Compliance

  • January 06, 2026

    Bankers Urge Senate To Ban Stablecoin Yield Payments

    The American Bankers Association is doubling down on efforts to convince policymakers to outlaw yield payments for stablecoins, urging banking CEOs and their clients to flood U.S. senators with letters and calls as a forthcoming crypto market structure bill presents an opportunity to solidify the prohibition.

  • January 06, 2026

    Conn. Atty Owes $152K To Client Estates, Watchdog Says

    A Connecticut attorney has been hit with a disciplinary presentment accusing him of unlawfully pocketing $152,000 meant for beneficiaries of two estates over which he was serving as executor and fiduciary, with the state's ethics watchdog calling for his suspension.

  • January 06, 2026

    Fulton County Says Feds Can't Force Release Of 2020 Ballots

    Fulton County, Georgia's clerk of court called on a federal judge to toss the Trump administration's bid to force her to hand over 2020 election ballots, arguing the government sought the records under the wrong law and in the wrong venue.

  • January 06, 2026

    Courthouse News NC Electronic Filing Suit Headed To Trial

    A North Carolina federal judge on Monday refused to grant a summary judgment win to Courthouse News Service in its suit claiming the state's e-filing system created dayslong delays in obtaining new civil suits, saying the state court administrators have demonstrated there is a genuine dispute over whether the case is moot due to allegedly improved access to filings.

  • January 06, 2026

    DOJ's Wound Care 'Glam-Flam' Case: What You Need To Know

    A first-of-its-kind fraud involving wound care that used human placental tissue led to prison sentences for an Arizona wife and husband known as the "glam-flam" couple, as well as a nearly $310 million settlement. Here's what you need to know about a case still being investigated by Justice Department officials.

  • January 06, 2026

    KFC Inks Deal To End EEOC Sex Harassment Probe

    KFC will pay $200,000 to end a U.S. Equal Employment Opportunity Commission investigation into claims that the company ignored sexual harassment at a Florida restaurant, the EEOC said Tuesday.

  • January 06, 2026

    FTC Urges DC Circ. To Unblock Media Matters Probe

    The Federal Trade Commission told the D.C. Circuit the agency's investigation into left-leaning watchdog Media Matters for America is about potential collusion in the advertising industry, not retaliation for reporting on Nazi content, and said a lower court was wrong to block the probe.

  • January 06, 2026

    DOJ Fraud Section Leader Returns To Cahill Gordon In DC

    A former senior deputy chief of the U.S. Department of Justice's fraud section and former staff member for the U.S. House's Jan. 6 committee has left the public sector and rejoined Cahill Gordon & Reindel LLP's office in Washington.

  • January 06, 2026

    ISP Asks Feds To Preempt SC City Over Fiber Deployment

    A broadband provider has urged the Federal Communications Commission to use its preemption authority to block a South Carolina city's requirements for deployment of new internet services.

  • January 06, 2026

    Creek Nation Fights Okla. Over Tribal Hunting Rights

    The Muscogee (Creek) Nation has joined three fellow Oklahoma tribes in asking a federal court to block state wildlife officials from requiring tribal citizens to obtain state licenses to hunt and fish on their reservation lands, arguing that the practice violates its sovereignty and right to self-govern.

  • January 06, 2026

    Ex-SDNY Deputy Chief Of Appeals Joins Pryor Cashman

    Pryor Cashman LLP announced Tuesday that it hired a former assistant U.S. attorney at the Southern District of New York as a partner in its white collar and regulatory enforcement practice out of its New York office.

  • January 06, 2026

    San Diego Sues DHS Over Marines' Border Barrier

    The city of San Diego has sued the Department of Homeland Security over what it described as an unauthorized installation of razor-wire fencing by the U.S. Marines in a city-owned protected wildlife habitat area near the southern border.

  • January 06, 2026

    German Waived Challenge To $4.6M SEC Tab, 1st Circ. Hints

    A German national's failure to formally respond to discovery requests probing whether he is subject to personal jurisdiction in the United States may have undermined his challenge to a $4.6 million default judgment in a U.S. Securities and Exchange Commission fraud case, a First Circuit panel suggested Tuesday.

  • January 05, 2026

    US Chamber Gets Expedited Appeal In $100,000 H-1B Fee Suit

    The D.C. Circuit on Monday fast-tracked the U.S. Chamber of Commerce's appeal of a ruling that a $100,000 fee for new H-1B petitions was within President Donald Trump's "broad authority" to restrict noncitizens' entry.

