Corporate Crime & Compliance UK

  • July 24, 2026

    Clarion Denies Fake Claims In £2.9M Bond Building Row

    Clarion Housing Association Ltd. has said it did not make false representations to an insurance company to secure bonds for two development projects in England, arguing that any misunderstanding about who would be carrying out the building works was not its fault.

  • July 24, 2026

    REIT Sued By Smith Square Partners Over £1.6M Tail Fee

    Home REIT PLC said Friday that it will "vigorously defend" a £1.6 million ($2.1 million) claim by former adviser Smith Square Partners LLP for an allegedly unpaid contractual fee tied to the company's property sales process.

  • July 24, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen financial advice firm Smith Square Partners sue ailing social housing company Home REIT, Pogust Goodhead hit with a contract claim by one of its investors, and Entain faced with its latest claim in expanding litigation linked to alleged bribery at its former Turkish business. Here, Law360 looks at these and other new claims in the U.K.

  • July 24, 2026

    KC Aims To 'Sharpen The Blade' With New Big Tech Liability

    Prosecuting social media giants that fail to prevent fraud on their platforms would "sharpen the blade" in law enforcement's armory, a novel leap in criminal liability needed to fight runaway fraud, the top barrister behind the proposals told Law360.

  • July 24, 2026

    Mercedes Faces Solo Dieselgate Damages Trial In November

    Mercedes-Benz will be the only automaker to face a damages trial in London in November over claims it used unlawful emissions-cheating software after a judge ruled Friday to separate the case from related proceedings against four other major carmakers.

  • July 23, 2026

    SFO's Guralp DPA Case Delayed Over Last-Chance Sale Bid

    A London judge on Thursday delayed the Serious Fraud Office from prosecuting a technology company accused of breaching a corporate criminal settlement as the business said it intended to sell itself to pay the outstanding £2.1 million ($2.8 million) it owes the agency.

  • July 23, 2026

    Motorists Bid To Delay Dieselgate Damages Trial Amid Appeal

    Motorists suing major carmakers for allegedly fitting out diesel vehicles with unlawful emissions-cheating software asked a London judge Thursday to delay an upcoming damages trial while they appeal a judgment that dismissed most of their claims. 

  • July 23, 2026

    Bar Works Fraudster Gets More Prison Despite Cooperation

    A Manhattan federal judge on Thursday tacked on more time behind bars for the architect of the $57 million Bar Works shared office space investment Ponzi scheme, expressing concern that the Englishman has the potential to reoffend despite cooperating against four co-conspirators.

  • July 23, 2026

    Financial Firm Not Liable For Authorized Push Payment Fraud

    A London appeals court ruled Tuesday that Moorwand Ltd. is not liable for £160,000 ($213,000) lost in an authorized push payment scam because the payment services provider had no reason to suspect the transfer instructions were fraudulent.

  • July 23, 2026

    Weightmans, Verisk Launch Insurance Fraud Platform

    Weightmans has launched a new insurance fraud platform in partnership with U.S. risk management company Verisk, saying the technology will help insurers spot suspicious activity sooner and better manage higher-risk claims. 

  • July 23, 2026

    RBS Hit With £73M Claim Over Rockfire Solar Bond Transfers

    A collapsed investment company has sued the Royal Bank of Scotland for more than £73 million ($97 million), accusing the lender of allowing cash earmarked for solar farms to be siphoned off by the company's director.

  • July 23, 2026

    Electrolux Denies Owing £200M Over Failed Partnership

    Electrolux has denied causing a startup to lose more than £200 million ($266 million) amid their failed home appliance development partnership, telling a London court that it did not misuse any of its opponent's confidential information.

  • July 23, 2026

    FCA To Ban Father, Son From Finance After Fraud Trial

    The City regulator said Thursday it has decided to ban a father and son from U.K. financial services after a London court found they had engaged in fraud and misused client money in the sale of an insurance brokerage.

  • July 23, 2026

    Audit Watchdog Handed Out £18.2M In Sanctions In 2025

    Britain's audit regulator said Thursday it imposed financial sanctions worth £18.2 million ($24.3 million) in the financial year that ended in March — up from the £14.5 million it issued in the preceding 12 months. 

