Compliance

  • July 07, 2026

    SEC Names Agency Vets To Lead New Retail Fraud Group

    The U.S. Securities and Exchange Commission said Tuesday that it has launched a new working group that will expand the agency's efforts to identify fraud targeting retail investors, tapping two longtime agency officials to lead the effort.

  • July 07, 2026

    CEO Cops To Conspiracy In BigLaw Insider Trading Case

    A Dubai-based CEO and trader has pled guilty in Massachusetts federal court to charges that he worked with a former BigLaw associate and others to carry out a far-reaching insider trading scheme.

  • July 07, 2026

    FTC Warns 7 Retailers About Unqualified 'U.S. Origin' Claims

    The Federal Trade Commission announced Monday that it has notified seven retail businesses that sell drums, industrial laser machinery and e-cigarettes that they may be making unqualified "Made in  the USA" or "Made in Texas" claims about their respective products, and have advised them to comply with the agency's labeling rules. 

  • July 07, 2026

    Sony Bank's Crypto Charter Bid Clears 1st OCC Hurdle

    Sony's online banking unit is a step closer to setting up a crypto-focused U.S. trust company with a preliminary conditional charter from the Office of the Comptroller of the Currency.

  • July 07, 2026

    FTC Must Deny Musk 'Pardon' For X's Violations, Chopra Says

    Rohit Chopra, a former member of the Federal Trade Commission and current head of a new California agency, has urged the FTC to reject X Corp.'s attempt to be released from an enforcement order stemming from data privacy violations, arguing that such a "pardon" would expose its users to further fraud and abuse.

  • July 07, 2026

    9th Circ. Appears Icy Toward Calif. Captive Meeting Law

    The Ninth Circuit seemed hesitant Tuesday to unblock a 2-year-old California law that prohibits employers from punishing workers for skipping what are commonly known as captive audience meetings in which companies convey views about political or religious topics, with two judges suggesting that the statute infringes on employers' free speech rights.  

  • July 07, 2026

    Calif. Judge Asks About Standing In Google Antitrust Case

    A California federal judge overseeing an antitrust litigation accusing Google of shutting out rival search engines has asked for evidence showing that the consumers bringing the case have standing.

  • July 07, 2026

    Fla. Hospital Says Lilly's 340B Data Requirement Is Onerous

    A Florida hospital pushed back against pharmaceutical giant Eli Lilly over the drugmaker's requirement that providers hand over drug dispensing data before federal price discounts are applied, saying the policy is overly burdensome.

  • July 07, 2026

    ​​​​​​​Top Groups Lobbying The FCC

    The Federal Communications Commission heard from lobbyists more than 140 times in June, with AT&T at the front of the pack hoping to convince the agency to preempt California rules that the telecom giant says are hindering network modernization.

  • July 07, 2026

    5 Midyear White Collar Trends To Watch

    The practice of white collar criminal defense is fraught with uncertainty halfway into 2026 as lawyers try to navigate upheaval in the U.S. Department of Justice, the prospect of big changes in Congress and the rapidly developing use of artificial intelligence.

  • July 07, 2026

    DC Circ. Backs Tax Bribery Convictions Despite Jury Error

    A D.C. Circuit panel refused on Tuesday to reverse a lower court's judgments against two men in connection to a bribery scheme carried out to evade $2.3 million in business tax obligations, finding a jury instruction error "harmless," among other unsuccessful arguments.

  • July 07, 2026

    Dem Sens. Probe CEOs On Trump-IRS Settlement Immunity

    Three senior Democratic senators are investigating whether several companies with ties to President Donald Trump are benefiting from what they alleged was immunity for him, his family and his businesses in the settlement he reached with the Internal Revenue Service. 

  • July 07, 2026

    Exxon Seeks $324M Judgment In Dispute On Qatar Deal Tax

    Exxon asked a Texas federal court to rule that it's owed a $273 million tax refund and $51 million in penalties in a dispute with the U.S. government over the tax treatment of a natural gas deal with Qatar.

  • July 07, 2026

    NYC Hits Walgreens, 3 Others With $2.3M In Wage Fines

    New York City has secured more than $2.3 million in settlements from four companies including Walgreens for violating worker scheduling and paid time off protections, the city's consumer and worker protection agency announced Monday.

