill open Democratic slots.

  • September 28, 2026

    IRS Warns New ETF Strategies Could Be Abusive

    New strategies using exchange-traded funds may be abusing the tax benefits of these legitimate investment vehicles holding various securities, the IRS said Monday, asking for public feedback on future enforcement that can avoid putting long-established tax planning practices at high risk.

  • September 28, 2026

    Al-Qaida, ISIS Victims Sue Ericsson Over Alleged Payoffs

    American victims of al-Qaida and Islamic State attacks and their families have sued telecommunications provider Ericsson and its CEO, Börje Ekholm, saying the company paid the groups protection money in Iraq and hid the payments from U.S. counterterrorism officials.

  • September 28, 2026

    Epstein Survivors Can Sue FirstBank In New York, Judge Says

    A New York federal judge ruled that a proposed class of sex crime survivors can pursue most of its claims that FirstBank Puerto Rico was complicit in Jeffrey Epstein's crimes as his "longest banking partner."

  • September 28, 2026

    DOT Finalizes Rollback Of Biden-Era Fuel Economy Rules

    The Trump administration on Monday finalized its rollback of Biden-era fuel economy standards for passenger cars and light trucks, easing mandates for manufacturers to improve the miles-per-gallon efficiency of their fleets and decelerating U.S. adoption of electric vehicles.

  • September 28, 2026

    Calif. To Add 'Chosen' Family To Bereavement Leave Law

    California Gov. Gavin Newsom on Sunday signed a bill to expand an existing law that provides workers with a week of bereavement leave if someone an employee identifies as a family member dies — even if the person is not a blood relative.

  • September 28, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court this past week heard arguments over whether to dismiss a derivative suit accusing UiPath Inc. insiders of misleading investors and trading on inside information, while a Match Group Inc. stockholder sued for records concerning reports of sexual assault and other violence involving users of the company's dating apps.

  • September 28, 2026

    Avangrid Unit Fights Agency Reversal On Power Line Plan

    An Avangrid Inc. subsidiary has urged a Connecticut court to restore state-mandated regulatory approval of an electric transmission line replacement project on the Metro-North Railroad corridor, arguing a state agency erroneously found the projected harms overcame the potential benefits.

  • September 28, 2026

    Pa. Justices To Test Ethics Chief's Immunity In Mogul's Suit

    The Pennsylvania Supreme Court is set to examine when "high public officials" are entitled to immunity from suit, granting an allowance of appeal to one-time Philadelphia mayoral candidate and businessman Jeff Brown against the city's Board of Ethics over alleged damage to his reputation.

  • September 28, 2026

    FTC Touts 'Dismantling' Of Corteva's Pesticide Rebates

    The Federal Trade Commission on Monday touted its new settlement with Corteva Inc. for severely constricting the pesticide company's ability to pay distributors a loyalty rebate in exchange for limiting sales of cheaper generics, the latest in a string of agreements Trump-era antitrust enforcers have struck ending existing claims.

  • September 28, 2026

    Trump Asks Justices To Restore Fed. Prison Trans Care Ban

    The Trump administration urged the U.S. Supreme Court on Monday to halt a district court order barring the Bureau of Prisons from enforcing a ban on gender dysphoria care for transgender people incarcerated in BOP facilities, arguing the lower court stepped beyond its proper role. 

  • September 28, 2026

    NJ Biz Groups Seek Delay Of Contractor Classification Rules

    Two New Jersey business groups asked Gov. Mikie Sherrill to hold off for nine months on new independent contractor rules set to take effect Oct. 1, saying the state needs more time to avoid disrupting legitimate contractor relationships.

  • September 28, 2026

    Kalshi Cites CFTC Lawsuits In Bid To Nix Mass. Betting Suit

    Kalshi has asked a Massachusetts court to throw out the state's expanded complaint over the platform's sports-related "event contracts," saying recent lawsuits and rulemaking by the U.S. Commodity Futures Trading Commission asserting jurisdiction over prediction markets have put the company in a stronger position.

  • September 28, 2026

    Insurers Don't Owe Coverage For $11M Quarry Closure Award

    Insurers do not owe coverage to the town of East Haven, Connecticut, and former officials for an $11 million settlement over the politically motivated shutdown of a local quarry, a Connecticut federal judge ruled, because the underlying claims fell outside a policy period or are barred by an exclusion. 