  • January 05, 2026

    NY Gov. Looks To Further Boost Online Protections For Kids

    New York's governor floated a legislative package Monday that would expand on the state's already robust online protections for kids by subjecting game and social media platforms to additional privacy and safety mandates, including ensuring that location settings are turned off automatically and that certain chatbot features are disabled.

  • January 05, 2026

    Amazon Plaintiff Says 'Buy Movie' Button Fools Shoppers

    A California woman accusing Amazon of lying to consumers about whether they own movies purchased on its Prime Video platform said the e-commerce giant can't avoid the proposed class action by hiding behind fine print, arguing shoppers who bought media weren't sufficiently informed they could lose access at any time.

  • January 05, 2026

    DC Circ. Says It Won't Rethink Emergency Air Rule Decision

    The full D.C. Circuit will not reconsider a panel's decision restoring air pollution-emitting facilities' right to defend themselves against violations of the Clean Air Act by blaming emergency circumstances.

  • January 05, 2026

    BofA, BNY Face Bulked-Up Claims Over Epstein Ties

    A survivor of sex offender Jeffrey Epstein has moved to bolster her proposed class actions accusing Bank of America and BNY of enabling the disgraced financier's sex trafficking enterprise, filing freshly expanded complaints amid a push from the banks for dismissal.

  • January 05, 2026

    ​'Truly Extreme': 9th Circ. Judges Decry Trump Layoffs Ruling

    The Ninth Circuit on Monday refused to revisit a three-judge panel's decision rejecting the Trump administration's challenge of a lower court's ruling requiring production of its plans for large-scale layoffs and reorganizations at various federal agencies, a decision that was met with fiery dissent from several of the court's Republican-appointed judges.

  • January 05, 2026

    Logistics Compliance Co. Seeks Order That It Owns Platform

    A Cleveland-based logistics compliance software firm has sued its former technology chief in Ohio federal court, looking to fend off claims that he owns the majority of the company's offerings.

  • January 05, 2026

    Express Scripts Wants FTC Atty Views On Insulin Prices

    Express Scripts is seeking to force an attorney from the Federal Trade Commission to sit for a deposition in the agency's case accusing pharmacy benefit managers of inflating insulin prices, saying the commission's own attorneys acknowledge that manufacturers cause higher prices.

  • January 05, 2026

    House To Review Trump's Veto On Tribal Everglades Bill

    Members of the U.S. House of Representatives have agreed to consider Thursday objections to President Donald Trump's veto of bipartisan legislation that would save a Florida tribe's camp within Everglades National Park from flooding.

  • January 05, 2026

    Trade Group Pushes For SEC's Off-Channel Comms Data

    The American Securities Association urged a Florida federal judge Monday to require that the U.S. Securities and Exchange Commission produce information showing how it calculated the massive penalties it imposed in a Biden-era off-channel communications sweep, saying that the agency had forfeited its main argument for withholding the documents.

  • January 05, 2026

    SEC Won't Review FINRA Delay On Carbon Offset Co. Petition

    The U.S. Securities and Exchange Commission has dismissed a bid brought by shareholders of Entrex Carbon Market Inc. to review what they said is the Financial Industry Regulatory Authority's harmful failure to act on the carbon offset trading platform's requests for a name change and approval of stock splits.

  • January 05, 2026

    Ritz-Carlton Looks To Toss Trafficking Suit Against Ga. Hotels

    The Ritz-Carlton asked a Georgia federal judge Friday to toss a lawsuit claiming it and other Atlanta hotels knew about but failed to prevent sex trafficking occurring at their properties, arguing it didn't knowingly benefit from the alleged trafficking.

Expert Analysis

  • Global Net-Zero Shipping Framework Faces Rough Waters

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    The decision of the International Maritime Organization's Marine Environment Protection Committee to delay its proposal for reducing greenhouse gas emissions from ships, in the face of strenuous U.S. objections, highlights the importance of proactive engagement with policymakers and strategic planning for different compliance scenarios, say attorneys at Blank Rome.

  • 5 Bonus Plan Compliance Issues In Financial Services

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    As several legal constraints — including a new California debt repayment law taking effect in January — tighten around employment practices in the fiercely competitive financial services sector, the importance of compliant, well-drafted bonus plans has never been greater, say attorneys at Jackson Lewis.