  • July 23, 2026

    Google Fined €890M By EU For Restricting Competition

    The European Union fined Google owner Alphabet Inc. a total of €890 million ($1.04 billion) on Thursday after finding that the U.S. technology giant unfairly favored its own services in search results and restricted app developers from directing users to cheaper options.

  • July 22, 2026

    Ex-Southern Water CEO Charged With Fraud Over Water Tests

    Southern Water's former chief executive and three former senior managers have been charged with conspiracy to defraud over allegations that they conspired to manipulate water quality tests to avoid tens of millions of pounds in fines, prosecutors said Wednesday. 

  • July 22, 2026

    SRA Defends Access To Privileged Files In Carter-Ruck Suit

    The solicitors' watchdog told the High Court on Wednesday that it is not seeking unfettered power to override clients' legal professional privilege, but said limited access to privileged documents is essential if it is to investigate solicitors accused of professional misconduct.

  • July 22, 2026

    FCA Finds Financial Crime Rule Breaches At Asset Managers

    The Financial Conduct Authority raised concerns Wednesday that some asset managers had inadequate financial crime controls in breach of legal requirements and regulatory expectations.

  • July 22, 2026

    Spy Tactic Costs Billionaire Asset Freeze In $415M Fraud Case

    A London appeals court has lifted a worldwide freezing order on a man accused of defrauding a Mexican billionaire out of more than $415 million, ruling that Salinas had obtained privileged information from his opponent's solicitor by "unlawful as well as abusive" means.

  • July 22, 2026

    Lloyd's Says Ex-CEO Breached Rules Over Undisclosed Ties

    Lloyd's of London said Wednesday that former chief executive John Neal had breached the market's conduct rules by failing to disclose a personal relationship with another senior executive.

  • July 21, 2026

    Fintech Says Deutsche Bank Shouldn't Escape Blacklist Suit

    A self-described barter-based payment platform alleging it was improperly placed on an industry blacklist by Deutsche Bank has urged a New York federal judge not to grant the bank's dismissal bid, arguing the German lender has constructed an "unpled 'if ... then' scenario" and asks "the court to assume that it is factual."

  • July 21, 2026

    Ex-Solicitor Says SFO Errors Tainted Tipping Off Conviction

    A former solicitor sought Tuesday to overturn his conviction for tipping off a client about a Serious Fraud Office anti-money laundering investigation, arguing at a London appeals court that disclosure errors in the original trial rendered the process unjust.

  • July 21, 2026

    HMRC Investigating 13 Cos. For Failure To Prevent Tax Fraud

    Britain's tax authority is carrying out 13 investigations into companies over allegations that they failed to prevent the facilitation of tax fraud, with dozens more under review after criticism that the tax authority has been too slow to police big businesses, HMRC said Tuesday.

  • July 21, 2026

    Santander Says £670M AXA PPI Indemnity Isn't Retroactive

    Santander told an appeals court Tuesday it should not pay out £670 million ($896 million) AXA lost when dealing with mis-sold payment protection insurance claims, arguing an earlier judge wrongly found it was liable irrespective of when the policies were sold.

  • July 21, 2026

    How Skadden Beat HMRC's First Sanctions Export Ban Case

    Ryan Junck and Vanessa McGoldrick of Skadden talk to Law360 about the strategy behind the dismissal of the case against the Hauser & Wirth art gallery, the challenges of litigating a first-of-its-kind prosecution and what the judgment means for sanctions enforcement.

Expert Analysis

  • Banker Remuneration Proposals Could Affect More Than Pay

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    The Financial Conduct Authority and Prudential Regulation Authority’s pending proposals to reduce banker remuneration restrictions bring obvious personal financial advantages for bankers, but may have repercussions that result in increased scrutiny of bonus payments and wider changes to workplace culture and overall accountability, say lawyers at Fox Williams.

  • Rethinking 'No Comment' For Clients Facing Public Crises

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    “No comment” is no longer a cost-free or even a viable public communications strategy for companies in crisis, and counsel must tailor their guidance based on a variety of competing factors to help clients emerge successfully, says Robert Bowers at Moore & Van Allen.

