By Samuel Waldon, Joshua Newville and Brian Hooven ( June 13, 2018, 12:55 PM EDT) -- During his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute, U.S. Securities and Exchange Commission Enforcement Co-Director Steven Peikin imparted a few suggested "do's and don'ts" for effective communication with the SEC during the Wells process — typically the last opportunity to address potential charges prior to the authorization of an SEC enforcement proceeding. The co-director's observations are summarized below:...
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.