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Compliance
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January 09, 2026
AI Can Help Advisers With Proxy Voting, SEC Official Says
Artificial intelligence can assist investment advisers with handling corporate proxy voting decisions, an official with the U.S. Securities and Exchange Commission said in a speech decrying the proxy advisory landscape as dysfunctional.
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January 09, 2026
Conn. Deems Coinbase, Kalshi Contracts 'Pure' Gambling
Cryptocurrency giant Coinbase and the derivative exchange KalshiEX LLC are not entitled to injunctions that would block Connecticut's enforcement of state gaming laws against their "unlicensed, unlawful sports wagers disguised as financial products," the state argued Friday in federal court.
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January 09, 2026
FCC Approves Telecom's New Plan For Alaska Buildout
An Alaskan telecommunications company has received the go-ahead from the Federal Communications Commission to deploy its mobile service throughout the far-flung state with federal support, after the new plan showed the firm could triple the number of people for whom it provides service.
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January 09, 2026
NYSE Affiliates Back Calls To Block New Options Exchange
Two New York Stock Exchange affiliates have entered the fray over a new options exchange that it says could be given an "an unearned competitive advantage" if allowed to go live this year, urging the Eleventh Circuit to vacate the U.S. Securities and Exchange Commission order that green-lit the exchange.
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January 09, 2026
OCC Floats Rule To Clarify Trust Companies' Broader Scope
The Office of the Comptroller of the Currency is proposing to amend its chartering regulations to make clear that national trust companies can engage in nonfiduciary activities, potentially resolving an area of contention that banking industry advocates have raised as crypto-focused firms applied for trust charters.
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January 09, 2026
Ex-Doximity Exec Cops To $2.5M Insider Trading Scheme
The former chief revenue officer of publicly traded medical professional networking platform Doximity pled guilty Friday in New York federal court to securities fraud in connection to allegations that he illegally profited more than $2.5 million by trading on private information about the company's finances and layoff plans.
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January 09, 2026
State Looks To Nix RealPage Case Over NY Rental Pricing Law
The New York attorney general's office urged a federal court Friday to toss a case from property management software company RealPage Inc. challenging a new state law that prohibits building owners from using software to collude on residential rental rates.
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January 09, 2026
SEC's 'Hack-To-Trade' Suit Was Unfairly Served, UK Man Says
An accused hacker in the U.K. seeks to shed U.S. Securities and Exchange Commission allegations he made $3.75 million trading on nonpublic information he improperly gained access to, arguing he'd been unfairly served in prison.
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January 09, 2026
30 Dems Back Bill Limiting Officials' Prediction Market Trades
U.S. Rep. Ritchie Torres, D-N.Y., introduced his plan to ban public officials from trading in certain prediction markets on Friday with the backing of 30 House Democrats, including former House Speaker Nancy Pelosi, D-Calif.
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January 09, 2026
Pa. Justices Urged To Apply Jarkesy To State Proceedings
A Pennsylvania financial professional has asked the state's Supreme Court to consider, in a matter of first impression, whether the state Constitution guarantees a right to a jury trial in securities fraud enforcement actions brought by the state regulator, arguing that the U.S. Supreme Court's Jarkesy ruling should be incorporated against states.
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January 09, 2026
FINRA Fines Wells Fargo Unit $1.25M For Close-Out Failures
Wells Fargo has agreed to pay $1.25 million to resolve the Financial Industry Regulatory Authority's claims that during a seven-year period, the bank's clearing and custody services unit left certain transactions in municipal securities unresolved for longer than it was supposed to.
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January 09, 2026
Fed. Circ. Won't Rehear Nev. Tribe's $208M Water Rights Suit
The Federal Circuit has declined a Nevada tribe's petition for an en banc or panel rehearing on a decision to dismiss $208 million breach of trust allegations against the Bureau of Indian Affairs over water rights.
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January 09, 2026
SpaceX Can Build Up Its Next-Gen Constellation, FCC Says
The Federal Communications Commission gave its stamp of approval Friday for SpaceX to ramp up its second-generation Starlink satellite system.
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January 09, 2026
Nielsen's 'Coercive' National-Local Data Tying Blocked
A New York federal judge preliminarily blocked Nielsen from conditioning full access to its nationwide radio data on also buying local data because that policy is more than just discounted bundling, according to a ruling unsealed Thursday.
