Compliance

  • April 16, 2026

    OCC Says Bank Misled Borrowers Into Costlier VA Refi Loans

    The Office of the Comptroller of the Currency has settled with an Illinois bank over claims it deceptively marketed federally guaranteed home refinance loans for veterans, issuing an enforcement order that is drawing consumer advocate scrutiny for omitting key redress details.

  • April 16, 2026

    HHS Defends ACA Overhaul Against Cities' Challenge

    The Health and Human Services Department is defending sweeping changes to the Affordable Care Act marketplace against attacks from three cities, asking a Maryland federal judge to grant summary judgment and allow the agency to shorten open enrollment, institute tighter income checks and charge a reenrollment verification premium.

  • April 16, 2026

    Paul Hastings Guides Schwab On Retail Crypto Launch

    Charles Schwab on Thursday announced the launch of its new spot cryptocurrency trading offering that will provide retail clients direct access to bitcoin and ethereum trading, developed with the guidance of Paul Hastings LLP.

  • April 16, 2026

    FCC Urged To Keep 60 MHz In C-Band Airwaves For Satellites

    A public advocacy group has told the Federal Communications Commission it's a good idea to reserve at least 60 megahertz of spectrum in the upper C-band for satellite services as it ponders how big a chunk to auction for wireless.

  • April 16, 2026

    5th Circ. Axes Southwest Customers' 737 Max Overcharge Suit

    The Fifth Circuit on Thursday shut down proposed class claims alleging Southwest Airlines overcharged consumers for riskier flights on Boeing 737 Max 8 jets, saying the consumers' alleged economic injury theory was implausible and that they lacked standing to sue.

  • April 16, 2026

    US Bank Shorted Wash. Workers On Meals, Breaks, Suit Says

    U.S. Bank denied hourly employees meal and rest breaks, and shorted them on overtime and sick leave pay, two former workers alleged in a proposed class action filed in Washington state court.

  • April 16, 2026

    Feds Can't Stay Trans Healthcare Orders During Appeal

    The Trump administration won't be able to enforce two executive orders that ban federal funding for gender-affirming care for patients under the age of 19 while the federal government appeals a nationwide injunction blocking the orders, the Fourth Circuit ruled Thursday. 

  • April 16, 2026

    Google Says EU Search Data Sharing Plan Raises Concerns

    Google has pushed back after European enforcers outlined how they expect the company to share its search data to comply with its obligations as a gatekeeper in the search engine market, saying the measures raise privacy and other concerns.

  • April 16, 2026

    FCC To Seek Carriers' Views On Connection Rule Revamp

    The Federal Communications Commission will soon ask key stakeholders, including local phone carriers, for their input on an agency plan to overhaul interconnection rules that govern how the nation's communications networks are linked, FCC Chair Brendan Carr said Thursday.

  • April 16, 2026

    Bondi's Contempt Defenses Are Strong, But Not Without Risk

    Former U.S. Attorney General Pam Bondi currently has some potentially powerful defenses against Congress' relatively limited abilities to force her to comply with a subpoena to be deposed under oath about the Epstein files, but her exposure to being held in criminal contempt could shift with the political winds, experts said.

  • April 16, 2026

    IRS Proposes Regs For $2K Gambling Reporting Level

    The IRS unveiled proposed regulations Thursday to implement a higher threshold of $2,000 for when gambling businesses must report payouts to the government — including winnings from bingo, keno and slot machines — reflecting changes in the 2025 budget law.

  • April 16, 2026

    Ky. Conforms To Fed. Tax Changes, Nixes Tax Threshold

    The Kentucky General Assembly overrode the governor's veto of a bill that eliminates its sales tax nexus transaction threshold, levies sales tax on data brokering services and will conform the state's tax code with some provisions of the Internal Revenue Code.

  • April 16, 2026

    NJ US Atty's Office Turmoil Doesn't Nix Conviction, Judge Rules

    A federal judge on Thursday rejected a New Jersey criminal defendant's attempt to dismiss his conviction and disqualify the state's top federal prosecutor, holding that the appointment of the current U.S. attorney complies with federal law and that any earlier defects in leadership do not warrant dismissal.

  • April 16, 2026

    DOL Benefits Chief Pressed On Labor Secretary's Conduct

    The head of the U.S. Department of Labor's employee benefits arm faced tough questions from House Democrats at an oversight hearing Thursday, fielding questions about the labor secretary's on-the-job conduct as well as the DOL's take on mental health parity enforcement. 