  • September 28, 2026

    US Pitches $2.1M Settlement For Hess Permit Violations

    The Trump administration has asked a Louisiana federal judge to approve a $2.1 million settlement agreement with Hess Corp. for hundreds of alleged permit violations at oil and gas platforms in the Gulf of Mexico over a five-year span.

  • September 28, 2026

    IRS Proposes Rules For Tax Payments On Farm Sale's Gain

    The IRS formally proposed regulations governing sellers' interest-free installment tax payments on gains from the sale or exchange of their U.S. farmland to eligible farmers, provided the property was used for farming throughout the 10 years preceding the transaction.

  • September 25, 2026

    TikTok To Pay At Least $100M, Curb Teen Use In Alabama Deal

    TikTok agreed to pay at least $100 million and implement usage limits, age verification and other safety measures in a landmark settlement to resolve Alabama's claims the social media platform harmed children and misled users about its safety, the state's attorney general announced Friday.

  • September 25, 2026

    Corteva Will Pay $35M To Resolve FTC Pesticide Rebate Case

    Corteva Inc. has agreed to pay $35 million to put to rest allegations from the Federal Trade Commission and a slew of states that the pesticide-maker blocked competition from generic rivals through the use of loyalty rebates, according to a motion filed in North Carolina federal court Friday.

  • September 25, 2026

    Ore. Judge Rejects CFPB Funding Cutoff Theory

    An Oregon federal judge ruled Friday that the head of the Consumer Financial Protection Bureau cannot refuse to replenish the agency's funding, handing the Trump administration another loss on a now-suspended policy that almost shuttered the consumer watchdog last year. 

  • September 25, 2026

    Oura Can't Force Ex-CEO's Stock Option Suit To Arbitration

    A California federal judge Friday refused to make Oura's former CEO arbitrate his claims that the smart-ring maker ousted him and reneged on stock benefits, but tossed his claims that the company breached an employment agreement and an implied covenant to carry out the agreement in good faith.

  • September 25, 2026

    Kalshi Sports Contracts Aren't Financial Swaps, 6th Circ. Says

    In a closely watched decision that exacerbates an existing circuit split, a Sixth Circuit panel on Friday rejected Kalshi's assertion that the sports-related transactions made on its platform should be considered federally regulated swaps and not conventional betting subject to state gambling laws.

  • September 25, 2026

    Real Estate Recap: Mideast Data Centers, NYC Amenity Race

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including attorney insights into how the war in Iran is affecting Middle East data center deals and how an amenity race is steering the New York City office market.

  • September 25, 2026

    SEC Says Mich. Atty Tipped Family About Pharma Co. Merger

    The U.S. Securities and Exchange Commission on Friday accused a Michigan tax lawyer of insider trading, alleging he told his brother and cousin about a planned but not-yet-announced merger between Y-mAbs Therapeutics Inc. and SERB Pharmaceuticals.

  • September 25, 2026

    Employment Authority: Justices To Weigh Scrapping Bias Test

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on two petitions asking the U.S. Supreme Court to scrap the McDonnell Douglas test for evaluating workplace discrimination cases, the end of a nearly 40-year court monitorship of the Teamsters and a new Connecticut law barring cannabis employers from counting tips toward the minimum wage.

  • September 25, 2026

    Unpaid Harvard Residence Hall Workers File Wage Action

    Residence hall workers at Harvard University launched a proposed class action Friday claiming the university's "bargain" of free housing for unpaid labor violates Massachusetts wage law.

Expert Analysis

  • The Future Of DOL Judge Removal Challenges After Slaughter

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    The U.S. Supreme Court's recent ruling in Trump v. Slaughter calls into question whether U.S. Department of Labor administrative law judges exercising significant governmental authority remain insulated from presidential removal, but the answer depends on the governing statute, its severability provisions and other factors, says Mark Ishu at Conn Maciel.

  • DOJ Executive Privilege Opinion Portends 3rd-Party Dilemmas

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    The recent opinion from the U.S. Department of Justice’s Office of Legal Counsel concluding that executive privilege can shield the president's communications with private advisers may lead to interbranch disputes, and companies must come up with a response plan now before they’re caught in the middle, say attorneys at Gibson Dunn.

