Gain Capital Unit Fined For Missed Fraud 'Warning Signs'
By Al Barbarino ( June 8, 2020, 6:08 PM EDT) -- The Commodity Futures Trading Commission on Monday ordered the U.K. division of exchange-based trading platform Gain Capital to pay nearly a half-million dollars over allegations the firm failed to spot a fraud scheme being run through a customer account and accepted foreign exchange retail customers without registering as a forex retail dealer....
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.