Compliance

  • September 25, 2026

    Calif. Appealing Order Faulting Cannabis Tracking System

    California's cannabis regulator will appeal a state court's judgment finding that the agency failed to implement a system highlighting suspicious marijuana transactions as it was required to do so by state law.

  • September 25, 2026

    DC Circ. Backs Buy America Waiver For Brightline Trains

    The D.C. Circuit on Friday rejected Alstom Transportation Inc.'s challenge of a Buy America waiver approved for trains for a high-speed rail project linking Las Vegas to Southern California, holding that the waiver is reasoned and aligns with federal requirements.

  • September 25, 2026

    Colo. Secretary Of State Withheld Badge Records, Group Says

    A conservative nonprofit organization is demanding records from Colorado Secretary of State Jena Griswold after her office denied an open records request seeking information on Griswold's badge scans into the secretary's office in 2025, according to the group's complaint filed in state court Thursday.

  • September 25, 2026

    'Experience Drain' Leaves FTC, DOJ Staffers More Hesitant

    Months before he left the U.S. Department of Justice's Antitrust Division, the agency's chief said that prospective job seekers no longer needed the substantial profile previously required to work for the agency, a change he cast as a positive for young attorneys.

  • September 25, 2026

    Acquittal Bid In Okla. Bid-Rigging Conviction Denied

    An Oklahoma federal court has rejected an acquittal bid from a man convicted of participating in an erosion control company's bid-rigging conspiracy that allegedly affected over $100 million in publicly funded transportation construction contracts.

  • September 25, 2026

    Detractors Tell Court Paramount Deal Fails To Fix Concerns

    Civil rights and public interest groups have told a California federal court the settlement ending a challenge of Paramount Skydance's purchase of Warner Bros. Discovery fails to address the concerns state enforcers raised in the first place.

  • September 25, 2026

    K&L Gates Adds Townsend SALT Partner In New York

    K&L Gates LLP added to its New York office a new corporate tax partner who specializes in complex tax planning and controversy, the firm announced.

  • September 25, 2026

    CFTC, Ex-HSBC Exec Set For Trial In Swap Manipulation Suit

    A New York federal judge has denied dual motions for summary judgment from the U.S. Commodity Futures Trading Commission and a former HSBC executive accused of manipulating the price of an interest rate swap ahead of a client's $2 billion bond offering, finding there are several material factual disputes about the executive's alleged conduct.

  • September 25, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    Wilson Sonsini topped a list of law firms that have alumni attorneys working at six of the country's most prominent tech companies. And general counsel at most large companies expect to increase their litigation budgets next year.

  • September 25, 2026

    Drivers Say State Farm Can't Try To Toss Loss Claims Again

    Drivers who say State Farm systematically undervalued claims for totaled vehicles urged a North Carolina federal court to reject the insurer's renewed request for dismissal, saying the carrier's arguments have already been overruled by the court.

  • September 25, 2026

    UDR Settles Wash. AG's Claims Of Illegal Rent Hikes

    Multifamily real estate investment trust UDR Inc. will pay more than $1.6 million in order to settle a suit filed by the Washington State Office of the Attorney General, which accused the REIT in state court of illegally hiking rents on its tenants.

  • September 25, 2026

    Unions Urge 2nd Circ. To Back Reviving Uber, Lyft Driver Law

    A group of unions and workers' rights advocates has asked the Second Circuit to lift the block on a municipal ordinance banning Uber and Lyft from kicking drivers out of the app without a formal notice or an investigation, claiming the district court was wrong to stop the law.

  • September 25, 2026

    New Jersey Lt. Gov. Resigns After Sex Harassment Claims

    New Jersey Lt. Gov. Dale G. Caldwell has stepped down following an independent investigation conducted by Lowenstein Sandler LLP that determined he sexually harassed a staffer's friend and sent inappropriate text messages, Gov. Mikie Sherrill announced on Sept. 25.

  • September 25, 2026

    Meta Lied About Data Privacy, New Mexico Jury Finds

    A New Mexico jury said Friday that Meta lied willfully on 26 different occasions regarding data privacy, hate speech, misinformation and Facebook's outside investigation of third-party app developers after the Cambridge Analytica scandal.