  • April 16, 2026

    2 Sentenced In North Korean Remote IT Worker Scheme

    Two New Jersey men have been sentenced to prison for their roles in a scheme to aid North Korea in getting around U.S. and United Nations sanctions by using stolen identities to place workers in information technology jobs.

  • April 16, 2026

    Dems Call On Watchdog To Probe DOJ Antitrust Work

    A group of Democratic federal lawmakers this week called on the U.S. Department of Justice's acting inspector general to investigate the possibility that lobbying has led to misconduct in the department's antitrust work, including the DOJ's recent surprise settlement with event ticketing giant Live Nation.

  • April 16, 2026

    Colo. Fire District Hits Manufacturers With Price-Fixing Suit

    The nation's largest fire truck manufacturers and an industry trade group conspired to restrict supply and inflate prices, forcing municipalities to pay millions more for emergency equipment, a Colorado fire protection district alleged in a proposed class action filed in federal court.

  • April 16, 2026

    Feds Can't Block Hawaii's Suit Against Oil, Gas Companies

    A Hawaii federal judge has dismissed with prejudice a suit from the U.S. government aiming to block the state from suing oil and gas companies on climate change-related claims, finding the government's complaint fails to establish any of the elements of standing.

  • April 15, 2026

    Food Apps' NYC Data Win Seems 'Weird' To 2nd Circ. Judges

    Does the First Amendment allow Uber Eats to keep your Chick-fil-A order a secret? At the Second Circuit on Wednesday, the fate of a New York City law aimed at reducing restaurant reliance on food delivery apps appeared to hinge heavily on that curious question.

  • April 15, 2026

    Trump Defends DOJ Investigation Of 'Incompetent' Fed Chair

    President Donald Trump expressed support Wednesday for the U.S. Department of Justice continuing to investigate Federal Reserve Chair Jerome Powell over the Fed's headquarters renovation, saying the government must "find out what happened" with the project's $2.5 billion price tag.

  • April 15, 2026

    'A Bunch Of Games': MDL Judge Irked By Meta, AGs Sparring

    A California federal judge appeared skeptical Wednesday of Meta Platforms Inc.'s request for a summary judgment win over claims by state attorneys general in multidistrict social media addiction litigation, saying repeatedly that many disputes should be resolved at trial and panning some arguments by both sides as "a bunch of games."

  • April 15, 2026

    Roblox To Pay $12.5M, Boost Child Safety In Deal With Nev.

    Roblox has agreed to implement enhanced safeguards for children who use the popular interactive gaming platform and pay $12.5 million to fund an online safety awareness campaign and other initiatives as part of what Nevada's attorney general on Wednesday called a first-of-its-kind agreement to resolve claims that the company failed to adequately protect its youngest users. 

  • April 15, 2026

    Amneal Trims But Can't Nix AGs' Drug Price-Fixing Suit

    There is enough evidence from which a jury could conclude that Amneal Pharmaceuticals participated in a conspiracy to fix the price of an epilepsy medication, but not enough to show it participated in the overarching antitrust conspiracy alleged by dozens of state attorneys general, a Connecticut federal judge ruled Wednesday.

  • April 15, 2026

    NY Appeals Panel Doubts NYC's Climate Suit Can Be Revived

    New York state appeals judges voiced skepticism Wednesday of New York City's bid to revive its lawsuit against major energy companies for "greenwashing" their gasoline products, highlighting the lack of alleged false claims and questioning whether they were even misleading.

  • April 15, 2026

    SEC Faces Jarkesy Challenge To $450K Collection Attempt

    A Texas man accused of acting as an unregistered broker is fighting the U.S. Securities and Exchange Commission's attempt to collect a $450,000 judgment against him, arguing a recent U.S. Supreme Court ruling renders the SEC's in-house case against him unconstitutional.

Expert Analysis

  • Social Media Trial Raises Key Product Safety Questions

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    The trial underway in a California state court against Meta and Google is unprecedented, because it marks the first time a jury has been asked to consider whether social media platforms' engagement-maximizing design can be treated as a product safety issue, or whether it is inseparable from protected expression, says Gary Angiuli at Angiuli & Gentile.

  • What Employers Should Know About Calif. PAGA Proposal

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    Recently proposed regulations concerning the Private Attorneys General Act evidence an intent by California's Labor and Workforce Development Agency to play a greater role in the prosecution of PAGA actions, including more oversight over the exhaustion notices and settlement process, say attorneys at Paul Hastings.

