Corporate Crime & Compliance UK

  • July 24, 2026

    Clarion Denies Fake Claims In £2.9M Bond Building Row

    Clarion Housing Association Ltd. has said it did not make false representations to an insurance company to secure bonds for two development projects in England, arguing that any misunderstanding about who would be carrying out the building works was not its fault.

  • July 24, 2026

    REIT Sued By Smith Square Partners Over £1.6M Tail Fee

    Home REIT PLC said Friday that it will "vigorously defend" a £1.6 million ($2.1 million) claim by former adviser Smith Square Partners LLP for an allegedly unpaid contractual fee tied to the company's property sales process.

  • July 24, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen financial advice firm Smith Square Partners sue ailing social housing company Home REIT, Pogust Goodhead hit with a contract claim by one of its investors, and Entain faced with its latest claim in expanding litigation linked to alleged bribery at its former Turkish business. Here, Law360 looks at these and other new claims in the U.K.

  • July 24, 2026

    KC Aims To 'Sharpen The Blade' With New Big Tech Liability

    Prosecuting social media giants that fail to prevent fraud on their platforms would "sharpen the blade" in law enforcement's armory, a novel leap in criminal liability needed to fight runaway fraud, the top barrister behind the proposals told Law360.

  • July 24, 2026

    Mercedes Faces Solo Dieselgate Damages Trial In November

    Mercedes-Benz will be the only automaker to face a damages trial in London in November over claims it used unlawful emissions-cheating software after a judge ruled Friday to separate the case from related proceedings against four other major carmakers.

  • July 23, 2026

    SFO's Guralp DPA Case Delayed Over Last-Chance Sale Bid

    A London judge on Thursday delayed the Serious Fraud Office from prosecuting a technology company accused of breaching a corporate criminal settlement as the business said it intended to sell itself to pay the outstanding £2.1 million ($2.8 million) it owes the agency.

  • July 23, 2026

    Motorists Bid To Delay Dieselgate Damages Trial Amid Appeal

    Motorists suing major carmakers for allegedly fitting out diesel vehicles with unlawful emissions-cheating software asked a London judge Thursday to delay an upcoming damages trial while they appeal a judgment that dismissed most of their claims. 

  • July 23, 2026

    Bar Works Fraudster Gets More Prison Despite Cooperation

    A Manhattan federal judge on Thursday tacked on more time behind bars for the architect of the $57 million Bar Works shared office space investment Ponzi scheme, expressing concern that the Englishman has the potential to reoffend despite cooperating against four co-conspirators.

  • July 23, 2026

    Financial Firm Not Liable For Authorized Push Payment Fraud

    A London appeals court ruled Tuesday that Moorwand Ltd. is not liable for £160,000 ($213,000) lost in an authorized push payment scam because the payment services provider had no reason to suspect the transfer instructions were fraudulent.

  • July 23, 2026

    Weightmans, Verisk Launch Insurance Fraud Platform

    Weightmans has launched a new insurance fraud platform in partnership with U.S. risk management company Verisk, saying the technology will help insurers spot suspicious activity sooner and better manage higher-risk claims. 

  • July 23, 2026

    RBS Hit With £73M Claim Over Rockfire Solar Bond Transfers

    A collapsed investment company has sued the Royal Bank of Scotland for more than £73 million ($97 million), accusing the lender of allowing cash earmarked for solar farms to be siphoned off by the company's director.

  • July 23, 2026

    Electrolux Denies Owing £200M Over Failed Partnership

    Electrolux has denied causing a startup to lose more than £200 million ($266 million) amid their failed home appliance development partnership, telling a London court that it did not misuse any of its opponent's confidential information.

  • July 23, 2026

    FCA To Ban Father, Son From Finance After Fraud Trial

    The City regulator said Thursday it has decided to ban a father and son from U.K. financial services after a London court found they had engaged in fraud and misused client money in the sale of an insurance brokerage.

  • July 23, 2026

    Audit Watchdog Handed Out £18.2M In Sanctions In 2025

    Britain's audit regulator said Thursday it imposed financial sanctions worth £18.2 million ($24.3 million) in the financial year that ended in March — up from the £14.5 million it issued in the preceding 12 months. 