  • July 07, 2026

    11th Circ. Upholds Block of Fla. 'Stop WOKE' Law

    The Eleventh Circuit upheld a lower court's preliminary injunction on a Florida law that restricts classroom discussion of race and gender, finding on Tuesday that the law violates the First Amendment's free speech protections. 

  • July 07, 2026

    CFPB Eyes Credit-Card Late Fees For Possible Rulemaking

    The Consumer Financial Protection Bureau is readying a request for information on credit-card late fees, signaling a renewed look at an affordability issue that the agency's Biden-era $8 fee cap sought to address before banking industry opposition helped sink it in court.

  • July 07, 2026

    Women's Law Group Asks FCC To Ditch Plan For 'The View'

    The National Women's Law Center has asked the Federal Communications Commission to drop potential plans to withdraw its "bona fide news" exemption for ABC's "The View" over concerns it would amount to censorship.

  • July 07, 2026

    5th Circ. Again Nixes Challenge To La. 340B Drug Delivery Law

    A Fifth Circuit panel doubled down on its decision to uphold a Louisiana law prohibiting drug manufacturers from blocking contracts between pharmacies and providers in the federal 340B drug discount program, reiterating that conclusion upon rehearing but this time allowing intervention by an advocacy group.

  • July 07, 2026

    Willow Bridge Reaches DOJ Deal To End Price-Fixing Claims

    Dallas-based residential property manager Willow Bridge Property Co. has become the latest to reach a settlement with authorities in a North Carolina federal lawsuit accusing a host of landlords of fixing apartment prices using software from RealPage.

  • July 06, 2026

    Trump's AI Cyber Directive Leaves Cos. Guessing At Upside

    A recent executive order intended to boost the security of advanced artificial intelligence systems hinges on developers voluntarily making their models available to the government for prerelease testing, but lingering questions about the potential trade-offs of this exchange raise doubts about the ultimate effectiveness of this model.

  • July 06, 2026

    Insurer Looks To Knock Out Expert In Employment Trial

    An annuity salesperson whose hostile work environment claim against Jackson National Life Insurance Co. was revived by the Tenth Circuit urged a Colorado federal judge Monday not to bar from trial a damages expert the company says the plaintiff denounced.

  • July 06, 2026

    DOJ Defends 1-Page Motion To Drop Adani Prosecution

    The U.S. Department of Justice has defended its bid to permanently drop a criminal bribery case against billionaire Indian businessman Gautam Adani and seven others, saying "judicial inquisitions" into the department's reasons risks "chilling" it from seeking dismissals in future cases and could expose privileged debates among DOJ lawyers.

  • July 06, 2026

    New Chinese Lobbying Law Raises Q's For DOD Contractors

    Defense contractors are struggling to navigate a new law that bars the Pentagon from contracting with companies that hire lobbyists for Chinese military companies, given the statute's broad definition of lobbying activities and lack of clarity surrounding its implementation.

  • July 06, 2026

    Social Casino Websites Face Gambler's Minn. Class Suit

    A gambler who claims he lost about $75,000 playing online "social casino" games that rendered him homeless has sued the company that publishes ChumbaCasino.com and LuckyLandSlots.com, telling a Minnesota federal judge the websites are illegal in the state.

  • July 06, 2026

    Judge Says No To Amicus On Attorney Privilege In FTC Case

    A defense bar advocacy group will not get a chance to weigh in on the FTC's antitrust case against Amazon over allegations the e-commerce behemoth used attorney-client privilege to hide evidence from discovery after a Washington federal judge declined to hear from the group.

Expert Analysis

  • A Midyear Look At Antiterrorism Act Jurisprudence And Policy

    Author Photo

    Plaintiffs have filed comparably fewer new actions under the Antiterrorism Act this year, though a handful of key decisions further defined the statute’s aiding-and-abetting standard and highlighted continuing risks for financial services companies, say attorneys at Skadden.

  • What NERC Reliability Guideline Means For Large Loads

    Author Photo

    The North American Electric Reliability Corporation's new reliability guideline — which addresses issues associated with large loads like data centers, cryptocurrency mining facilities and factories — is nonbinding, but hints at possible future expansion of reliability obligations for large load owners, operators, developers and equipment providers, say attorneys at Morgan Lewis.

  • Defending Against Remote Work Risks During The World Cup

    Author Photo

    With World Cup matches underway, remote work policies and security measures can help employers manage the risks of employees working from sports arenas and other nontraditional locations, including hours-worked compliance, network security and data protection, says Lisa Burton at Ogletree.

