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FINRA Hits Wedbush With $1.5M Consumer Protection Fine

By Dorothy Atkins (February 5, 2018, 9:42 PM EST) -- The Financial Industry Regulatory Authority on Monday fined Wedbush Securities Inc. $1.5 million for violating the Securities and Exchange Commission's customer protection and net capital rules, finding that the firm exposed customers to risk and failed to detect deficiencies for nearly seven years....

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