We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

And The Award Goes To ... FINRA’s 2017 Restitution Program

Law360 (March 7, 2018, 12:36 PM EST) -- Every year, the Academy of Motion Picture Arts and Sciences awards the Oscars for movies, dissecting them into different classes and categories, such as best picture, best film editing and best original screenplay. Every year, we do something similar, dissecting the Financial Industry Regulatory Authority's disciplinary actions to see how FINRA performed in different categories (although we are still looking for FINRA cases that involve special effects). Rather than having academy members cast votes, we review FINRA’s monthly disciplinary reports, press releases and online database. In...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.