  • September 25, 2026

    DC Circ. Denies Anthropic's Security Risk Suit Against DOD

    A divided D.C. Circuit panel ruled Friday the Pentagon was justified in citing national security concerns to exclude Anthropic's suite of Claude artificial intelligence models from its supply chain.

  • September 25, 2026

    Prediction Market Regulators, Bad Actors In AI Arms Race

    Artificial intelligence is playing an increasingly important role in policing prediction markets, and attorneys say that regulators and investigators are starting to effectively use the same technology that would-be bad actors have leveraged to try to score big with their bets.

  • September 25, 2026

    US Backs Elon Musk In €120M EU Digital Transparency Case

    The U.S. has announced it will join Elon Musk in a bid to overturn a €120 million ($137 million) fine imposed by the European Commission on social media platform X for breaching the bloc's digital transparency rules.

  • September 24, 2026

    NJ Lt. Gov. Asked To Resign After Sex Harassment Claims

    An independent investigation conducted by Lowenstein Sandler LLP has determined that New Jersey Lt. Gov. Dale G. Caldwell sexually harassed a staffer's friend and sent inappropriate text messages, according to a statement from Gov. Mikie Sherrill, who called for his resignation Thursday.

  • September 24, 2026

    Ex-Tricolor CEO Says Feds Botched Warrants In Fraud Case

    The former CEO of Tricolor Holdings on Thursday urged a Manhattan federal judge to bar any evidence seized from searches of his communications from being used to support accusations that he deceived lenders and investors about the subprime auto lender's assets before it crashed into bankruptcy with $1 billion in debt, saying federal agents ran roughshod over the Fourth Amendment.

  • September 24, 2026

    Fed Pitches Stablecoin Issuer Rules In Latest Genius Act Push

    The Federal Reserve Board on Thursday proposed rules to set key prudential standards and other guardrails for stablecoin issuers under its oversight, rounding out an initial phase of rulemaking at the federal banking agencies to implement the U.S. stablecoin law known as the Genius Act.

  • September 24, 2026

    Paramount Judge Won't 'Rubber Stamp' States' Merger Deal

    A California federal judge questioned state enforcers Thursday about the details of their proposed settlement to resolve antitrust litigation challenging Paramount Skydance's planned $110 billion purchase of Warner Bros. Discovery, telling counsel, "The court isn't a rubber stamp," and "I've got questions, and I'm not the only one."

  • September 24, 2026

    FTC Eyes Tech Cos.' Profits In Fight Against Online Scam Ads

    The Federal Trade Commission said Thursday it wants input on whether it should update rules for preventing impersonation scams online, homing in on ad optimization tools that have helped scammers net billions from consumers while allowing tech companies to "internalize the revenue but externalize the risk."

  • September 24, 2026

    CFTC Allows Tokenized Investments, Blockchain Records

    The U.S. Commodity Futures Trading Commission updated crypto guidance on Thursday to note that registrants can invest customer funds in tokenized versions of otherwise permitted investments and use blockchain tech to meet recordkeeping requirements.

  • September 24, 2026

    Calif. Bill Deals Blow, But Not Knockout, To Tracking Suits

    A California bill awaiting the governor's signature is poised to reduce the swell of litigation under the California Invasion of Privacy Act, but the narrow scope of the pending lawsuit ban leaves open other avenues for plaintiffs to target the widespread use of website tracking technologies.

  • September 24, 2026

    SEC May Preview Accredited Investor Changes Next Week

    The U.S. Securities and Exchange Commission next week plans to take a step closer to expanding the number of individuals eligible to invest in startups and other private companies, and also revisit rules around investment adviser compensation.

Expert Analysis

  • Community Bank Order Signals Fintech Partnership Scrutiny

    Author Photo

    The Office of the Comptroller of the Currency's recent consent order against Community Federal Savings Bank for deficiencies in its Bank Secrecy Act and anti-money laundering compliance programs offers clear and urgent lessons for community banks pursuing revenue growth through fintech partnerships and payments services, say attorneys at Bradley.

  • Where Is The Line On Actionable Comms In Securities Cases?

    Author Photo

    Recent securities cases demonstrate the difficulty in discerning a clear difference between statements made in connection with the purchase or sale of securities and those that aren't, with that line more likely attributable to individualized factual situations than to any doctrinal differences of opinion between various courts, says Samuel Groner at Fried Frank.