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January 09, 2026
USTelecom Wants 'More Green Lights' For Broadband In '26
A key telecom industry group says that if 2025 was marked by continual delays in broadband deployment, 2026 needs to be the year when construction crews actually break ground on federally backed projects.
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January 09, 2026
Texas Justices Say Judges Can Refuse Same-Sex Marriages
The Texas Supreme Court on Friday told the Fifth Circuit that judges can refuse to perform same-sex marriages on moral or religious grounds, opening the door for the federal appeals court to find that state judges can refuse to perform the unions.
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January 09, 2026
Ky. AG Sues Character.AI Over Harm To Minors, Suicides
The state of Kentucky is suing the company behind Character.AI, alleging it has failed to implement safeguards to protect children that use the platform to chat with bots from psychological manipulation, self-harm and suicide.
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January 09, 2026
Pedestrian Drops $2M Suit Over Alleged USPS Vehicle Crash
A Connecticut woman who said she was hit by a U.S. Postal Service vehicle has dropped a federal lawsuit that sought more than $2 million from the federal government.
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January 09, 2026
X Strikes Back At Music Publishers With Antitrust Suit
X Corp. accused the National Music Publishers' Association and the largest music publishers in the United States of an anticompetitive conspiracy, alleging in a suit filed Friday that the industry's top players colluded against the social media company in an "extortionate campaign" over copyrighted music licenses.
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January 09, 2026
Veterinary Group Says DOJ Accreditation Points Irrelevant
The American Veterinary Medical Association has told a Tennessee federal court that the government's concerns about professional groups are irrelevant to a veterinary school's antitrust case challenging the association's accreditation requirements.
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January 09, 2026
CFPB's Vought Backs Down, Seeks Fresh Fed Funding
The Consumer Financial Protection Bureau said Friday that its acting Director Russell Vought has moved to replenish its funding from the Federal Reserve, yielding after a weekslong standoff that left the consumer agency facing potential closure with dwindling cash.
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January 09, 2026
Justices To Resolve Split On SEC Disgorgement Powers
The U.S. Supreme Court on Friday agreed to hear a case that could resolve a circuit split over whether the U.S. Securities and Exchange Commission has to prove investor harm in order to secure disgorgement from alleged fraudsters.
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January 09, 2026
Justices Will Weigh FCC's Monetary Penalty Powers
The U.S. Supreme Court agreed Friday to take a look at the Federal Communications Commission's authority to issue fines by announcing it would review both a Fifth Circuit ruling in AT&T's favor curtailing the agency's ability to issue fines using its own in-house legal process and a case that Verizon lost in the Second Circuit.
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January 09, 2026
Judge Blocks Edwards' $945M Heart Valve Deal
A D.C. federal judge issued an order on Friday preventing Edwards Lifesciences Corp. from moving ahead with its planned $945 million deal for JenaValve Technology Inc., torpedoing the merger challenged by the Federal Trade Commission.
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January 09, 2026
GC Cheat Sheet: The Hottest Corporate News Of The Week
In technology, the increasing use of artificial intelligence by legal departments will be a major concern for general counsel seeking to control costs in the New Year. And in labor matters, the National Labor Relations Board has a new general counsel along with a quorum and is ready to start deciding cases again.
Expert Analysis
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6 Laws For Calif. Employers To Know In 2026
California's legislative changes for 2026 impose sweeping new obligations on employers, including by expanding pay data reporting, clarifying protections related to bias mitigation training and broadening record access rights, but employers can avoid heightened exposure by proactively evaluating their compliance, modernizing internal systems and updating policies, says Alexa Foley at Gordon Rees.
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Tips For Drafting, Negotiating Quantum Service Agreements
Due to the experimental and volatile nature of quantum computing technology — at least initially — lawyers and legal practitioners should consider a few risks when drafting or negotiating a quantum-as-a-service agreement, including if the underlying hardware design is faulty or not appropriate for maintenance, say attorneys at Covington.
