Compliance

  • January 21, 2026

    Senate Agriculture Unveils Crypto Bill Without Dem Backing

    The chairman of the Senate Agriculture Committee released the text of a proposal to expand the U.S. Commodity Futures Trading Commission's authority over crypto Wednesday evening, despite failing to reach a bipartisan agreement on the text ahead of a markup slated for next week.

  • January 21, 2026

    CVS, UnitedHealth, Express Scripts Duck PBM Antitrust Suit

    A Missouri federal judge has thrown out a proposed class action accusing the country's three largest pharmacy benefit managers — owned by CVS, UnitedHealth Group and Cigna Group — of inflating prescription costs through their rebating practices.

  • January 21, 2026

    Ex-TD Bank Worker Cops To Taking Money Laundering Bribes

    A former New Jersey-based TD Bank NA employee pled guilty on Wednesday to accepting bribes and leveraging his position to facilitate the movement of over $26 million to Colombia through TD Bank accounts.

  • January 21, 2026

    EXp Brass Can't Shake Claims It Ignored Sexual Misconduct

    The Delaware Chancery Court has allowed the bulk of a shareholder lawsuit against eXp World Holdings Inc. to proceed, saying it is reasonable to infer the real estate brokerage's board "effectively did nothing" in response to red flags about widespread allegations of drugging, rape and sexual assault.

  • January 21, 2026

    Fintech Co. Says Investor Suit 'Regurgitates' SEC Claims

    A fintech company has sought to shed a proposed investor class action alleging its former CEO manipulated trading prices for its shares, arguing that the suit fails because it parrots separate U.S. Securities and Exchange Commission allegations.

  • January 21, 2026

    NJ Firm Must Face Full SEC Suit Over Investment Allocations

    A New Jersey federal judge allowed all claims of a U.S. Securities and Exchange Commission suit against a Garden State financial firm and its founder to proceed, finding Wednesday the regulator has adequately pleaded scheme liability, knowledge of wrongdoing and other counts.

  • January 21, 2026

    Robinhood Warns Of Gambling Suit 'Threat' After Kalshi Loss

    Trading platform Robinhood is once again calling for a federal judge to block Massachusetts from taking enforcement action against it for allegedly offering access to sports betting, saying it faces a "a real and imminent threat" of prosecution given the state's victory against another prediction markets firm Tuesday.

  • January 21, 2026

    Texas AG Launches Investigation Into Vaccine Incentives

    The Texas attorney general launched what it characterized as a sweeping, multi-industry investigation into financial incentives for medical providers to recommend childhood vaccines, saying providers regularly dish out vaccines that "are not proven to be safe or necessary."

  • January 21, 2026

    Schwab Nixed From DOL Enforcement Suit Against Other Firm

    A Pennsylvania federal judge on Wednesday dismissed two Schwab companies from a U.S. Department of Labor enforcement case, finding the financial services providers' participation was no longer needed in the agency's dispute against another firm.

  • January 21, 2026

    5th Circ. Leans Toward Vacating Airline Fees Disclosure Rule

    The full Fifth Circuit wanted to know Wednesday why it shouldn't just do away with a Biden-era rule requiring airlines to more clearly disclose add-on fees upfront, saying that the government seemed to be arguing that the court should just vacate the rule.

  • January 21, 2026

    Midwives Challenge Miss. Practice Limits In Antitrust Suit

    The American College of Nurse-Midwives launched a suit seeking to permanently block Mississippi rules requiring certified nurse-midwives to obtain collaboration agreements with physicians, arguing the rules unlawfully restrict competition and exacerbate public health challenges in the state.

  • January 21, 2026

    4th Circ. Says Judge Wrongly Blocked Trump Grant Freeze

    The Fourth Circuit on Wednesday wiped out a federal district judge's order restoring 32 congressionally funded grants frozen by the Trump administration, saying it's a contractual matter for the U.S. Court of Federal Claims to decide.

  • January 21, 2026

    Feds Say Medicare Steering Case Meets FCA Legal Bar

    The government said Wednesday that its False Claims Act complaint accusing insurers and brokers of participating in a kickback scheme to steer customers to Medicare Advantage plans doesn't conflict with a First Circuit decision last year setting out the standard for such cases.  

  • January 21, 2026

    FTC Must 'Scale A Slick Wall' To Revive Meta Suit

    The Federal Trade Commission set itself up for a tough fight to overturn a D.C. federal judge's rejection of its lawsuit accusing Meta of monopolizing personal social media through its purchases of WhatsApp and Instagram.