  • FINRA Guide Refines Rules Of The Road For Negative Consent

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    A recent Financial Industry Regulatory Authority notice streamlines the use of negative consent letters to customers, particularly for introducing brokers and clearing brokers, but it also attaches greater responsibility to compliance, and firms must ensure use of negative consent remains firmly within FINRA's bright-line rules, say attorneys at Mintz.

  • FTC Focus: Antitrust Spotlight On 'Acqui-Hires,' Noncompetes

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    A recent Federal Trade Commission focus on labor issues, like 'acqui-hire' deals, in which only a company's workforce is acquired, and noncompetes, shows that the agency is scrutinizing these issues on a case-by-case basis, necessitating a meaningful look at these transactions, particularly in the technology and artificial intelligence industries, say attorneys at Proskauer.

  • A Single DOJ Corporate Enforcement Policy Raises Questions

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    The U.S. Department of Justice's soon-to-be-released uniform corporate criminal enforcement policy could address the challenges raised by the current decentralized approach, but it will need to answer a number of potential questions amid scant details, say attorneys at Pillsbury.

  • Navigating Exclusion Decisions After SEC's No-Action Change

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    Following the U.S. Securities and Exchange Commission's November changes to the Rule 14a-8 no-action letter process, shareholder proponents have turned to litigation if companies excluded their proposals under the new framework, with three recent cases offering useful lessons for companies navigating exclusion decisions this proxy season, say attorneys at Cleary.

  • 5 Different AI Systems Raise Distinct Privilege Issues

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    A New York federal court’s recent U.S. v. Heppner decision, holding that a defendant’s use of Claude was not privileged, only addressed one narrow artificial intelligence system, but lawyers must recognize that the spectrum of AI tools raises different confidentiality and privilege questions, says Heidi Nadel at HP.

  • Fed's Abbreviated Supervisory Statement Packs A Big Punch

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    Language used in a recent three-page statement from the Federal Reserve Board charts a very clear shift in the supervision of banks and bank holding companies, departing from traditional "Fed speak" and emphasizing material financial risks in exams, says Joseph Silvia at Duane Morris.

  • Making Effective Use Of DOD's 'Patent Holiday' Program

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    The U.S. Department of Defense's new defense patent holiday program, designed to let companies experiment with otherwise latent technology without paying typical up-front fees, can help contractors enter new technical domains and markets, but requires careful attention to export controls and patent infringement risks, say attorneys at Sterne Kessler.

  • Health Co.'s 'Success Story' Misstep Holds HIPAA Lessons

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    Cadia Healthcare Facilities' fall settlement with the U.S. Department of Health and Human Services for improperly disclosing patients' protected health information in online success stories is an instructive example of Health Insurance Portability and Accountability Act risks that can arise from digital marketing efforts, say attorneys at Woods Rogers.

  • After Learning Resources: A Practical Guide For US Importers

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    Following the U.S. Supreme Court's Feb. 20 decision in Learning Resources v. Trump, U.S. importers and consumers on whom tariffs were imposed under the International Emergency Economic Powers Act can seek relief through existing administrative procedures or a yet-to-be-determined bespoke refund mechanism, and should plan for more changes in the tariff landscape, say attorneys at Baker Botts.

  • State, Federal Policies Complicate Fuel And Carbon Markets

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    As federal and state regulators advance a complex web of mandatory and voluntary programs and incentives that shape how transportation fuels are produced, traded and valued, new compliance obligations present both risks and opportunities for fuel market and carbon market participants alike, says Sarah Grey at Arnold & Porter.

  • Opinion

    AI-Assisted Arbitration Needs Safeguards To Ensure Fairness

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    As tribunals and arbitral institutions increasingly use artificial intelligence tools in their decision-making processes, ​​​​​​​clear disclosure standards and procedural safeguards are necessary to ensure that efficiency gains do not erode the fairness principles on which arbitration depends, says Alexander Lima at Wesco International.

  • Logistics Update: What Immigrant Driver Rule Means For Cos.

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    The Federal Motor Carrier Safety Administration's new final rule restricting issuance of commerical driver's licenses for nondomiciled drivers will have immediate operational implications for motor carriers, but the broader effects will ripple through relationships between service providers and their sources of freight, including brokers and shippers, say attorneys at Benesch.

  • What Recent Dataset Suits Signal For AI Training Litigation

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    Plaintiffs are moving away from abstract debates about artificial intelligence at large and toward dataset provenance, and three filings illustrate how provenance is pled using public dataset documentation, archives and discovery‑ready allegations about copying, retention and downstream handling, says Yulia Leshchenko at Name & Fame.

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