A New Normal In Commodity Derivatives Enforcement Actions

By Brian Daly and Jacob Preiserowicz (October 3, 2018, 4:35 PM EDT) -- In its budget request for fiscal year 2018, the U.S. Commodity Futures Trading Commission outlined an increasingly muscular enforcement effort, stating that, "the Commission will utilize its enforcement resources to continue preserving market integrity[.]"[1] This 2017 request, however, also foreshadowed a new enforcement initiative for 2018, one focused on "increasing effectiveness and efficiency of enforcement through cooperative enforcement with [self-regulatory organizations], state, Federal, and international authorities, including achieving efficiencies through referrals."[2]...

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