  • January 21, 2026

    Feds Back Freight Broker In High Court Negligence Case

    The federal government urged the U.S. Supreme Court Wednesday to hold that federal law unequivocally shields freight brokers from state-based negligence and personal injury claims, throwing its support behind broker and logistics giant C.H. Robinson in a closely watched case.

  • January 21, 2026

    Apple Workers In Wash. Sue Over Limits On Moonlighting

    Apple Inc. has broken a Washington state moonlighting law by prohibiting dozens of lower-wage workers from taking second jobs to supplement their incomes, according to a former employee's proposed class action against the company.

  • January 21, 2026

    SEC Accuses Unregistered NJ Adviser Of $1.6M Client Fraud

    The U.S. Securities and Exchange Commission has accused a New Jersey-based investment adviser of losing $1.6 million on behalf of clients who were allegedly duped into believing he was a licensed securities trader with years of experience in the industry.

  • January 21, 2026

    FINRA Says Firm Broke Reg BI By Not Spotting Risky Trading

    The Financial Industry Regulatory Authority has accused a broker-dealer and its ex-CEO of violating Regulation Best Interest by failing to identify suspicious, excessive trading in a customer account by a representative of the firm, causing the client $1.2 million in losses.

  • January 21, 2026

    FCC Warns Shows To Follow Political 'Equal Opportunity' Reg

    The Federal Communications Commission cautioned TV broadcasters Wednesday that no exemption has been found that would let talk shows get around the agency's political equal opportunity rules.

  • January 21, 2026

    SEC Wins $9.7M In Cemtrex Fraud Case After 2nd Circ. Remand

    The U.S. Securities and Exchange Commission has secured a $9.7 million judgment against the founder of an industrial manufacturer who allegedly diverted over $7.3 million of investor funds from his company to his private accounts, after the Second Circuit vacated the previous disgorgement award and remanded the case.

  • January 21, 2026

    Businesses Seek OK On $436M Toyota Forklift Emissions Deal

    A proposed class of businesses is asking a California federal court to give the go-ahead on a $436 million settlement with Toyota Industries Corp. and its material handling affiliates in a suit that alleged the company misled them on their forklift and construction engine emissions.

  • January 21, 2026

    Feds Oppose Bail For Conn. Oil Trader During FCPA Appeal

    Federal prosecutors are fighting an oil trader's bid for freedom while he appeals a 15-month Foreign Corrupt Practices Act prison sentence, arguing the trader should begin serving time by Feb. 9 because his jury conviction probably won't be reversed.

  • January 21, 2026

    3rd Circ. Questions Mushroom Farmer's Tax Bill Accounting

    A Third Circuit panel appeared skeptical Wednesday of a woman's bid to reduce her prison term for tax violations connected to her family's mushroom farm, with judges suggesting that different swaths of taxes she failed to pay the government could be grouped together as "relevant conduct" under federal sentencing guidelines.

  • January 21, 2026

    AI Recruiting Co. Eightfold Sued Over Job Applicant 'Dossiers'

    Job applicants have hit Eightfold AI with a proposed class action in California court, alleging the artificial intelligence company's business model violates longstanding consumer protection statutes by using "opaque" closely guarded AI algorithms to scrape personal data and generate "dossiers" on job applicants for major employers without applicants' knowledge or consent.

  • January 21, 2026

    Coinbase Investors Knew About Regulatory Issues, Court Told

    Counsel for Coinbase urged a Pennsylvania federal judge Wednesday to dismiss a stockholder's proposed class action accusing the cryptocurrency exchange of not being up front with investors about its regulatory compliance, arguing the company had been transparent about what regulators in the U.S. and U.K. saw as deficiencies in Coinbase's anti-money laundering measures.

Expert Analysis

  • Reviewing 2025's State And Federal AI Regulations

    Author Photo

    In light of increasing state and federal action to oversee the use of artificial intelligence, companies that develop or deploy the technology should keep abreast of current and forthcoming AI laws and consider their applicability to their business activities, says Jessica Brigman at Spencer Fane.

  • How Workforce, Tech Will Affect 2026 Construction Landscape

    Author Photo

    As the construction industry's center of gravity shifts from traditional commercial work to infrastructure, energy, industrial and data-hosting facilities, the effects of evolving technology and persistent labor shortages are reshaping real estate dealmaking, immigration policy debates and government contracting risk, say attorneys at Cozen O'Connor.

