Corporate Crime & Compliance UK

  • April 20, 2026

    SRA Fines 4 Firms Over Anti-Money Laundering Breaches

    The English solicitors watchdog has hit a law firm with an almost £14,000 ($19,000) penalty and fined three others £750 in the latest round of sanctions over anti-money laundering compliance failings.

  • April 20, 2026

    Solicitor Barred After Falsifying Time Sheets 

    An associate who falsified time records and billed clients for work he never completed has been struck off and ordered to pay £10,000 ($13,540), after admitting that he had created misleading billing entries for up to three years. 

  • April 20, 2026

    Reform UK Deputy Says His Co. May Have Made Tax Errors

    Reform UK deputy Richard Tice said "some errors" are inevitable when running multiple businesses following a report that his investment company failed to pay almost £100,000 ($135,000) in corporate tax, adding that he would pay up if it is found he owes more taxes.

  • April 20, 2026

    Refinitiv Settles Children's World-Check Privacy Claim

    A court approved a settlement Monday between Refinitiv and two grandchildren of Serbian politicians over a claim that they were unlawfully identified as relatives of politically exposed people, before what would have been the first trial to consider data protection law and a know-your-client database.

  • April 20, 2026

    Ex-OPEC Head Denies 'Willy-Nilly' Shopping In Corruption Trial

    A former Nigerian oil minister standing trial for allegedly accepting bribes from energy executives denied before jurors in London on Monday that she "was cavorting with friends willy-nilly" on shopping trips.

  • April 20, 2026

    EU Banks Urge Lawmakers To Stop Overlap In Regulations

    A trade body for European financial institutions called on lawmakers on Monday to finalize the bloc's single market for banking in order to address overlapping regulatory requirements that restrict competitiveness.

  • April 20, 2026

    FCA Sets Out 2026 Program For Helping Innovation And AI

    The Financial Conduct Authority set out its innovation priorities for 2026 to 2027 on Monday, promising better guidance for businesses to use its testing routes for developing new models in technologies including artificial intelligence.

  • April 20, 2026

    Hermes, Shell Funds Join Entain Claim Over Bribery Probe

    Four investment vehicles, including two Federated Hermes funds, a Shell pension fund and another managed by Morningstar, have joined a multimillion-pound claim alleging that Entain PLC failed to warn them of alleged bribery-related misconduct tied to its Turkish operations.

  • April 20, 2026

    ENRC Says SFO Probe Tarnished Rep And Scared Off Lenders

    The prolonged investigation by the Serious Fraud Office into ENRC hammered the company's reputation, scared off lenders and ultimately drove up its borrowing costs, the miner's counsel said at the start of a $290 million trial on Monday.

  • April 17, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen Aston Martin file an appeal in a row with Chinese carmaker Geely over its winged logo for London black cabs, Ineos sue Ben Ainslie's America's Cup team for a £180 million ($244 million) boat, White & Case face a claim from two energy storage companies, and a golf tour company bring a claim against Saudi Arabia's sovereign wealth fund after the fund invested in its rival.

  • April 17, 2026

    NCA Can't Automatically Close Hearings On Workers' Claims

    A London appeals judge has rejected the National Crime Agency's request to fight workers' tribunal claims behind closed doors whenever there is the possible disclosure of evidence that relates to intercepted communications.

  • April 17, 2026

    Businessman Denies Duping Council In £150M Solar Deal Row

    A businessman has denied owing an effectively bankrupt local English council more than £150 million ($204 million) over a series of failed investments that he allegedly misrepresented and siphoned off for his personal spending, arguing that he never deceived the authority.

  • April 17, 2026

    ENRC Seeks $290M As Final SFO Damages Trial Opens

    The 13-year legal battle between the Serious Fraud Office and Eurasian Natural Resources Corp. could be headed for its final chapter on Monday as the mining company demands compensation for a botched criminal investigation.

  • April 17, 2026

    Deutsche Bank Reports Potential Russia Sanctions Lapses

    Deutsche Bank said Friday it has reported itself to financial regulators over unspecified potential breaches of European Union sanctions rules involving Russian clients.

