Compliance

  • October 05, 2026

    SEC Censures JPMorgan Over Disqualified Swaps Trader

    JPMorgan Securities and JPMorgan Chase Bank have agreed to a cease-and-desist order and a censure from the U.S. Securities and Exchange Commission to resolve claims that the firms allowed a person who was statutorily disqualified due to a violation in the U.K. to effectuate security-based swap transactions.

  • October 05, 2026

    Justices Seek Trump Admin's Views In Escrow-Interest Fight

    The U.S. Supreme Court asked Monday for the Trump administration to weigh in as the justices consider taking up a set of cases challenging whether federally chartered banks are exempt from state laws requiring lenders to pay interest on homeowners' mortgage escrow accounts.

  • October 03, 2026

    Up First At High Court: Climate Torts & Munitions Disposal

    The U.S. Supreme Court will begin its new term on Monday, when the justices consider whether state courts have the authority to hear climate change lawsuits that seek to hold fossil fuel companies liable for local damages caused by greenhouse-gas emissions and whether federal courts can hear constitutional challenges to veterans benefits laws.

  • October 02, 2026

    Amazon Seeks Records Around Lawyer's USPTO Suspension

    An attorney Amazon has accused of furthering a scheme to fraudulently register thousands of trademarks and use them to report infringement by rival Amazon merchants must hand over documents related to her discipline in California and Washington, the retail giant argued in a Washington federal court filing Thursday.

  • October 02, 2026

    PACCAR Can't Nix Drivers' Faulty Diesel Engine Warranty Suit

    A Washington federal judge ordered PACCAR Inc. to face a proposed class action alleging it sold faulty diesel engines, rejecting its Clean Air Act preemption defense and ruling that the suit plausibly pleads claims that the alleged defects breached the engine warranty. 

  • October 02, 2026

    Real Estate Recap: FAA Grants, DC Rent, REIT Merger Reax

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at the top FAA grants for real estate projects last month, a potential apartment rent freeze in Washington, D.C., and activist objections to the IRT-Centerspace merger.

  • October 02, 2026

    AT&T Users' Attys Score $59M, $177M Data Breach Deal OK'd

    A Texas federal judge on Friday gave final approval to AT&T's $177 million data breach settlement, awarding a combined $59 million to attorneys representing two classes of millions of customers whose information was exposed in the incidents.

  • October 02, 2026

    DOJ Won't Revive Powell Probe Over Fed HQ Project, AG Says

    The U.S. Department of Justice won't restart its criminal investigation into former Federal Reserve Chair Jerome Powell over the costly renovations of the central bank's headquarters, U.S. Attorney General Todd Blanche said Friday.

  • October 02, 2026

    Texas Judge Blocks Border Wall Construction In Big Bend

    A Texas federal judge on Friday temporarily blocked the Trump administration from building a border wall in the Big Bend region, siding with conservationists and advocates who claim the federal government unconstitutionally repealed environmental laws to fast-track the construction.

  • October 02, 2026

    Home Equity Fintech Is 1st Target Of Ex-CFPB Attys' Law Firm

    Home equity fintech firm Unlock has used deceptive marketing and confusing contract terms to hide that its "investment" agreements are actually illegal high-cost loans, according to a new proposed class action entered in Colorado state court.

  • October 02, 2026

    Costco 'Health Washing' Electrolyte Drink Mix, Customer Says

    Costco has been accused in Washington federal court of illegally "health-washing" its variety pack of Kirkland brand electrolyte drink mix by labeling the product as though it's sugar-free despite containing an ingredient federal and state labeling standards consider a sugar.

  • October 02, 2026

    FTC Says Lens.com's Hidden Fees Doubled Contact Costs

    The Federal Trade Commission, joined by the attorneys general for Nevada and Utah, on Friday accused contact lens retailer Lens.com Inc. in federal court of deceptive advertising by touting artificially low prices before hitting consumers with bogus fees that often double the price of their contact lenses.

  • October 02, 2026

    Live Nation Fights States' Latest Bid For Insight Into DOJ Deal

    Live Nation has fired back against the latest request in New York federal court by some state attorneys general seeking material related to Live Nation's midtrial antitrust settlement with the U.S. Department of Justice, arguing the states are seeking burdensome discovery, including communications between third parties and outside counsel.