  • Planning For The Impact Of FinCEN's CTA Rollback

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    The Financial Crimes Enforcement Network's recent rollback of Corporate Transparency Act reporting obligations should reduce compliance costs, but its plans to revisit customer due diligence rules should prompt companies and financial institutions to reassess state beneficial ownership programs, say attorneys at Sidley.

  • How 'Swap' Fight Underpins Prediction Market Enforcement

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    As courts around the country grapple with whether, and under what circumstances, event contracts qualify as swaps, federal enforcement authority hangs in the balance, with implications for companies that need to manage compliance risks during this period of legal uncertainty, say attorneys at Debevoise.

  • EPA Guidance May Simplify On-Site Power For Data Centers

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    At a moment when wait times to connect large loads to the electric grid can stretch into years, two recent U.S. Environmental Protection Agency guidance documents seek to make it easier for data center developers to set up on-site power generation — but much will depend on how quickly states and localities update their own rules, say attorneys at Alston & Bird.

  • Fed's Capital Rule Proposal Could Help Banks Stay Mutual

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    The Federal Reserve Board's recent proposal to comprehensively rewrite its capital rule and reduce procedural requirements for mutual holding companies would support community banking by allowing mutual institutions new ways to fund growth without converting to stock form, say attorneys at Nutter.

  • SEC's Adit Case Maps 5 Fault Lines In Pre-IPO Funds

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    The U.S. Securities and Exchange Commission's recent case brought against Adit Ventures Management offers fund counsel, limited partners and private market intermediaries a useful example of where a pre-initial public offering vehicle can fail, and how familiar fiduciary and anti-fraud principles apply, says Ben Dubin at VC Expert Services.

  • 8(a) Firms Face New Risks From Pass-Through Arrangements

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    ​Prime contractors and subcontractors with pass-through arrangements involving the Small Business Administration's 8(a) business development program should ensure they are prepared for heightened litigation risks created by the administration’s use of False Claims Act whistleblowers to target fraud in diversity, equity and inclusion programs, say attorneys at RJO.

  • The State Of Prediction Market Litigation After 9th Circ. Ruling

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    The Ninth Circuit's recent decision in Kalshi v. Assad gives state regulators significant appellate backing to enforce state gaming laws over prediction markets, creating a direct split with the Third Circuit that will likely lead to Supreme Court review of the question, say attorneys at Arnold & Porter.

  • Teva MDL Loss Shows DPAs Can Return To Haunt Civil Suits

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    Teva’s recent partial summary judgment loss in antitrust multidistrict litigation reinforces the importance of carefully scrutinizing any statement of facts a company admits to in a deferred prosecution agreement, and illustrates the potential costs of resolving a criminal investigation this way, say attorneys at Sheppard.

  • CISA Town Halls Signal Key Cyber Rule Changes Ahead

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    The Cybersecurity and Infrastructure Security Agency recently held a series of town halls to gather additional stakeholder input on the Cyber Incident Reporting for Critical Infrastructure Act, offering potential insights into how the agency may address key issues in a forthcoming final rule, say attorneys at Covington.

  • 11th Circ. FCA Qui Tam Revival Queues Up Next Challenges

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    Though the Eleventh Circuit on Sept. 1 upheld the constitutionality of the False Claims Act's qui tam provision, it will probably face continued litigation since the appellate court declined to rule on other constitutional challenges and the decision will likely be petitioned to the U.S. Supreme Court, say attorneys at Sheppard.

  • Deal Termination Lessons From Verisk Merger Review Ruling

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    The Delaware Chancery Court’s recent ruling that Verisk Analytics forfeited its right to terminate a deal that was facing a second information request from the Federal Trade Commission illustrates the danger of information gaps between client and counsel and the risks of "willful conduct" language in merger agreements, say attorneys at HSF Kramer.

  • Prepping Health Businesses For Sale In A Data-Driven Market

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    In a thinner market for healthcare transactions, with both regulators and buyers using artificial intelligence to inspect data in great detail, the margin for error in sellers' financials and legal diligence has narrowed, requiring more proactive compliance efforts, says Cody Dumas at FBFK Law.

  • Series

    Ballet Makes Me A Better Lawyer

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    A lifetime of learning and performing ballet taught me that success — whether in dance or practicing law — comes only through hours of thorough preparation, boundless energy and relentless effort, says Sharon Katz-Pearlman at Greenberg Traurig.

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