  • How A Novel NY Law Fits Into The AI Legal Landscape For Ads

    Author Photo

    An amendment to New York's General Business Law requiring disclosures when advertisements use performers generated by artificial intelligence arrives at a moment of rapid transformation in the marketing ecosystem and indicates that advertisers should take a proactive approach grounded in transparency, contractual protections and alignment across legal and creative teams, say attorneys at Manatt.

  • Opinion

    Current Consumer Protection Laws Can Fit Agentic Commerce

    Author Photo

    While agentic commerce — artificial intelligence that searches, compares and makes purchases for customers — doesn't warrant a new consumer protection regime, it will require companies to design compliance into their products from the outset and challenge regulators to consistently apply existing laws, says Katherine Adkins at Affirm.

  • How Reserve Studies Fit Into Condo Association Compliance

    Author Photo

    In the five years since the Surfside condominium collapse and as states like New Jersey establish related safety mandates, reserve planning has emerged as a central compliance concern for community associations, acting as a practical tool for responsible disclosure and managing long-term capital obligations, say attorneys at Dilworth Paxson.

  • Justices' ICA Ruling Provides Certainty For Regulated Funds

    Author Photo

    The U.S. Supreme Court's recent ruling in FS Credit v. Saba that a contract-rescission provision of the Investment Company Act does not provide investors with a private right of action is a victory for the regulated fund industry, emphasizing that where Congress intended to create private remedies, it did so expressly, say attorneys at Simpson Thacher.

  • AI Heightens Old Compliance Risks For Investment Advisers

    Author Photo

    Though artificial intelligence offers genuine promise for investment advisers, it also magnifies long-standing risks — including those involving fiduciary duties, books and records, client confidentiality, and marketing — with most foundational compliance requirements likely to remain, says Theodore Edwards at Troutman.

  • Drawing A Line Between Settlement Pressure And Extortion

    Author Photo

    U.S. v. Luo, pending in the U.S. District Court for the Southern District of New York, may force courts to address anew when settlement negotiations become criminal extortion, particularly in the age of easily fabricated digital evidence, says attorney Denis Kiely.

  • Responding To US Labeling Brazilian Gangs As Terrorist Orgs

    Author Photo

    The Trump administration's recent designation of two Brazilian criminal organizations as foreign terrorists affects companies in multiple sectors that must now assess their exposure and enhance their sanctions, know-your-customer and anti-money-laundering screening programs, say attorneys at King & Spalding.

  • Recent Cases Clarify When Risk Disclosures Trigger Liability

    Author Photo

    Several recent decisions highlight circumstances where risk disclosures can constitute actionable misrepresentations, providing clarity on how the Private Securities Litigation Reform Act's safe harbor and the common-law bespeaks caution doctrine apply to risk disclosures, and how publicly traded companies can guard against such claims, say attorneys at Katten.

  • Colorado's New Chatbot Law May Be Defined By Its Carveouts

    Author Photo

    What makes Colorado's conversational artificial intelligence service law worth close attention is what it leaves out, so a thorough scoping analysis may be as important as compliance planning for companies that develop, license or deploy conversational AI, say attorneys at Eversheds Sutherland.

  • Opinion

    Md., Colo. Climate Rulings Point To Need For Federal Solution

    Author Photo

    As the U.S. Supreme Court prepares to review the Colorado Supreme Court's 2025 ruling in Boulder County v. Suncor U.S. Inc., which green-lit a state-level climate lawsuit, a recent conflicting ruling from the Maryland Supreme Court underscores why a uniform federal answer on climate litigation is needed now, says Phil Goldberg at Shook Hardy.

  • What Fed's Fast Track To Account Access Means For Fintechs

    Author Photo

    Fintechs, stablecoin issuers and other nonbank entities should assess eligibility, compliance demands and operational limits ahead of the Federal Reserve's potential finalization of a payment account framework proposing a faster path to direct access to key payment rails, says Stephen Aschettino at Fox Rothschild.

  • High Court's FCC Ruling Adds To Comms Industry Paradox

    Author Photo

    The Supreme Court's recent decision in Federal Communications Commission v. AT&T, finding that the FCC's informal forfeiture process survives Seventh Amendment scrutiny, opens some doors for regulated entities, but the practical effect may be surprisingly constrained, says Jonathan Marashlian at The CommLaw Group.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.