  • April 17, 2026

    Ex-Goldman Banker Must Pay Back £400K Legal Aid Funding

    A former Goldman Sachs banker must repay almost £400,000 ($534,000) in legal aid funding after being sentenced for contempt of court, an appeals court ruled on Friday as it rejected his case that the recovery regime caused inconsistent results.

  • April 17, 2026

    Whistleblowing On Minimum Wage Breaches At New High

    A growing number of whistleblowers are reporting employers they believe are not paying the national minimum wage as reports rose to a five-year high of more than 7,600 in 2025, according to data obtained from HMRC.

  • April 17, 2026

    EU AML Body Seeks Baseline Rules For Firms' Risk Reviews

    The European Union's financial crime watchdog has proposed fresh requirements on how companies should review their money laundering and terrorist financing risks, saying that business-wide assessments should at a minimum set out a clear overview of their legal and operational structure.

  • April 17, 2026

    Retailer Biz Can't Block UniCredit's €42M Russian Asset Fight

    A retail outlet owner can't block Russian proceedings by AO UniCredit aimed at taking some of the retailer's approximately €42 million ($50 million) property portfolio, as an appeals court ruled Friday that the bank did not breach an agreement to arbitrate.

  • April 17, 2026

    Richard Desmond Loses £1.3B UK Lottery License Fight

    A group owned by former media magnate Richard Desmond said Friday it would appeal the loss of its £1.3 billion ($1.7 billion) claim against the gambling regulator after a judge ruled that the watchdog's process of awarding the National Lottery license was lawful.

  • April 16, 2026

    £382M Fish Cartel Class Action Refused Over Class Rep Fees

    A U.K. tribunal has refused permission for a £382 million ($517 million) class action alleging that fish producers artificially inflated salmon prices, concluding the class representative's £300 hourly fee suggested "a motivation beyond pursuing the interests of the class."

  • April 16, 2026

    Gov't Reports Capita Over Pension Data Breach

    The government has reported the new administrator of the Civil Service Pension Scheme to the Information Commissioner's Office over a data breach, amid growing official frustration over a botched handover.

  • April 16, 2026

    UK Ship Financier Charged With Russia Sanctions Offenses

    A British accountant has been charged with breaching sanctions imposed on him linked to his alleged involvement in Russia's "shadow fleet," the U.K.'s National Crime Agency has said.

  • April 16, 2026

    SRA Probes Firms Accused Of Fake Gay Asylum Claims

    The Solicitors Regulation Authority said Thursday that it is investigating two law firms accused of advising migrants to fake being gay to claim asylum in the U.K.

  • April 16, 2026

    Glencore Can Shield Internal Legal Prep Docs In Investor Case

    Glencore does not have to disclose internal communications whose primary purpose was to obtain legal advice in its legal battle with investors who said they were misled about wrongdoing, as a court held on Thursday that they were covered by legal privilege.

  • April 16, 2026

    UK Sanctions Body Unveils 3-Year Plan To Speed Probes

    The state sanctions watchdog has unveiled a three-year plan to accelerate enforcement, aiming to submit 90% of new investigations for a decision within 18 months of opening them.

Expert Analysis

  • Noting Similarities And Divergences In UK, EU Apple Rulings

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    While recent judgments against Apple by the Competition Appeal Tribunal and European Commission all focus on the Apple ecosystem and point toward closer scrutiny of its App Store rules, their analytical methodologies and potential enforcement routes differ, highlighting differences in approaches to competition law, say lawyers at Perkins Coie.

  • Decoding Arbitral Disputes: EU Law And Treaty Arbitration

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    A recent Singapore court ruling in DNZ v. DOA upholding an arbitration award against Poland constitutes a significant affirmation of the autonomy of international arbitration from regional constitutional orders when disputes are adjudicated outside those orders, says Josep Galvez of 4-5 Gray's Inn.

  • What To Expect From UK Prospectus Regime Changes

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    The new U.K. prospectus regime for trading on regulated markets, effective Jan. 19, aims to streamline processes and reduce costs, but a significant shift in structuring and disclosure obligations will increase pressure on practitioners to manage risk under tighter timelines, say lawyers at Baker Botts.

