Corporate Crime & Compliance UK

  • August 19, 2026

    FCA Bans And Fines Ex-Fund Manager Head Over Failures

    The Financial Conduct Authority said Wednesday it has fined and banned the former chief executive of a wealth management and stockbroking firm that has since entered administration, finding he failed to properly manage the firm and to put customers' interests ahead of its profits.

  • August 19, 2026

    Burges Salmon Accused Of Botching London Property Deal

    A prospective buyer of two properties in east London has sued Burges Salmon LLP, alleging that the law firm mishandled information and evidence he provided about potential fraud exposure during the transaction.

  • August 19, 2026

    UK Research Agency Sues Ex-Consultant Over Data Theft

    The government's research and development agency has sued a former consultant for allegedly downloading tens of thousands of files, including confidential material, on to his personal device.

  • August 18, 2026

    Feds Bring New Charges Over $3.4B Iran-Backed Cybertheft

    Manhattan federal prosecutors on Tuesday announced new charges against a group of Iranians accused of running a global, state-backed hacking campaign against private companies, government agencies and universities, in a wide-ranging cybertheft conspiracy that stole at least $3.4 billion in academic data and intellectual property.

  • August 18, 2026

    HMRC Opens Registration For Tax Advisers

    Britain's tax authority announced on Tuesday the opening of mandatory registration for tax advisers handling corporate tax matters.

  • August 18, 2026

    Fintech Directors Shifted IP Worth £2M To Defraud Creditors

    A London judge held Tuesday that two former directors of a financial software business defrauded creditors by transferring intellectual property rights worth £2 million ($2.7 million) amid an impending threat of insolvency.

  • August 18, 2026

    FCA Bans Senior Manager Who Hid Director Disqualification

    The U.K.'s financial regulator said Tuesday it has banned a debt management company's executive from working in financial services, saying he lied under oath in an attempt to conceal being a company director and later failed to disclose the resulting 10-year disqualification.

  • August 18, 2026

    4 Arrested In Police Federation Bribery, Fraud Probe

    Police arrested four people on Tuesday in a growing investigation into suspected corruption and financial wrongdoing connected to the trade body that represents rank-and-file police officers in England and Wales.

  • August 18, 2026

    FCA Finds Crime Control Failings At UK Wealth Managers

    The Financial Conduct Authority said Tuesday it has found "weaknesses" in financial crime controls at some U.K. wealth managers, including gaps in checks on clients' wealth, transactions, political exposure and sanctions.

  • August 18, 2026

    Ex-Ashurst Pro Barred For False Bike Theft Insurance Claim

    A former finance lawyer at Ashurst Perkins Coie has been struck off for making a fraudulent insurance claim for a stolen bicycle that was not covered by an existing policy at the time the theft took place.

  • August 18, 2026

    Property Investor To Enter Administration After US Sanctions

    An investor in Cuban real estate said Tuesday that Guernsey's financial regulator will appoint a court administrator for the company after U.S. sanctions triggered the loss of key banking, service provider and business relationships.

  • August 18, 2026

    Property Group Founder Banned Over £5M Marketing Scandal

    The government said Tuesday it has hit the founder of a property group with a five-year ban from being a company director after investors lost £4.8 million ($6.5 million) through a connected business that distributed "false and misleading" marketing material.

  • August 17, 2026

    Big Banks Reach $86.4M Deal In Mexican Bond-Rigging Suit

    Bank of America, HSBC and other global banks have agreed to pay $86.4 million to resolve investor class claims that they conspired to fix Mexican government bond prices, according to a proposed settlement unveiled on Friday in New York federal court.

  • August 17, 2026

    Renault, Nissan, Fail To Get Car Dealer's £18M Claim Tossed

    A Scottish car dealer can pursue its £18 million ($24.4 million) claim against Renault, Nissan and a car financing company, after a judge held Monday that new whistleblowing evidence on a plot to take down the family-run business means the proceedings are not an abuse of process.