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How New SEC Policies Shift Shareholder Proposal Landscape
U.S. Securities and Exchange Commission Chairman Paul Atkins' recent remarks provide a road map for public companies to exclude nonbinding shareholder proposals from proxy materials, which would disrupt the mechanism that has traditionally defined how shareholders and companies engage on governance matters, say attorneys at Gunderson.
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Series
Knitting Makes Me A Better Lawyer
Stretching my skills as a knitter makes me a better antitrust attorney by challenging me to recalibrate after wrong turns, not rush outcomes, and trust that I can teach myself the skills to tackle new and difficult projects — even when I don’t have a pattern to work from, says Kara Kuritz at V&E.
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How 11th Circ.'s Qui Tam Review Could Affect FCA Litigation
On Dec. 12, the Eleventh Circuit will hear arguments in U.S. ex rel. Zafirov v. Florida Medical Associates, setting the stage for a decision that could drastically reduce enforcement under the False Claims Act, and presenting an opportunity to seek U.S. Supreme Court review of the act's whistleblower provisions, say attorneys at Epstein Becker.
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The Hidden Pitfalls Of Letters Of Credit In Lease Negotiations
Amid a surge in commercial office leasing driven by artificial intelligence firms, it's crucial for landlords to be aware of the potential downside of accepting letters of credit — in particular, for amounts of security that are less than the statutory bankruptcy claim cap, say attorneys at Allen Matkins.
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Prepping For 2026 Shifts In Calif. Workplace Safety Rules
California's Division of Occupational Safety and Health is preparing for significant shifts and increased enforcement in 2026, so key safety programs — including injury and illness prevention plans, workplace violence plans, and heat illness prevention procedures — must remain a focus for employers, says Rachel Conn at Conn Maciel.
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Series
The Biz Court Digest: Welcome To Miami
After nearly 20 years in operation, the Miami Complex Business Litigation Division is a pioneer upon which other jurisdictions in the state have been modeled, adopting many innovations to keep its cases running more efficiently and staffing experienced judges who are accustomed to hearing business disputes, say attorneys at King & Spalding.
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How AI Exec Order May Tee Up Legal Fights With States
The Trump administration's draft executive order would allow it to challenge and withhold federal dollars from states with artificial intelligence laws, but until Congress passes comprehensive AI legislation, states may have to defend their regulatory frameworks in extended litigation, says Charles Mills, a clerk at the U.S. District Court for the Northern District of West Virginia.
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Recent Proposals May Spell Supervision Overhaul For Banks
A slew of rules recently proposed by the federal banking agencies with approaching comment deadlines would rewrite supervision standards to be further tailored to banks' size and activities, while prioritizing financial risks over process, documentation and other nonfinancial risks, say attorneys at Davis Wright.
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Where DEI Stands After The Federal Crackdown In 2025
The federal government's actions this year have marked a fundamental shift in the enforcement of antidiscrimination laws, indicating that diversity, equity and inclusion initiatives that perpetuate allegedly unlawful discrimination will face vigorous scrutiny in 2026, say attorneys at Jackson Lewis.
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How MAHA Is Taking Shape At The State Level
The national spotlight on the federal government's Make America Healthy Again movement is bolstering state-level actions regarding potential health impacts of certain food ingredients, increasing the difficulty and importance of maintaining effective compliance programs, say attorneys at Cooley.
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Rule Update May Mean Simpler PFAS Reports, Faster Timeline
The U.S. Environmental Protection Agency's recently proposed revisions to the Toxic Substances Control Act's per- and polyfluoroalkyl substances reporting rule would substantially narrow reporting obligations, but if the rule is finalized, companies will need to prepare for a significantly accelerated timeline for data submissions, say attorneys at Alston & Bird.
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What US Can Learn From Brazil's Securities Arbitration Model
To allay investor concerns about its recent approval of mandatory arbitration clauses in public company registration statements, the U.S. Securities and Exchange Commission should look to Brazil's securities arbitration model, which shows that clear rules and strong institutions can complement the goals of securities regulation, say arbiters at the B3 Arbitration Chamber.
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Navigating The New Patchwork Of Foreign-Influence Laws
On top of existing federal regulations, an expanding wave of state legislation — placing new limits on foreign-funded political spending and new registration requirements for foreign agents — creates a confusing compliance backdrop for corporations that demands careful preplanning, say attorneys at BakerHostetler.