  • 10 Financial Regulatory Changes To Prepare For In 2026

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    A number of changes in the financial regulatory sphere are due this year, from targeted support to payment safeguarding and a new consumer composite investments regime, and firms should plan to address the policies and regulatory strategies relevant to them, say lawyers at Womble Bond.

  • How Gov't AML Supervision Reform Will Affect Law Firms

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    In confirming that the Financial Conduct Authority will become the single supervisor for professional services, HM Treasury’s planned reform of the U.K.’s anti-money laundering and counter-terrorist financing supervision regime marks a significant change for the legal profession, signaling a greater emphasis on evidence and accountability, says Harriet Holmes at Thirdfort.

  • EU Financial Regulation Trends Cos. Need To Watch In 2026

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    An ever-increasing number of initiatives on the European Union regulatory agenda, with simplification and consistent implementation being priorities, means financial services businesses with a footprint in the EU or seeking to establish one will face significant challenges and strategic opportunities, say lawyers at Taylor Wessing.

  • What To Expect From UK, EU Crypto Regime Changes In 2026

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    With 2025 marking the first operational year of the European Union’s Markets in Crypto-Assets Regulation and the U.K.’s rules reaching their final legislative form, the two jurisdictions are converging in focus, but structural design differences mean firms active in both markets will require dedicated documentation to ensure compliance, say lawyers at Morgan Lewis.

  • What Cos. Can Expect From CMA Consumer Protection Drive

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    The Competition and Markets Authority’s recently launched consumer protection drive targeting banned online sales practices focuses on supporting compliance rather than on enforcement, although firms should expect this to change once businesses have had time to adapt to the regulator's new regime, say lawyers at Baker Botts.

  • Preparing For UK's New Tax Fraud Whistleblower Program

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    With the U.K. government introducing a U.S.-style whistleblower incentive scheme to tackle high-value tax avoidance and evasion, companies should take proactive steps and establish clear protocols to mitigate the potential increase in tax investigations, say lawyers at Skadden.

  • Key Trends Shaping ESG And Sustainability Law In 2026

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    2025 saw a chaotic regulatory landscape and novel litigation around environmental, social and governance issues and sustainability — and 2026, while perhaps more predictable, will likely be no less challenging, with more lawsuits and a regulatory tug-of-war complicating compliance for global companies, say attorneys at Crowell.

  • Digital Regulation In EU And UK: The Enduring 2025 Themes

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    With EU and U.K. digital regulation becoming an operational reality in 2025 and no sign of slowing in 2026, organizations need to embed content moderation, cybersecurity and data access obligations into their compliance structures, although legislative divergences mean that multinational businesses must also consider parallel and sometimes conflicting expectations, say lawyers at Morrison & Foerster.

  • FCA Enforcement Trends In 2025 And Expectations For 2026

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    The Financial Conduct Authority’s clear intention in 2025 to conduct fewer, faster investigations and reinforce transparency is likely to continue in 2026, with a dual-pronged approach of targeted enforcement and assertive supervision to fight crime, support growth and help consumers as its priorities, say lawyers at WilmerHale.

  • Judicial AI Guidance Update Shows Caution Still Prevails

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    The judiciary’s recently updated guidance on the use of artificial intelligence warns judges and tribunal members about misinformation and white text manipulation, providing a reminder that AI tools cannot replace direct engagement with evidence and reflecting a broader concern about their application when handling confidential material, say lawyers at Hogan Lovells.

  • Brazil Dam Ruling Highlights Role Of Corporate Accountability

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    The recent High Court judgment in Municipio de Mariana v. BHP concerning the collapse of the Fundao dam establishes a precedent for holding parent companies that exercise significant control and assume responsibility liable for the actions of group entities, notwithstanding their multinational corporate structure, say lawyers at Irwin Mitchell.

  • Freezing Orders Maintain Their Impact 50 Years On

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    Freezing orders, created in Mareva v. International Bulk Carriers 50 years ago, are now a fundamental part of English and Welsh law and a significant weapon in the litigator's armory, considered indispensable by practitioners seeking to obtain enforceable judgments and interlocutory relief on behalf of their clients, say lawyers at Trowers and Hamlins.

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