  • August 17, 2026

    Broker Sued For $550M For Alleged Securities Fraud

    A British hedge fund company has sued a Brazilian man for more than $500 million in a London court, alleging that he perpetrated an elaborate securities fraud against the company.

  • September 02, 2026

    CORRECTED: Veolia Economist Loses Whistleblowing Claim

    A former economist at Veolia has lost her claim that the waste giant retaliated against her by firing her after she blew the whistle on bullying and staff mismanagement. Correction: A previous version of this story misreported the latest judgment. The error has been corrected. 

  • August 17, 2026

    Ex-Oil Biz Exec In €144M Fraud Must Face Fake Loans Claims

    The alleged former chief executive of a petroleum company has failed to toss out allegations that he relied on forged £500 million ($678 million) loans when buying an energy company in order to cover up a €143.8 million ($166.7 million) embezzlement.

  • August 17, 2026

    Ireland Debuts National Anti-Money Laundering Plan

    The Irish government has launched Ireland's first national anti-money laundering strategy, which it says is the most significant strengthening of its financial crime framework in years.

  • August 14, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen newly signed Real Madrid footballer Yan Diomandé sued over access to his image rights, Nigel Farage and Reform UK deputy leader Richard Tice accuse the NCA of leaking confidential financial information, and a right-wing American journalist hit The Guardian with a libel claim. 

  • August 14, 2026

    Ex-Sergeant Scores Win After Force Leaned On His Witnesses

    A police sergeant fired for gross misconduct has partly won his case against his former force after a Welsh employment tribunal found that he was punished for raising a formal grievance.

  • August 14, 2026

    EU Prosecutors Launch Raids In Romania Over €7M IT Fraud

    European prosecutors said that Romanian authorities carried out 19 searches as part of an investigation into suspected procurement fraud involving €7 million ($8.1 million) in European Union-funded IT projects.

  • August 14, 2026

    FOS Can Withhold Bank Complaint Records, Tribunal Rules

    A tribunal has ruled that the Financial Ombudsman Service may withhold confidential information it received from the Co-operative Bank during an investigation into a disgruntled bank customer's complaint and subsequent information request.

  • August 14, 2026

    Investor In €45M Fraud Can Get Info On Frozen Accounts

    An investment fund that says it is the victim of a €45 million ($52 million) fraud secured a court order on Friday for HSBC to provide it with information on the alleged scammers' frozen bank accounts.

  • August 14, 2026

    Solicitor Seeks Return After Strike-Off Over No Insurance

    A solicitor who was struck off for misconduct including practicing without valid insurance asked a disciplinary tribunal on Friday to readmit him to the profession, arguing that he "unequivocally" accepts his sanction and is genuinely remorseful.

  • August 14, 2026

    Ex-Asset Manager CEO Fined For Lying To FCA On FC Deal

    The Financial Conduct Authority said Friday it had fined Paul Taylor, the former chief executive of Blue Horizon, £489,000 ($662,000) and banned him from working in finance after he made false statements as he sought to buy a bank and a football club.

Expert Analysis

  • CMA Guide Clarifies Role Of Competition Law In Employment

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    The Competition and Markets Authority’s recent guide to applying U.K. competition law to employment market practices, with a focus on no-poach agreements, wage-fixing and exchange of sensitive information, provides welcome and timely guidance for employers trying to navigate this area, say lawyers at Lewis Silkin.

  • FCA Proposals Reduce Consumer Duty Compliance Burden

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    The Financial Conduct Authority’s recent proposals to streamline the consumer duty regime represent a pragmatic response to industry concerns, with a move toward sector-specific supervision and potentially narrowing its scope for wholesale and cross-border business, say lawyers at Simmons & Simmons.

  • How New Companies House ID Rules Affect Businesses

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    Lawyers at Shepherd & Wedderburn discuss the Economic Crime and Corporate Transparency Act’s new mandatory identity verification requirements for all company directors and persons with significant control, set to go live next week, which aim to curb fraud by improving the reliability of information held by Companies House.

