FINRA Offers Leniency For Self-Reported 529 Plan Violations
By Alison Noon ( January 28, 2019, 6:30 PM EST) -- The Financial Industry Regulatory Authority said Monday that it believes some financial advisers have been overcharging parents of young children for so-called 529 plan tuition-savings accounts since the program was expanded under President Donald Trump's tax overhaul, but promised to go easy on brokerage firms that self-report....
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