Corporate Crime & Compliance UK

  • August 18, 2026

    FCA Bans Senior Manager Who Hid Director Disqualification

    The U.K.'s financial regulator said Tuesday it has banned a debt management company's executive from working in financial services, saying he lied under oath in an attempt to conceal being a company director and later failed to disclose the resulting 10-year disqualification.

  • August 18, 2026

    4 Arrested In Police Federation Bribery, Fraud Probe

    Police arrested four people on Tuesday in a growing investigation into suspected corruption and financial wrongdoing connected to the trade body that represents rank-and-file police officers in England and Wales.

  • August 18, 2026

    FCA Finds Crime Control Failings At UK Wealth Managers

    The Financial Conduct Authority said Tuesday it has found "weaknesses" in financial crime controls at some U.K. wealth managers, including gaps in checks on clients' wealth, transactions, political exposure and sanctions.

  • August 18, 2026

    Ex-Ashurst Pro Barred For False Bike Theft Insurance Claim

    A former finance lawyer at Ashurst Perkins Coie has been struck off for making a fraudulent insurance claim for a stolen bicycle that was not covered by an existing policy at the time the theft took place.

  • August 18, 2026

    Property Investor To Enter Administration After US Sanctions

    An investor in Cuban real estate said Tuesday that Guernsey's financial regulator will appoint a court administrator for the company after U.S. sanctions triggered the loss of key banking, service provider and business relationships.

  • August 18, 2026

    Property Group Founder Banned Over £5M Marketing Scandal

    The government said Tuesday it has hit the founder of a property group with a five-year ban from being a company director after investors lost £4.8 million ($6.5 million) through a connected business that distributed "false and misleading" marketing material.

  • August 17, 2026

    Big Banks Reach $86.4M Deal In Mexican Bond-Rigging Suit

    Bank of America, HSBC and other global banks have agreed to pay $86.4 million to resolve investor class claims that they conspired to fix Mexican government bond prices, according to a proposed settlement unveiled on Friday in New York federal court.

  • August 17, 2026

    Renault, Nissan, Fail To Get Car Dealer's £18M Claim Tossed

    A Scottish car dealer can pursue its £18 million ($24.4 million) claim against Renault, Nissan and a car financing company, after a judge held Monday that new whistleblowing evidence on a plot to take down the family-run business means the proceedings are not an abuse of process.

  • August 17, 2026

    Broker Sued For $550M For Alleged Securities Fraud

    A British hedge fund company has sued a Brazilian man for more than $500 million in a London court, alleging that he perpetrated an elaborate securities fraud against the company.

  • September 02, 2026

    CORRECTED: Veolia Economist Loses Whistleblowing Claim

    A former economist at Veolia has lost her claim that the waste giant retaliated against her by firing her after she blew the whistle on bullying and staff mismanagement. Correction: A previous version of this story misreported the latest judgment. The error has been corrected. 

  • August 17, 2026

    Ex-Oil Biz Exec In €144M Fraud Must Face Fake Loans Claims

    The alleged former chief executive of a petroleum company has failed to toss out allegations that he relied on forged £500 million ($678 million) loans when buying an energy company in order to cover up a €143.8 million ($166.7 million) embezzlement.

  • August 17, 2026

    Ireland Debuts National Anti-Money Laundering Plan

    The Irish government has launched Ireland's first national anti-money laundering strategy, which it says is the most significant strengthening of its financial crime framework in years.

  • August 14, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen newly signed Real Madrid footballer Yan Diomandé sued over access to his image rights, Nigel Farage and Reform UK deputy leader Richard Tice accuse the NCA of leaking confidential financial information, and a right-wing American journalist hit The Guardian with a libel claim. 

  • August 14, 2026

    Ex-Sergeant Scores Win After Force Leaned On His Witnesses

    A police sergeant fired for gross misconduct has partly won his case against his former force after a Welsh employment tribunal found that he was punished for raising a formal grievance.