  • What To Watch As NY LLC Transparency Act Is Stuck In Limbo

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    Just about a month before it's set to take effect, the status of the New York LLC Transparency Act remains murky because of a pending amendment and the lack of recent regulatory attention in New York, but business owners should at least prepare for the possibility of having to comply, says Jonathan Wilson at Buchalter.

  • 1st Trial After FCPA Pause Offers Clues On DOJ Priorities

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    After surviving a government review of Foreign Corrupt Practices Act enforcement, the U.S. v. Zaglin case reveals the U.S. Department of Justice still appears willing to prosecute individuals for conduct broadly consistent with classic priorities, despite the agency's new emphasis on foreign policy priorities, say attorneys at Debevoise.

  • Opinion

    Despite Deputy AG Remarks, DOJ Can't Sideline DC Bar

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    Deputy Attorney General Todd Blanche’s recent suggestion that the D.C. Bar would be prevented from reviewing misconduct complaints about U.S. Department of Justice attorneys runs contrary to federal statutes, local rules and decades of case law, and sends the troubling message that federal prosecutors are subject to different rules, say attorneys at HWG.

  • Key Strategies For Supplement Cos. Facing Lead Risks

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    In the wake of a recent Consumer Reports article detailing dangerously high levels of lead in many popular protein powders, supplement companies face increased litigation, rising enforcement risks and reputational harm — underscoring the need to monitor supply chains, test ingredients and understand labeling standards, say attorneys at Husch Blackwell.

  • How AI Tech Suppliers Can Address IP Lawyers' Concerns

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    While artificial intelligence tools can help intellectual property lawyers be more productive and effective, AI tech providers must address issues of privilege, data privacy and confidentiality to make their technology viable and useful for IP law, say Tom Colson at Colson Law and Kevin Bronson at Simpson & Simpson.

  • From Bank Loans To Private Credit: Tips For Making The Shift

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    The relationship between private credit and syndicated bank deals will evolve as the private market continues to grow, introducing new challenges for borrowers comparing financing options, particularly pertaining to loan documentation and working capital, say attorneys at Haynes Boone.

  • 3 Takeaways From FDA Cell And Gene Therapy Draft Guidance

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    The U.S. Food and Drug Administration recently published draft guidance documents that sketch the clearest picture yet of the evolving regulatory framework for cell and gene therapies, reflecting an agency that is increasingly comfortable with flexible, science-driven approaches that extend beyond clinical trial models, say attorneys at MoFo.

  • Wells Process Reforms Serve SEC Chair's Transparency Goals

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    Enforcement policy changes U.S. Securities and Exchange Commission Chairman Paul Atkins recently set forth will help fulfill his stated goal of making Division of Enforcement investigations more fair and transparent by changing the Wells process to provide recipients earlier consultations with SEC staff, greater evidence access and more time to file responses, say attorneys at Dechert.

  • The Ins And Outs Of Decentralized Digital Asset Exchanges

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    As decentralized digital asset exchanges lack intermediaries, and so remain susceptible to fraud and market manipulation, ​​​​​​​an understanding of their design is crucial to help market participants avoid fraudulent practices such as liquidity rug pulls, says Swati Kanoria at Charles River.

  • Contradictory Rulings Show Complexity Of Swaps Regulation

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    Recent divergent rulings, including two by the same Nevada judge, on whether the Commodity Exchange Act preempts state gambling laws when applied to event contracts traded on U.S. Commodity Futures Trading Commission-regulated markets illustrate the uncertainty regarding the legality of prediction markets, say attorneys at Akin.

  • How New Law Transforms Large-Load Power Projects In Texas

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    S.B. 6 — the new Texas law that revises state regulations for large electrical loads and related behind-the-meter projects — introduces higher up-front costs for developers and more flexible operating models for large-load customers, but should provide the certainty needed for greater investment in generation, say attorneys at Sidley.

  • How Cos. Should Prepare For Prop 65 Listing Of Bisphenols

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    California regulators are moving toward classifying all p,p'-bisphenol chemicals as causing reproductive toxicity under Proposition 65, which could require warning notices for a vast range of consumer and industrial products, and open the floodgates to private litigation — so companies should proactively review their suppy chains, says Gregory Berlin at Alston & Bird.

  • Rule Amendments Pave Path For A Privilege Claim 'Offensive'

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    Litigators should consider leveraging forthcoming amendments to the Federal Rules of Civil Procedure, which will require early negotiations of privilege-related discovery claims, by taking an offensive posture toward privilege logs at the outset of discovery, says David Ben-Meir at Ben-Meir Law.

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