  • July 23, 2026

    Google Fined €890M By EU For Restricting Competition

    The European Union fined Google owner Alphabet Inc. a total of €890 million ($1.04 billion) on Thursday after finding that the U.S. technology giant unfairly favored its own services in search results and restricted app developers from directing users to cheaper options.

  • July 22, 2026

    Ex-Southern Water CEO Charged With Fraud Over Water Tests

    Southern Water's former chief executive and three former senior managers have been charged with conspiracy to defraud over allegations that they conspired to manipulate water quality tests to avoid tens of millions of pounds in fines, prosecutors said Wednesday. 

  • July 22, 2026

    SRA Defends Access To Privileged Files In Carter-Ruck Suit

    The solicitors' watchdog told the High Court on Wednesday that it is not seeking unfettered power to override clients' legal professional privilege, but said limited access to privileged documents is essential if it is to investigate solicitors accused of professional misconduct.

  • July 22, 2026

    FCA Finds Financial Crime Rule Breaches At Asset Managers

    The Financial Conduct Authority raised concerns Wednesday that some asset managers had inadequate financial crime controls in breach of legal requirements and regulatory expectations.

  • July 22, 2026

    Spy Tactic Costs Billionaire Asset Freeze In $415M Fraud Case

    A London appeals court has lifted a worldwide freezing order on a man accused of defrauding a Mexican billionaire out of more than $415 million, ruling that Salinas had obtained privileged information from his opponent's solicitor by "unlawful as well as abusive" means.

  • July 22, 2026

    Lloyd's Says Ex-CEO Breached Rules Over Undisclosed Ties

    Lloyd's of London said Wednesday that former chief executive John Neal had breached the market's conduct rules by failing to disclose a personal relationship with another senior executive.

  • July 21, 2026

    Fintech Says Deutsche Bank Shouldn't Escape Blacklist Suit

    A self-described barter-based payment platform alleging it was improperly placed on an industry blacklist by Deutsche Bank has urged a New York federal judge not to grant the bank's dismissal bid, arguing the German lender has constructed an "unpled 'if ... then' scenario" and asks "the court to assume that it is factual."

  • July 21, 2026

    Ex-Solicitor Says SFO Errors Tainted Tipping Off Conviction

    A former solicitor sought Tuesday to overturn his conviction for tipping off a client about a Serious Fraud Office anti-money laundering investigation, arguing at a London appeals court that disclosure errors in the original trial rendered the process unjust.

  • July 21, 2026

    HMRC Investigating 13 Cos. For Failure To Prevent Tax Fraud

    Britain's tax authority is carrying out 13 investigations into companies over allegations that they failed to prevent the facilitation of tax fraud, with dozens more under review after criticism that the tax authority has been too slow to police big businesses, HMRC said Tuesday.

  • July 21, 2026

    Santander Says £670M AXA PPI Indemnity Isn't Retroactive

    Santander told an appeals court Tuesday it should not pay out £670 million ($896 million) AXA lost when dealing with mis-sold payment protection insurance claims, arguing an earlier judge wrongly found it was liable irrespective of when the policies were sold.

  • July 21, 2026

    How Skadden Beat HMRC's First Sanctions Export Ban Case

    Ryan Junck and Vanessa McGoldrick of Skadden talk to Law360 about the strategy behind the dismissal of the case against the Hauser & Wirth art gallery, the challenges of litigating a first-of-its-kind prosecution and what the judgment means for sanctions enforcement.

Expert Analysis

  • Updated EU Procedure Streamlines Data Transfer Approval

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    The European Data Protection Board’s updated approval procedure for binding corporate rules for transfers of personal data to non-European Union countries promotes consistency for regulator communications during the application process, and sets expectations for processing timelines, say lawyers at Hogan Lovells.

  • What Cos. Must Note From FCA Bulletin On Leaking M&A Info

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    The Financial Conduct Authority’s recent bulletin on strategic leaks in merger and acquisition transactions, as the second such publication in four months, acts as a warning for issuers and their advisers to tighten up their current policies for handling inside information, say lawyers at Herbert Smith.