  • House-Passed KIDS Act Spurs Child Data Practices Audit

    Author Photo

    Graham Dean, Brian Roper-Nelson and Will Quick at Brooks Pierce discuss the noteworthy sections of the U.S. House of Representatives' recently passed Kids Internet and Digital Safety Act, the potential revisions as the law moves through the U.S. Senate and the significant business changes that the House law would require.

  • Calif. Recycle Label Order Imperils Product Responsibility Law

    Author Photo

    A California federal court's injunction blocking enforcement of the state's truth-in-recycling law gives companies racing to remove chasing arrows and other recyclability labels from their packaging a reprieve — and the court's action may also hobble implementation of the state's extended producer responsibility law, say attorneys at Davis Wright.

  • China's New Outbound Investment Rule Reshapes Deal Risk

    Author Photo

    China's new outbound investment regulation introduces broad national security review and penalties, including personal liability, that will necessitate deeper diligence of cross-border deal participants with Chinese ties, earlier regulatory planning and closer attention to sanctions exposure, say attorneys at Freshfields.

  • A Shift In How Policymakers Are Approaching PBM Regulation

    Author Photo

    Recent federal and state legislative and regulatory activity involving pharmacy benefit managers represent a change in focus from transparency to PBM compensation structures, vertical integration and competitive effects, say attorneys at Barclay Damon.

  • Workplace Menopause Laws Demand New HR Playbooks

    Author Photo

    A recent wave of state and local legislation that makes menopause an expressly protected condition in the workplace creates new compliance obligations amid an already ambiguous federal framework, and demands a workplace culture where employees feel safe asking for support, says Elliot Griffin at Ballard Spahr.

  • How State Actions Are Reshaping Surveillance Pricing Risk

    Author Photo

    Amid heightened state enforcement activity and expanding legislative action to curb surveillance pricing concerns related to transparency, fairness and discrimination, businesses should closely examine how consumer data is used in pricing decisions, say attorneys at Steptoe.

  • Defense Tips For Execs In DOJ's Tariff Fraud Crosshairs

    Author Photo

    As the Justice Department begins to criminally prosecute individual executives for tariff evasion, every importer of goods subject to elevated duties should understand how these cases are being built and which institutional decisions can shape their outcome, says Ashwin Ram at Buchalter.

  • Tips For Issuers Left In Lurch Without Genius Act Final Rules

    Author Photo

    The compliance runway envisioned by the Genius Act is steadily shrinking after regulators failed to finalize all the required implementing regulations by July 18, so stablecoin issuers should begin implementing "no-regrets" compliance measures and securing outside vendors before the law takes full effect in January, says David Zaslowsky at Baker McKenzie.

  • Why Courts Are Pushing Back On Greenwashing Laws

    Author Photo

    Recent Fourth Circuit and California federal court decisions blocking state greenwashing statutes on First Amendment grounds reveal a tension at the heart of environmental marketing regulation — while states want clarity, courts aren't prepared to let legislatures flatly ban categories of truthful commercial speech, say attorneys at DLA Piper.

  • 3 Ways Tokenization Is Moving To Traditional Finance

    Author Photo

    Recent initiatives reflect efforts to integrate distributed ledger technology into existing regulatory frameworks for securities, banking and payments settlements while preserving the underlying rights and obligations of market participants, say attorneys at Hughes Hubbard.

  • Opinion

    States Should Reconsider Forced PBM Divestiture Laws

    Author Photo

    State legislatures are attempting to enact policies intended to force pharmacy benefit managers to divest from pharmacies, but these laws would have the practical effect of reducing patient access and competition, potentially violating the U.S. Constitution in the process, says former Utah Attorney General John Swallow.

  • Key Post-Proposal Shifts Likely In CFPB Loss Mitigation Rule

    Author Photo

    Mortgage servicers, borrowers and consumer advocates should prepare for a likely narrowed version of the Consumer Financial Protection Bureau's loss mitigation rule, which is likely to permit sequential reviews, defer to investor guidelines, extend compliance timelines and preempt conflicting state standards, say attorneys at Goodwin.

  • Series

    Teaching SEC Investigations Makes Me A Better Lawyer

    Author Photo

    Instructing a law school course on U.S. Securities and Exchange Commission investigations has made me a more thoughtful, deliberate practitioner because it requires me to continually reassess and challenge what I know about securities law enforcement, how I know it and how best to explain it, says David Chase at Miami Law.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.