  • 4 Privacy Trends This Year With Lessons For Companies

    Author Photo

    As organizations plan for ongoing privacy law changes, 2025 trends that include a shift of activity from the federal to the state level mean companies should take an adaptive and principle-based approach to privacy programs rather than trying to memorize constantly changing laws, say attorneys at Sheppard Mullin.

  • Opinion

    A Uniform Federal Rule Would Curb Gen AI Missteps In Court

    Author Photo

    To address the patchwork of courts’ standing orders on generative artificial intelligence, curbing abuses and relieving the burden on judges, the federal judiciary should consider amending its civil procedure rules to require litigants to certify they’ve reviewed legal filings for accuracy, say attorneys at Shook Hardy.

  • Investment Advisers Should Stay Apprised Of New AI Risks

    Author Photo

    The U.S. Securities and Exchange Commission's recently issued annual examination priorities reiterate a host of regulatory implications for investment advisers using artificial intelligence tools, highlighting that meaningful ongoing due diligence can help mitigate both operational and regulatory surprises amid AI's rapid evolution, says Christopher Mills at Sidley.

  • New Rule Shows NRC Willing To Move Fast To Reform Regs

    Author Photo

    The Nuclear Regulatory Commission’s decision to forgo public comment and immediately rescind certain rules governing adjudicatory procedures, federal tort claims and disclosure of licensee information signals the agency's intent to accelerate the regulatory streamlining efforts ordered by the president this spring, say attorneys at Morgan Lewis.

  • AG Watch: Texas Junk Fee Deal Shows Enforcement Priorities

    Author Photo

    Texas Attorney General Ken Paxton's recent $9.5 million settlement with online travel agency website Booking Holdings for so-called junk fee practices follows a larger trend of state attorneys general who have taken similar action and demonstrates the significant penalties that can follow such allegations, say attorneys at Kelley Drye.

  • Calif. AG's No-Poach Case Reflects Tougher Antitrust Stance

    Author Photo

    This month, California’s attorney general resolved the latest enforcement action barring the use of no-poach agreements, underscoring an aggressive antitrust enforcement trend with significant increases in criminal and civil penalties, say attorneys at Pillsbury.

  • A Look At The Wave Of 2025 Email Marketing Suits In Wash.

    Author Photo

    Since the Washington Supreme Court's ruling in Brown v. Old Navy in April, more than 30 lawsuits have alleged that a broad range of retailers across industries sent emails that violate the Washington Commercial Electronic Mail Act, but retailers are unlikely to find clear answers yet, says Gonzalo Mon at Kelley Drye.

  • 2025 Noncompete Developments That Led To Inflection Point

    Author Photo

    Employers must reshape their approaches to noncompete agreements following key 2025 developments, including Delaware's rejection of blue-penciling and the proliferation of state wage thresholds, say attorneys at Gunderson Dettmer.

  • Series

    The Law Firm Merger Diaries: Integrating Practice Groups

    Author Photo

    Enacting unified leadership and consistent client service standards ensures law firm practice groups connect and collaborate around shared goals, turning a law firm merger into a platform for growth rather than a period of disruption, says Brian Catlett at Fennemore Craig.

  • The Tricky Issues Underscoring Prediction Market Regulation

    Author Photo

    Prediction markets are not merely testing the boundaries of commodities law — they are challenging the conventional divisions between gambling regulation and financial market oversight, and in doing so, may reshape both, says Braeden Anderson at Gesmer Updegrove.

  • Nonprofits Face Uncertainty Over Political Activity Rules

    Author Photo

    Two federal court decisions suggesting that the Internal Revenue Service's rules for 501(c)(4) organizations' political activity may be too vague to survive constitutional scrutiny leave nonprofit organizations caught between constitutional limits on government regulation of speech and tax limits on their exempt status, say attorneys at BakerHostetler.

  • Opinion

    Supreme Court Term Limits Would Carry Hidden Risk

    Author Photo

    While proposals for limiting the terms of U.S. Supreme Court justices are popular, a steady stream of relatively young, highly marketable ex-justices with unique knowledge and influence entering the marketplace of law and politics could create new problems, say Michael Broyde at Emory University and Hayden Hall at the U.S. Bankruptcy Court for the District of Delaware.

  • Navigating A Sea Change In Rent Algorithm Regulation

    Author Photo

    The U.S. Department of Justice's proposed settlement of the RealPage lawsuit represents a pivotal moment in the regulation of algorithmic rent-setting, restraining use of these tools amid a growing trend of regulatory limits on use of algorithmic data and methodologies in establishing housing rental prices. say attorneys at Wilson Elser.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.