  • FCA's Odey Decision Is Wake-Up Call For Financial Firms

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    The Financial Conduct Authority recently banned hedge fund boss Crispin Odey from working in financial services, underscoring the critical importance the regulator places on whether individuals are fit and proper to perform regulated activities, and the connection between nonfinancial misconduct and the integrity of the financial markets, say lawyers at Pallas Partners.

  • How Ransomware Payment Reforms Could Affect UK Cos.

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    The Home Office’s recent proposals to ban ransomware payments by publicly owned bodies is a welcome first step in its aims to tackle the cybercrime industry, but the risk remains that hackers will now focus on private companies that are still permitted to pay a ransom, says Dominic Holden at Lawrence Stephens.

  • Key Takeaways From The 2025 Spring Antitrust Meeting

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    Leadership changes, shifting priorities and evolving enforcement tools dominated the conversation at the recent American Bar Association Spring Antitrust Meeting, as panelists explored competition policy under a second Trump administration, agency discretion under the 2023 merger guidelines and new frontiers in conduct enforcement, say attorneys at Freshfields.

  • Rising To The Task Of Online Safety Act Compliance

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    The arrival of the Online Safety Act’s deadlines for all in-scope services and children’s access in March and April, enabling the Office of Communications to begin enforcing safety duties regarding illegal content, presents formidable compliance challenges for affected businesses, says Louisa Chambers at Travers Smith.

  • Google Win Illustrates Hurdles To Mass Data Privacy Claims

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    The Court of Appeal's December decision in Prismall v. Google, holding each claimant in a mass data privacy suit must demonstrate an individualized and sufficiently serious injury, demonstrates the difficulty of using representative action to collect damages for misused private information, say lawyers at Seladore Legal.

  • What To Know About FCA's UK Listing Rules Proposal

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    A recent consultation paper from the Financial Conduct Authority aims to streamline the securities-listing process for U.K.-regulated markets, including by allowing issuers to submit a single application for all securities of the same class, and aligning the disclosure standards for low-denomination and wholesale bonds, say lawyers at Debevoise.

  • Opinion

    UK Gov't Needs To Take Action To Support Whistleblowing Bill

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    With a proposed Office of the Whistleblower Bill making its way through the U.K. Parliament, whistleblowing is starting to receive the attention it deserves, but the key to unlocking real change is for the government to take ownership of reform proposals and appoint an overarching whistleblowing champion, says Baroness Susan Kramer at the House of Lords.

  • Issues To Watch At ABA's Antitrust Spring Meeting

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    Attorneys at Freshfields consider the future of antitrust law and competition enforcement amid agency leadership changes and other emerging developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.

  • New UK Short Selling Rules Diverge From EU Regs

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    Although forthcoming changes to the U.K.’s short selling regulatory regime represent a welcome relaxation of restrictions and simplification of reporting processes, participants active in both the U.K. and EU markets will need to ensure compliance with two quite different sets of rules, says Ezra Zahabi at Akin.

  • How New EU Product Liability Directive Will Affect Tech And AI

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    While the European Union’s new defective product liability directive, effective from December 2026, primarily provides clarifications rather than significant changes, it reflects the EU's commitment to addressing consumer protection and accountability challenges presented by the digital economy and artificial intelligence, say lawyers at Latham.

  • What Latest FCA Portfolio Letter Means For Payments Firms

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    Charlotte Hill at Charles Russell discusses the Financial Conduct Authority’s recent portfolio letter to CEOs of payments firms, outlining the regulator’s expectations, and the steps that these companies may now need to take to ensure compliance and operational effectiveness.

  • ECB Guide Targets Harmonized Cyber Testing Approach

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    The European Central Bank’s recently updated guidance for testing organizational resilience against sophisticated cyberattacks is a significant step forward, highlighting the importance of a unified approach to financial sector cybersecurity and alignment with Digital Operational Resilience Act requirements, say Simon Onyons and Nebu Varghese at FTI Consulting.

  • Court Backlog Could Alter Work Safety Enforcement Priorities

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    While criminal prosecution remains the default course of action following the most serious workplace accidents, a record backlog of cases in the crown courts in England and Wales and safety regulators’ recognition of the need for change may allow for a more discerning approach, say lawyers at BCL Solicitors.

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