  • Russia Sanctions Spotlight: Taking Russian Oil Off The Market

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    The recent sanctions targeting Russia's energy sector by the U.K., EU and U.S. aim to limit Russia’s ability to fund its war machine by the sale of fossil fuels, representing an important escalation that has the potential to affect a wide range of business activities, says Alexandra Melia at Steptoe.

  • Role Of UK Investment Act Is Evolving In M&A Deals

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    With merger and acquisition activity likely to increase in light of the government’s new defense industrial strategy, the role of the National Security and Investment Act will come into sharper focus, and its recent annual report confirms that scrutiny is intensifying, say lawyers at Kingsley Napley.

  • What To Know About EU's Reimposition Of Sanctions On Iran

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    Lawyers at Steptoe discuss the European Union’s recent reimposition of trade and financial sanctions against Iran, which will introduce legal and operational constraints that affect EU companies' commercial activities in the region.

  • Navigating Int'l Laws To Protect Children In The Digital World

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    The European Commission’s recent request to online platforms for information on their measures to protect minors using their services is part of an intensifying focus on safeguarding children, and with an ever-growing worldwide maze of regulations, digital businesses should conduct a holistic assessment to minimize risks, says Anna Morgan at Bird & Bird.

  • FCA Crypto Proposals Herald Tougher Oversight For Firms

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    The Financial Conduct Authority’s recent proposals to extend regulation to crypto-asset activities will bring parity, but implementation of the operational resilience requirements and enhanced financial crime controls will present compliance challenges, says Michelle Kirschner at Gibson Dunn.

  • EU Investment Reporting Rules Letup Signals Pragmatic Shift

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    While investment companies remain subject to far-reaching disclosure obligations under the Foreign Subsidies Regulation, new guidance from the European Commission on reporting passive limited partner commitments represents a drastic simplification and burden reduction, say lawyers at Paul Weiss.

  • SFO's 2-Year Transformation Signals Crackdown On Fraud

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    Two years after Nick Ephgrave’s appointment as director of the Serious Fraud Office, the introduction of new corporate criminal offenses and strengthened investigative methods sends a clear message to corporations that the agency is delivering on its promise to be bolder and more proactive about tackling fraud, say lawyers at BCL Solicitors.

  • What To Know About Interim Licenses In Global FRAND Cases

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    Recent U.K. court decisions have shaped a framework for interim licenses in global standard-essential patent disputes, under which parties can benefit from operating on temporary terms while a court determines the final fair, reasonable and nondiscriminatory terms — but the future of this developing remedy is in doubt, say attorneys at Fish & Richardson.

  • How EU And UK Consumer Loan Protections Are Shifting

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    As market evolution and digitalization motivate both the European Union and the U.K. to revamp consumer protections around lending, the potential for divergence between these rules will pose new challenges for cross-border consumer credit lenders, say lawyers at Skadden.

  • EBA Guidance Shakes Up EU Securitization Market Practices

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    Although the European Banking Authority’s recent questioning of the common use of conditional sale agreements to season assets when setting up securitizations has come as an unwelcome surprise, competent regulators are expected to follow the EBA guidance, even though as a Q&A response it is not legally binding, say lawyers at Debevoise.

  • EU Act Establishes Data Sharing Rules, But Hurdles Remain

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    The recently effective European Union Data Act provisions establish harmonized rules to unlock the use of data generated by technology-embedded software, but leave practical challenges that organizations will need to navigate to comply with cross-border requirements, say lawyers at King & Spalding.

  • Decoding Arbitral Disputes: Arbitrator's Conviction Upheld

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    The Supreme Court of Spain recently upheld the criminal conviction of arbitrator Gonzalo Stampa for grave disobedience to judicial authority, rejecting the proposition that an arbitrator's independence can prevail over a court order retroactively disabling the very judicial act conferring arbitral jurisdiction, says Josep Galvez at 4-5 Gray's Inn.

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