  • August 14, 2026

    EU Prosecutors Launch Raids In Romania Over €7M IT Fraud

    European prosecutors said that Romanian authorities carried out 19 searches as part of an investigation into suspected procurement fraud involving €7 million ($8.1 million) in European Union-funded IT projects.

  • August 14, 2026

    FOS Can Withhold Bank Complaint Records, Tribunal Rules

    A tribunal has ruled that the Financial Ombudsman Service may withhold confidential information it received from the Co-operative Bank during an investigation into a disgruntled bank customer's complaint and subsequent information request.

  • August 14, 2026

    Investor In €45M Fraud Can Get Info On Frozen Accounts

    An investment fund that says it is the victim of a €45 million ($52 million) fraud secured a court order on Friday for HSBC to provide it with information on the alleged scammers' frozen bank accounts.

  • August 14, 2026

    Solicitor Seeks Return After Strike-Off Over No Insurance

    A solicitor who was struck off for misconduct including practicing without valid insurance asked a disciplinary tribunal on Friday to readmit him to the profession, arguing that he "unequivocally" accepts his sanction and is genuinely remorseful.

  • August 14, 2026

    Ex-Asset Manager CEO Fined For Lying To FCA On FC Deal

    The Financial Conduct Authority said Friday it had fined Paul Taylor, the former chief executive of Blue Horizon, £489,000 ($662,000) and banned him from working in finance after he made false statements as he sought to buy a bank and a football club.

  • August 13, 2026

    Feds Can Release More Documents Under Epstein Law

    A New York federal judge granted the federal government's request to unseal documents in a 2015 civil lawsuit filed by the late Virginia Giuffre, a Jeffrey Epstein accuser who sued Ghislaine Maxwell a decade before her death last year.

  • August 13, 2026

    Visa, Mastercard Get Joiner Cutoff In Swipe Fees Claim

    Visa and Mastercard have convinced the Competition Appeal Tribunal to restrict the number of claimants ahead of a trial that will determine whether the credit card giants are allowed to rely on legal exemptions for anti-competitive interchange fees.

  • August 13, 2026

    Clarion Not Owed £2.9M Over Misleading Bonds, Insurer Says

    An insurer has denied owing Clarion £2.9 million ($4 million) under bonds for two developments in England, claiming that the housing association knew the insurer had been misled about a contractor's role in the projects.

  • August 13, 2026

    EU Prosecutors Foil €348K Vineyard Subsidy Fraud

    The owner of a Bulgarian vineyard is facing criminal charges after allegedly trying to obtain almost €350,000 ($404,000) in European Union agricultural subsidies by using false declarations about the harvest, European prosecutors said Thursday.

  • August 13, 2026

    Clinic Sues Charity Over Failed £5.5M Gym Lease

    A London health clinics company has sued the trustees of a charity for allegedly failing to complete a £5.5 million ($7 million) lease for a gym or return more than £650,000 paid toward the deal.

  • August 13, 2026

    Deutsche Calls Ex-Execs' £700M Conspiracy Claims Baseless

    Deutsche Bank has hit back against a £700 million ($944 million) claim brought by four former executives, denying that it conspired to have them imprisoned in an attempt to conceal its historical accounting errors in one of Italy's biggest financial scandals.

Expert Analysis

  • How AI May Have Made A Difference In Monzo Bank Breaches

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    Artificial intelligence tools have the capabilities needed to keep pace with increasingly sophisticated threats, and such tools might have helped prevent the anti-money laundering failures that led to the recent £21.1 million fine against Monzo Bank, says Alexander Vilardo at Howard Kennedy.

  • A Softer Tack For Online Ads Marks Next Step In Data Reform

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    While the initiative of the U.K. Information Commissioner's Office to relax enforcement of advertising cookie consent represents a welcome attempt to balance privacy protection and commercial realities, several questions remain that will limit companies' ability to benefit from the U.K. proposals, say lawyers at Skadden.

  • CMA App Store Mandates Fall Short Of Regulatory Ambitions

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    The Competition and Markets Authority's recent proposals to loosen Google and Apple’s mobile platform duopoly are a far cry from the assertive and wide-reaching interventions that advocates of the Digital Markets Unit had hoped to see from the new competition regulator, says Ronan Scanlan at Steptoe.