  • EU Report May Influence Regulation Of Decentralized Finance

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    The European supervisory authorities’ recent report on decentralized finance highlights the major regulatory challenges and increased cybersecurity risks of this ecosystem, and will likely provide useful guidance on how the market could be regulated to limit potential risks for investors, say Hubert de Vauplane and Hugo Bordet at Morgan Lewis.

  • EU Paper Urges Data Protection And Competition Law Unity

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    A recent European Data Protection Board position paper calls for closer cooperation among data protection and competition authorities, and provides valuable insight for businesses seeking to ensure compliance across an increasingly complex regulatory landscape, say lawyers at Paul Weiss.

  • Market Infrastructure Regs Aim To Reinvigorate EU Trading

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    The recently amended European Market Infrastructure Regulation, imposing a requirement on certain financial and nonfinancial institutions to maintain an active EU counterparty account, hopes to incentivize the central clearing of trades, although there are concerns that higher compliance costs will lead to a decrease in competitiveness, say lawyers at McDermott.

  • The Pros And Cons Of A 2nd Trump Term For UK Tech Sector

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    While U.S. President Donald Trump’s protectionist stance on trade could disrupt global supply chains on which many U.K. tech firms are reliant, anticipated deregulation could provide fertile ground for investment and growth, and the U.K. tech sector is bracing for a mix of opportunities, say lawyers at Shoosmiths.

  • Why EU Omnibus Package Is Receiving Mixed Reactions

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    Although the forthcoming European Union omnibus simplification package consolidating corporate sustainability reporting requirements aims to reduce the regulatory burden on businesses, reaction to the proposals has been mixed, and reassurance is needed that these measures will not result in a watering down of the legislation, say lawyers at Peters & Peters.

  • Review Of Computer Evidence Use Raises Complex Issues

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    The Ministry of Justice’s recent call for a review of computer-generated evidence used in criminal proceedings, solicits questions of how such evidence will be defined while also ensuring that changes can withstand technological advances and uphold the effective functioning of the criminal justice system, say lawyers at BCL Solicitors.

  • How Proposed Private Share Trading System May Benefit Cos.

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    The government's proposal for a private securities and capital exchange system intends to enhance market practices and risk tolerances, offering a significant way for firms to free up liquidity by allowing investors to trade existing private company shares, say lawyers at Mishcon de Reya.

  • New Bill Introduces Important Whistleblower Protections

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    If enacted, a bill that proposes the establishment of an independent whistleblower office in the U.K. offering protected disclosures will encourage individual whistleblowers, and alleviate the pressure for companies to investigate complaints, say lawyers at Tenet Law.

  • Important Changes To Note In Accountant Ethics Code Update

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    The Institute of Chartered Accountants of England and Wales' forthcoming code of ethics will bring a number of significant updates to raise standards within the profession, but also risks of professional indemnity claims that could lead to challenges for firms, say lawyers at RPC.

  • What EU Sustainable Category Proposals Will Mean For Funds

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    The European Union Platform on Sustainable Finance’s recent proposals to apply stricter product categorization standards for funds subject to the Sustainable Finance Disclosure Regulation will assist retail investors in selecting sustainable products, and allow advisers to easily match their clients’ preferences, say lawyers at Debevoise.

  • What To Expect As CAT Considers Mastercard Settlement

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    It is expected that the Competition Appeal Tribunal will closely scrutinize the proposed collective settlement in Merricks v. Mastercard, including the role of the case’s litigation funder, as the CAT's past approach to such cases shows it does not treat the process as a rubber stamp exercise, say lawyers at BCLP.

  • Managing Transatlantic Antitrust Investigations And Litigation

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    As transatlantic competition regulators cooperate more closely and European antitrust investigations increasingly spark follow-up civil suits in the U.S., companies must understand how to simultaneously juggle high-stakes multigovernment investigations and manage the risks of expensive new claims across jurisdictions, say lawyers at Paul Weiss.

  • What 2025 Holds For UK, EU Restructuring And Insolvency

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    European Union and U.K. restructuring developments in 2024, with a new era of director accountability, the use of cramdown tools and the emergence of aggressive liability management exercises, mean greater consideration of creditors' interests and earlier engagement in restructuring discussions can be expected this year, says Inga West at Ashurst.

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