  • October 02, 2026

    Southern Glazer's Agrees To Pricing Limitations In FTC Deal

    Southern Glazer's Wine and Spirits agreed to pricing restrictions barring it from charging smaller stores more than large retailers to resolve the Federal Trade Commission's landmark, Biden-era price discrimination suit, according to an announcement made Friday.

  • October 02, 2026

    Texas Judge Suspended On Child Support Perjury Charge

    A Texas judicial commission has suspended a justice of the peace without pay after a grand jury indicted him on claims that he lied under oath during a hearing where he sought to reduce his child support payments.

  • October 02, 2026

    Bank Lobby Sues OCC Over Crypto Trust Charter Approvals

    The Independent Community Bankers of America sued the Office of the Comptroller of the Currency on Friday over the wave of national trust charters granted to crypto firms, arguing the rule underpinning the approvals exceeds the office's authority and ran roughshod over commenters' concerns.

  • October 02, 2026

    NJ Senator Accused Of Cannabis Social Equity Scheme

    The former chief of staff for Democratic New Jersey state Sen. Raj Mukherji alleged that the lawmaker and his business associates exploited him and other minorities to secure social equity cannabis licenses.

  • October 02, 2026

    Texas Justices Agree To Hear BNSF, Zurich Asbestos Suit

    The Texas Supreme Court Friday agreed to take up Zurich American Insurance Co.'s challenge to a finding that it must continue to pay for the defense of BNSF Railway against hundreds of asbestos exposure suits.

  • October 02, 2026

    FirstBank Fights Class Cert. Bid In Epstein Victims' Suit

    FirstBank Puerto Rico is urging a New York federal judge not to grant certification to a proposed class of women who were sexually abused or trafficked by Jeffrey Epstein or his co-conspirators, arguing that many of the suit's claims required individualized inquiries and are "ill-suited to class-wide adjudication."

  • October 02, 2026

    Judge OKs Provider Not Telling Clients Of Deal End, For Now

    A Colorado state judge granted Friday a home personal care services company's bid to delay notifying clients of a state regulatory agency's decision to terminate its provider agreement amid an upcoming administrative appeal hearing, citing a potential care gap for the providers' clients — all of them insured by Medicaid.

  • October 02, 2026

    SEC Fines Latch $1M Over SPAC-Tied Revenue Misstatements

    The smart lock system company formerly known as Latch Inc. has agreed to pay $1 million to the U.S. Securities and Exchange Commission to resolve claims of incorrect revenue recognition and internal control and accounting violations connected to its go-public combination with a blank check company.

  • October 02, 2026

    Meet The Attys Arguing Colo. Climate Tort At The High Court

    U.S. Supreme Court oral arguments over the future of climate change torts against energy companies on Monday will feature a trio of attorneys who have spent plenty of time at the high court's lectern. Here's who will be arguing for or against letting the city and county of Boulder, Colorado's climate lawsuit against ExxonMobil and Suncor Energy proceed in state court.

  • October 02, 2026

    NC Residents Seek Class Certification, Block On DHS Tactics

    North Carolina residents asked a federal judge to certify a proposed class action and temporarily block the U.S. Department of Homeland Security from continuing what they called a dragnet campaign of unlawful immigration stops and warrantless arrests in the Tar Heel State.

  • October 02, 2026

    DOJ Envisions 'Full-Fledged Law Firm' To Combat Gov't Fraud

    The National Fraud Enforcement Division was created less than six months ago, but it is rapidly reshaping the U.S. Department of Justice and spurring an uptick in internal corporate investigations, white collar experts say.

  • October 02, 2026

    Verizon Must Answer Complaint Over Data Speed Cut

    The Federal Communications Commission has rejected Verizon's request to suspend all deadlines in a proceeding tied to a customer's complaint that the telecom titan broke agency rules by slowing down his internet speed after he reached his data limit.

Expert Analysis

  • AG Watch: How Maryland Is Meeting The Data Center Age

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    At a time when states are competing for data center investment, Maryland Attorney General Anthony Brown's upcoming people's counsel appointment may shape the state's most consequential debates over electric rate increases, grid investment and the costs of the ongoing energy transition for years to come, says Erek Barron at Mintz.

  • FinCEN Exemption Raises Statutory, Administrative Questions

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    The Financial Crimes Enforcement Network's recently rolled-out broad exemption for U.S. companies from Corporate Transparency Act reporting may face administrative law and statutory challenges, so businesses should still preserve ownership records and monitor litigation and congressional action, says David McCarville at Fennemore.