  • Catching Up On Simplified EU Sustainability Disclosure Rules

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    A recent proposal to streamline implementation of the EU’s Taxonomy Regulation contains measures that would reduce companies’ sustainable investment reporting and compliance requirements, and better support the EU’s climate and environmental goals, say lawyers at Proskauer.

  • Cos. Must Take Action As Corporate Enforcement Evolves

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    The Serious Fraud Office's renewed vigor toward proactive corporate enforcement, as evidenced by its recently affirmed commitment to collaboration with the U.S. on cross-border investigations, means that organizations must solidify their antibribery and corruption frameworks to remain ahead of fast-moving regulatory and legislative initiatives, say lawyers at Weil.

  • UK Reforms Investment Rules, But Clarity Concerns Remain

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    The U.K. government’s recent reforms to the National Security and Investment Act 2021 demonstrate a continuing pragmatic approach by requiring fewer deal filings, but the regime would benefit from more clarity in key areas, say lawyers at McDermott.

  • Fraud Law Puts Fund Managers Under Compliance Spotlight

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    The new failure to prevent fraud offense, effective Sept. 1, may not represent a material departure from most managers’ duties to exercise due care in preventing loss to the assets they manage, but the prospect of criminal liability should sharpen their compliance focus, says Andrew Henderson at Goodwin Procter.

  • CMA Pricing Guide Signals Shift In UK Consumer Protection

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    The Competition and Markets Authority’s recent draft price transparency guide, as part of a wider reform introduced by the Digital Markets, Competition and Consumers Act 2024, represents a significant change in U.K. consumer protection by targeting unfair trading practices and strengthening enforcement mechanisms, says Felicity Forward at Shoosmiths.

  • 8 Compliance Team Strategies To Support Business Agility

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    Amid new regulatory requirements across the globe, compliance functions must design thoughtful guardrails that help business leaders achieve their commercial objectives lawfully — from repurposing existing tools to using technology thoughtfully — instead of defaulting to cumbersome protocols that hinder legitimate business, says Theodore Edelman at GCE Advisors.

  • What To Note From FCA, Gov't Financial Growth Proposals

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    Recent Financial Conduct Authority and government proposals for financial services reform are positive developments for firms, signaling a drive to push forward growth and a willingness to be flexible in areas of regulation that the industry has long raised as barriers, say lawyers at Simmons & Simmons.

  • How Accessibility Act Is Reshaping EU Digital Compliance

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    In adding binding requirements to digital spaces, the recently enacted European Accessibility Act aims to harmonize rules and promote digital inclusion across the EU, a departure from earlier frameworks that relied on voluntary standards for businesses, say lawyers at Greenberg Traurig.

  • Opinion

    Managers' Expanded Corp. Liability Proposal Is Too Vague

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    The Crime and Policing Bill 2025, currently under consideration by the House of Lords, implements a dramatic expansion of managers’ corporate liability in ambiguous provisions that may lead only to cumbersome and unintended consequences for companies, says Vanessa Reid at Corker Binning.

  • What Gov't Report Tells Lawyers About Continuing AML Risks

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    The U.K. government’s recent national money laundering risk assessment maintains conveyancing, company service work and misuse of client accounts as key threats, underscoring that law firms should expect renewed scrutiny and higher expectations in these high-risk areas, says Harriet Holmes at Thirdfort.

  • Russia Sanctions Spotlight: Strengthening Enforcement

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    The Office of Financial Sanctions Implementation’s proposed changes to its enforcement process by increasing monetary penalties, and introducing schemes to encourage cooperation, suggest that businesses should expect an expansion of financial sanctions enforcement, says Alexandra Melia at Steptoe.

  • What EU GPAI Compliance Code Will Mean For Developers

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    The European Union recently released a code of practice to guide compliance for general purpose artificial intelligence models, offering early adopters regulatory deference, but posing timing concerns and significant costs burdens that may discourage smaller developers, say lawyers at Perkins Coie.

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