  • Opinion

    CFTC's New Award Policy Punishes Whistleblower Success

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    The U.S. Commodity Futures Trading Commission recently capped four whistleblower awards because it considered them too large, arguing that it could lead to frivolous reporting, but the move instead penalizes the program for its own success and flies in the face of the framework enacted by Congress, say attorneys at Whistleblower Partners.

  • What Anthropic Security Ruling Means For Gov't Contractors

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    In light of the D.C. Circuit ruling backing the U.S. Department of Defense's decision to remove Anthropic's Claude artificial intelligence models from its supply chain, there are a few steps contractors can take in response, including assessing whether to eliminate use of Anthropic products entirely, say attorneys at Blank Rome.

  • DC Circ. Ruling Highlights Limits Of DOE Grid Orders

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    The D.C. Circuit's recent decision in Michigan v. U.S. Department of Energy, vacating a DOE order to keep a coal-burning power plant open, gives utilities more insight into the durability of federal orders premised on protecting grid security, say attorneys at ArentFox Schiff.

  • Calif. AV Notices Reshape Crash Data Preservation, Discovery

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    California's new autonomous vehicle noncompliance notice process does not decide fault or establish that an AV is unsafe, but it can create a contemporaneous regulatory record and accelerate decisions about what crash-related data must be preserved, reviewed and potentially disclosed in litigation, says attorney Lem Garcia.

  • Testing AI's Promise For Large-Scale Document Review

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    Our document-review comparison of attorneys' responsiveness and issue coding decisions versus predictions generated by artificial intelligence across 1,600 documents suggests that these tools can offer a reasonable and reliable basis for improved discovery workflows, provided lawyers understand where guardrails are needed, say attorneys at Redgrave.

  • Opinion

    IRS Automatic Penalty Relief Needs More Transparency

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    The IRS’ transition from manual first-time abate waivers to automatic penalty relief directly addresses genuine inequities, but its algorithmic framework creates an opaque black box that strips taxpayers of procedural visibility and complicates due process, says Colette Karam at Spencer West.

  • AG Watch: Va. Vape Product Regulations Enter A New Phase

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    Virginia's new vape enforcement framework carries important implications related to product eligibility and certification requirements for businesses operating in the marketplace, representing the culmination of several years of legislative action, regulatory development, litigation and interagency planning, says Chuck Slemp at Cozen O'Connor.

  • What's Next For Prediction Markets If States Win At High Court

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    While the Supreme Court hasn't taken up a prediction market case yet, a high court win for the states in their quest to regulate the exchanges would likely mean a wave of state legislature bills and regulatory guidance arriving on different timelines, rather than a single uniform transition, says Howard Herndon at Bradley Arant.

  • FDIC Standards Body Could Ease Bank Vendor Due Diligence

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    The Federal Deposit Insurance Corp.'s recently proposed standards body for bank vendors could streamline due diligence and onboarding, but banks and their third-party service providers alike should still monitor open questions around oversight, certification costs and governance, say attorneys at Clark Hill.

  • AI Meeting Recaps Pose New Discovery And Privilege Risks

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    The New York City Bar Association’s recent ethics opinion, cautioning attorneys not to record nonclient conversations with artificial intelligence tools, reflects an emerging view that AI meeting recaps are now a distinct business record category, meaning counsel should set meeting-level controls and apply framework-level updates, says William Wright at Faegre Drinker.

  • How Employers Can Navigate NLRB Rulings Ripe For Reversal

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    Given a recent National Labor Relations Board memo seeking to reverse several precedents — including on severance agreements and workplace policies — employers should prepare now to restore broader protections when the board acts, while following the law as it exists today, says Howard Lavin at Thompson Coburn.

  • DOJ Policy Creates New Defense For Physicians, Health Cos.

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    The U.S. Department of Justice's recently revised enforcement policy governing agency guidance makes clear that Medicare guidance is not the law, potentially giving healthcare organizations a stronger basis to challenge certain enforcement theories, says Jose Vela at Clark Hill.

  • What Comes Next For Digital Asset Regs After Clarity Act Flop

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    After the U.S. Senate recently blocked the Digital Asset Market Clarity Act, agency rulemaking could still offer a near-term remedy, and companies meanwhile should monitor the existing framework assembled from enforcement precedent and case law in the absence of a purpose-built statute, say attorneys at Ropes & Gray.

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